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FBI VOL00009
EFTA00177847
210 pages
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Page 9 of 55 Page 9 531 F.3d 197 (Cite as: 531 F.3d 197) 350Hk1762 k. Other Of- fenses, Charges, or Misconduct. Most Cited Cases Testimony during sentencing phase of capital murder trial indicating that interest of defendant in Native American and Muslim religions was cynical or feigned, and that his multiple religiously-related grievances reflected failure to adjust to in- carceration, was relevant, and did not result in denial of due process or violate his asso- ciational or religious rights under First Amendment, in context of testimony that defendant had successfully adjusted to pris- op, was genuinely interested m several reli- gions, and filed grievances for entirely le- gitimate purposes. U.S.C.A. Const.Amends. 1, 5. [33] Constitutional Law 92 4 1170 92 Constitutional Law 92X First Amendment in General 92X(B) Particular Issues and Applic- ations 92k1170 k. In General. Most Cited Cases The First Amendment forbids the un- cabined reliance on a defendant's abstract beliefs at sentencing. U.S.C.A. Const.Amend. 1. 1341 Constitutional Law 92 €'1170 92 Constitutional Law 92X First Amendment in General 92X(B) Particular Issues and Applic- ations 92k1170 k. In General. Most Cited Cases Constitutional Law 92 4C=1440 92 Constitutional Law 92XVI Freedom of Association 92k1440 k. In General. Most Cited Cases The government may introduce evid- ence of beliefs or associational activities without violating a defendant's First Amendment rights, so long as they are rel- evant to prove, for example, motive or ag- gravating circumstances, to illustrate future dangerousness, or to rebut mitigating evid- ence. U.S.C.A. Const.Amend. 1. [35] Sentencing and Punishment 35011 €=.1.789(3) 350H Sentencing and Punishment 350HVIII The Death Penalty 350HVIII(G) Proceedings 3501P/111(G)4 Determination and Disposition 350H1c1789 Review of Pro- ceedings to Impose Death Sentence 350Hk1789(3) k. Presenta- tion and Reservation in Lower Court of Grounds of Review. Most Cited Cases Trial memorandum that specifically ob- jected to introduction of satanic evidence on basis that it "would create a new ag- gravating circumstances [sic] which the government ha[d] not previously alleged," and therefore would have violated require- ment of formal notice under Federal Death Penalty Act (FDPA), was not sufficient to preserve First Amendment or due process challenge to testimony during sentencing phase of capital murder trial regarding de- fendant's cynical or feigned interest in Nat- ive American and Muslim religions. U.S.C.A. Const.Amend. 1; 18 U.S.CA. § 3593(a). . [36] Sentencing and Punishment 350H C=01789(3) 350H Sentencing and Punishment O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx7pbc-6E6EBE9/tdestination=atpecutid=... 9/26/2011 EFTA00177967
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Page II of 55 Page I I 531 F.3d 197 (Cite as: 531 F.3d 197) An excited utterance need not be con- temporaneous with the startling event to be admissible; rather, the key question gov- erning admission is whether the declarant was under the stress of excitement caused by the event or condition. Fed.Rules Evid.Rule 803(2), 28 U.S.C.A. [40] Sentencing and Punishment 35011 (:=1766 350H Sentencing and Punishment 350HVIII The Death Penalty 350HVIII(G) Proceedings 350HVIII(G)2 Evidence 35011k1755 Admissibility 3501-1k1766 k. Hearsay. Most Cited Cases Statement of highly distraught mother of capital murder defendant to bartender after mother called for assistance from po- lice after defendant had aggressively struck his mother inside bar and then assaulted her once they were outside of bar, that "she was afraid of [defendant]," was relevant in penalty phase of trial that charged defend- ant with murder of other person in course of carjacking and kidnappmg to rebut mit- igating factor that defendant had truthfully admitted responsibility for victim's murder. 18 U.S.C.A. §§ 2119(2, 3), 3593(c); Fed.Rules Evid.Rule 401, 28 U.S.C.A. [41] Sentencing and Punishment 350H C=1766 350H Sentencing and Punishment 350HVIII The Death Penalty 350HVIII(G) Proceedings 350HVIII G)2 Evidence 350HIc1755 Admissibility 350Hk1766 k. Hearsay. Most Cited Cases Statement of highly distraught mother of capital murder defendant to bartender after mother called for assistance from po- lice after defendant had aggressively struck his mother inside bar and then assaulted her once they were outside of bar, that "she was afraid of [defendant]," was not unduly prejudicial and would not have misled jury in penalty *phase of trial that charged de- fendant with murder of other .person in course of carjacking and kidnapping, where it was clear from plethora of evidence that defendant and his mother had estranged and pathological relationship and such statement did little other than confirm what jury already knew. 18 U.S.C.A. H 2119(2, 3), 3593(c); Fed.Rules Evid.Rule 403, 28 U.S.C.A. [42] Sentencing and Punishment 350H C=1765 350II Sentencing and Punishment 350HVIII The Death Penalty 350HVIII(G) Proceedings 350HVIII(G)2 Evidence 350Hk1755 Admissibility 350H1c1765 k. Declarations and Confessions. Most Cited Cases Prior statements conveying willingness of capital murder defendant to commit multiple murders and his desire to kill his mother, offered at sentencing phase in re- sponse to defendant's showing concerning abuse and neglect he suffered at hands of his parents, was relevant to defendant's background and general character and was not unduly prejudicial with regard to de- fendants murder of other person in course of carjacking and kidnapping where gov- ernment never alleged premeditated murder as aggravating factor and did not argue in closing that defendant ever intended to kill his mother and jury was instructed to only consider charged aggravating factors. 18 U.S.C.A. §§ 2119(2, 3), 3591; Fed.Rules O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc—C6E6EBE98cdestination=atpctutid=... 9/26/2011 EFTA00177968
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Page 13 of 55 Page 13 531 F.3d 197 (Cite as: 531 F.3d 197) motive for defendant's murder of victim did not subsume factor which provided that defendant "participated in the murder of [victim] after substantial premeditation to commit the crime of caijacking'; although addressing same caijacking conduct as oth- er factors, including abduction of victim, premeditation factor for caijacking did not focus on motive for murder and prosec- utor's statements did not encourage jury to confuse those factors, and thus similar but nonetheless distinct concepts justified sep- arate consideration and separate findings. 18 U.S.C.A. § 3591 et seq. 1481 Sentencing and Punishment 350H ii;=.1789(9) 350H Sentencing and Punishment 35014V111 The Death Penalty 350HVIII(G) Proceedings 350HWII(G)4 Determination and Disposition 350Hkl789 Review of Pro- ceedings to Impose Death Sentence 350Hk1789(9) k. Harmless and Reversible Error. Most Cited Cases Any constitutional error in submission of aggravating factors in death penalty phase would not have affected fairness of proceedings in light of instructions to jury, where jurors had been instructed to not simply count number of aggravating factors in reference to mitigators, but to "consider the weight and value of each"; thus, jury would have known going into de- liberations that, in reaching verdict, it should make qualitative assessment of ag- gravating and mitigating evidence as whole, rather than focusing on number of factors on each side of scale. U.S.C.A. ConstAmend. 5; 18 U.S.C.A. § 3591 et seq. [49] Indictment and Information 210 C=113 210 Indictment and Information 210V Requisites and Sufficiency of Ac- cusation 210k113 k. Matter of Aggravation in General. Most Cited Cases Government's failure to include non- statutory aggravating factors in indictment did not violate Fifth Amendment's Indict- ment Clause, where jury, not judge, found both statutory and non-statutory aggravat- ing factors beyond reasonable doubt and Federal Death Penalty Act (FDPA) re- quired only that jury sentencing defendant find mental culpability and at least one statutory aggravator, both charged in su- perseding indictment, before finding him "eligible for death penalty; thus, factors that jury assessed when determining per- missibility of death penalty did not change maximum sentence authorized under stat- ute. U.S.C.A. Const.Amend. 5; 18 U.S.C.A. § 3591(aX2). [50] Indictment and Information 210 C=113 210 Indictment and Information 210V Requisites and Sufficiency of Ac- cusation 210k113 k. Matter of Aggravation in General. Most Cited Cases The government must charge statutory aggravating factors under the Federal Death Penalty Act (FDPA) in the indict- ment. 18 U.S.C.A. § 3591 et seq. 1511 Sentencing and Punishment 35011 4D=1626 35011 Sentencing and Punishment 350HVIII The Death Penalty 35011VIII(A) In General 350Hk1622 Validity of Statute or O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc=C6E6EBE98cdestination=atp&utid=... 9/26/2011 EFTA00177969
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Page 15 of 55 Page 15 531 F.3d 197 (Cite as: 531 F.3d 197) errors in the admission of certain evidence, prejudicial comments by the prosecutors, and the violation of certain provisions of the Federal Death Penalty Act (FDPA), 18 U.S.C. § 3591 et seq. We affirm. BACKGROUND This case stems from the brutal murders by Fell and his accomplice Robert Lee in November 2000 of Fell's mother Debra, her companion Charles Conway, and King. The facts are largely undisputed. Fell, who was 20 years old at the time of the murders, does not contest his guilt and the government does not contest much of the evidence of the troubled childhood and adolescence that Fell adduced in an effort to avoid the death penalty. Fell spent his early years in Pennsylvania with parents who were chronic alcoholics. Both Fell and his sister were raped by babysitters when they were young children, abandoned by their par- ents, and raised by relatives. Fell had fre- quent brushes with the law of increasing seriousness and, fora period of time, was, committed to a home for delinquent youth. After his release, his involvement with the law continued to escalate and was punctu- ated by serious drug and alcohol abuse. Fell's mother moved to Rutland, Ver- mont in the fall of 1996 and Fell joined her in 2000. Their stormy relationship contin- ued. Fell and his mother (and their friends) drank heavily, argued frequently, and ab- used drugs. For example, in November 2000, in an incident that was the subject of disputed trial testimony, Fell assaulted his mother in a bar. After taking his mother's drink and attempting to rob her, Fell punched her in the head, knocked her to the ground and was arrested. Fell, Lee, Debra Fell, and Charles Conway were playing cards at her residence. All were drinking heavily and some were using drugs. For reasons not reflected in the re- cord, a violent altercation ensued. Fell pro- duced a kitchen knife and stabbed Conway approximately 50 times causing his death. Lee began stabbing Debra Fell and killed her with multiple wounds to the head and neck. Fell and Lee then showered, took a shotgun that Fell had brought from Pennsylvania, and left on foot at approxim- ately 3:30 am for a local mall in search of shells for the gun. Fell and Lee first went to Wal-Mart, but were turned away by a cleaning crew that informed them that the store was closed. Fell and Lee then approached a Price Chopper convenience store, where they found King, a 53 year old grandmoth- er, just arriving for work in her car. Fell and Lee stole her car and forced her into the backseat at gunpoint. King attempted to escape while on the highway but Fell re- strained her. After driving for several hours and entering New York state, Fell told King that she would be released. As they stopped the car to do so Lee apparently had second thoughts and convinced Fell that they should kill her to prevent her from identifying them. The two *206 forced King out of her car into the adjoin- ing woods where they repeatedly kicked her and Lee struck her around the head and face with a rock. After killing her, Fell wiped his boots on her clothing. The two proceeded to • Pennsylvania where they stole license plates, placed them on King's car, and drove to Arkansas where they were arrested on November 30th. Follow- ing questioning by the Arkansas police and the FBI, Fell, verbally and in a written statement, confessed to the murder of Con- way, described Debra Fell's murder, and On the evening of November 26, 2002, ID 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc-- C6E6EBE9&destinationtp&utid=... 9/26/2011 EFTA00177970
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Page 17 of 55 Page 17 531 F.3d 197 (Cite as: 531 F.3d 197) of such act or acts; and (4) inten- tionally and specifically engaged in one or more acts of violence, know- ing that the act or acts created a grave risk of death to a person: oth- er than one of the participants m the offense, such that participation in such act or acts constituted a reck- less disregard for human life, and Teresca King died as a direct result of such act or acts. See 18 U.S.C. § 359I(aX2)(A)-(D). FN2. The statutory aggravating factors were: (1) "The death of Teresca King occurred during the commission of a kidnapping"; (2) "Donald Fell committed the offense in an especially heinous, cruel, or depraved manner in that it involved serious physical abuse to Teresca King"; and (3) "Donald Fell inten- tionally killed or attempted to kill more than one person in a single criminal episode. See 18 U.S.C. §§ 3592(cX1), (6) & (16). FN3. The non-statutory aggravating factors were: (1) "Donald Fell parti- cipated in the abduction of Teresca King to facilitate his escape from the area in which he and an accom- plice had committed a double murder"; (2) "Donald Fell particip- ated in the murder of King to pre- vent her from reporting the kidnap- ping and carjacking"; (3) "Donald Fell participated in the murder of King after substantial premeditation to commit the crime of carjacking"; and (4) "As reflected by the victim's personal characteristics as an indi- vidual human being and the impact of the offense on the victim and the victim's family, the Defendant caused loss, injury and harm to the victim and the victim's family, in- cluding but not limited to the fol- lowing: a) Infliction of distress on the victim b) Impact of the offense on the family of the victim...." See 18 U.S.C. § 3593(a). Fell, represented by the Federal Public Defender for the Northern District of New York, moved to dismiss the indictment on a number of grounds. He contended that the FDPA was unconstitutional because it per- mitted imposition of the death penalty on the basis of evidence that had not been tested according to the Sixth Amendment's guarantee of confrontation or the Fifth Amendment's guarantee of due process; or that would have been deemed inadmissible under the Federal Rules of Evidence. Id. at 489. The district cqiut granted the motion. See United States I. Fell, 217 F.Supp.2d 469, 491 (D.Vt.2002).Th4 FN4. The painstaking work of Chief Judge Sessions generated a number f published opinions. United States Fell, 217 F.Supp.2d 4 D.Vt.20021 rev'd United States ell, 360 F 135 (2d Cir.2004) United States Fell, 372 F.Supp.2d 753 D.Vt.2 . 5); 372 F.Supp.2d 73 Vt.2005); and United States .Vt.2005); United States Fell, ell, 372 F.Supp.2 766 72 F.Supp.2d 786 (D.Vt.200% . The government ap ed and we re- versed. See United States . Fell, 360 F.3d 135 (2d Cir.2004) r Fell "), cert. denied, 543 U.S. 946 125 S.Ct. 369, 160 L.Ed.2d 259 (2004). We held that the Constitution did not require adherence to the Federal Rules of Evidence. We also found the FDPA's evidentiary provisions constitu- tional because they were consistent with O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc=C6E6EBE98ulestination=atp&utid—... 9/26/2011 EFTA00177971
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Page 19 of 55 531 F.3d 197 (Cite as: 531 F.3d 197) counts one and two relating to car- jacking and kidnapping. On the gun charges, the court sentenced Fell to 120 months' imprisonment on count four, and 84 months' imprisonment on count three, consecutive to count four. DISCUSSION Fell raises a number of issues each of which we must consider separately. 18 U.S.C. § 3595 .nos Most pf our discussion *209 considers the district court's exclu- sion of three jurors, its exclusion of the draft plea agreement, the admission of evidence of a religious nature, the govern- ment's compliance with the court's instruc- tion regarding mental health experts, and several allegedly improper arguments made by the prosecution, as well as Fell's chal- lenges to the superseding indictment/NI FN6. Specifically, Fell argues that: (1) the district court erred in dis- missing three prospective jurors and (2) by excluding a draft plea agree- ment; (3) the government imp!r- missibly. argued that Fell's exercise of his right to a jury trial was incon- sistent with acceptance of respons- ibility; (4) the government imper- missibly told the jury that it could ignore certain mitigating evidence; (5) the district courts orders and the government's conduct regarding mental health experts in the penalty phase violated the Fifth and Eighth Amendments; (6) the government violated the First, Fifth, and Eighth Amendments through its reliance on Fell's interest in satanism and other religions; (7) the district court erred in admitting a hearsay statement made by Debra Fell; (8) the district court erred in admitting testimony Page 19 by a former friend of Fell's as proof of premeditation; (9) the cumulative impact of the government's miscon- duct and the district court's errors violated the constitution and the Federal Death Penalty Act (FDPA); (10) duplicative aggravating factors unconstitutionally skewed the jury's weighing process towards the death penalty; (11) the government was required to allege the non-statutory aggravating factors in the indict- ment; and (12) the bifurcated capit- al trial mandated by the FDPA viol- ates the Fifth and Sixth Amend- ments. This opinion resolves each of these issues. FN7. 18 U.S.C. § 3595(cX1) also requires that a reviewing court con- sider whether a death sentence was "imposed under the influence of passion, prejudice, or any other ar- bitrary factor[.]" The record reveals no evidence that any of those factors led to Fell's sentence. In- deed, there is every indication that the jury carefully considered the district court's instructions. Signi- ficantly, it sua sponte found mitig- ating factors in addition to those proposed by defense counsel. "Viewed collectively, these findings suggest that the jury considered the evidence in a thorough, i even- handed, anddispassionate manner." United States Sampson, 486 F.3d 13, 52 (1st C .2007) Additionally, we must independently determine that the evidence supported the finding of at least one of the charged statutory aggravating factors under 18 U.S.C. § 3592. 18 U.S.C. § 3595(cX1). Given that Fell confessed to the crime, we have O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. httos://web2.westlaw.com/print/printstream.aspx?pbc 6E6EBE98tdestination=atp&utid=... 9/26/2011 EFTA00177972
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Page 21 of 55 Page 21 531 F.3d 197 (Cite as: 531 F.3d 197) that juror would react. See Fell, 372 F.Supp.2d at 770. Each potential juror was then questioned individually, rather than in an array, first by the court, which generally inquired into exposure to pre-trial publicity and views on the death penalty, and then by the parties. Fell contends that the district court im- properly excused three qualified prospect- ive jurors, numbers 64,7(1 and 195, in vi- olation of Witherspoon Illinois, 391 U.S. 510, 519, 88 S.Ct. 17 20 L.Ed.2d 776 (1968) and Wainwright Witt, 469 U.S. 412, 420-21, 105 SA. 44, 83 L.Ed.2d 841 (1985). Prospective Juror 64, Fell ar- gues, was excused based on her general disfavor of capital punishment. Prospective Jurors 141 and 195 were, Fell contends, ex- cused for expressing reservations about ap- plying the death penalty under specific fac- tual circumstances not presented by this case, even though they affirmed that they could consider and impose a death sentence if warranted by the evidence. [9][10] Under Witherspoon and its pro- geny, "not all [prospective jurors] who op- pose the death penalty are subject to re- f oval for cause in capital cases.' Lockhart McCree, 476 U.S. 162, 176, 106 S.Ct. 758, 90 L.Ed.2d 137 (1986). Instead, "those who firmly believe that the death penalty is unjust may nevertheless serve as jurors in capital cases so long as they state clearly that they are willing to temporarily set aside their own beliefs in deference to the rule of law." Id. In Win, the Supreme Court explained that "the proper standard for determining when a prospective juror may be excluded for cause because of his or her views on capital punishment ... is whether the juror's views would prevent or substantially impair the performance of his duties as a juror in accordance with his in- structions and his oath." 469 U.S. at 424, 105 S.Ct. 844 (internal qs ation marks omitted); see also Uttecht Brown, 551 U.S. 1, 127 S.Ct. 2218, 22 , 167 L.Ed.2d 1014 (2007). That impairment occurs when those views "create an obstacle" to a pro- spective juror's impartial consideration of the law and the facts. Witt, 469 U.S. at 434, 105 S.Ct. 844. [11](12][13] Erroneously excluding a prospective juror based on her view on the I eath penalty is reversible error, see Gray Mississippi, 481 U.S. 648, 668, 107 S.Ct. 045, 95 L.Ed.2d 622 (1987)1 and we re- view *211 challenges to a district court's it exclusion of a juror on that is for abuse of discretion. United States Quinones, 511 F.3d 289, 304 (2d Cir.2 7). To sur- vive our review, "voir dire need not estab- lish juror partiality with 'unmistakable clarity.' Rather, it must be sufficient to per- mit a trial judge to form 'a definite impres- sion that a prospective juror would be un- able to faithfully and impartially ag ly the law.' " Quinones, 511 F.3d at 301 quoting Witt, 469 U.S. at 424, 426, 105 S.Ct. 844). As the Supreme Court explained in Witt: Many veniremen simply cannot be asked enough questions to reach the point where their bias has been made "unmistakably clear"; these veniremen may not know how they will react when faced with imposing the death sentence, or may be unable to articulate, or may wish to hide their true feelings. Despite this lack of clarity in the printed record, however, there will be situations where the trial judge is left with the definite im- pression that a prospective juror would be unable to faithfully and impartially ap- ply the law.... [T]his is why deference must be paid to the trial judge who sees and hears the juror. O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc 6E6EBE9&destination=atp&utid=... 9/26/2011 EFTA00177973
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Page 23 of 55 Page 23 531 F.3d 197 (Cite as: 531 F.3d 197) that she could not "say to [the court] that [she] absolutely and unequivocally, do[es] not believe in the death sentence.' When pressed further by the court on whether she could impose the death penalty under cir- cumstances where that penalty would be appropriate under the law, she responded equivocally that she "probably could% yes." The government then asked a series of questions, culminating in whether Juror 64 could impose a death sentence if the gov- ernment carried its burden. She responded: "In theory, I'm very opposed to the death penalty, but it's part of the process of this government, and so I guess if I was sitting as a juror, that-and that was part of the pro- cess, and I had made that decision to do that, then, yes, I could make that decision" but then further explained: Well, I am just playing the question over that you asked me in terms of if I could do that, and, you know, again, I would much more lean towards someone being [sentenced to] life without parole, but 1 think that if ... I had to make that de- cision, that I could be able to make that decision, yes. Defense counsel asked Juror 64 wheth- er she could honestly consider imposing the death penalty, and she responded, "Yes." Before excusing Juror 64 from the courtroom, the court made a final inquiry: "[D]o you think that, based on your views you might lean unfairly .. toward one side or the other? Or do you ' feel that you could put aside any views ... [and] be very impartial in your decision about whether the death penalty is appropriate or whether life imprisonment is appropri- ate?' In response, she stated, "I guess I would have to say that I would defmitely lean more towards life imprisonment than I would towards the death sentence, yes." After counsel for both sides declined the court's invitation to ask follow-up ques- tions, Juror 64 was excused from the courtroom, and the government then moved to exclude her for cause. The court granted the government's motion, explain- ing that it could not rely on Juror 64's pledge to follow the court's instructions: 99 percent of the juror's] would say that they can follow [the mstructions of the court]. The question is whether some- body, in light of their own particular views, can be impartial and fair. And, I really wanted an honest response and I think I got an honest response at the very end.... I asked whether she could be fair, and her response was, "I would lean to- ward life imprisonment" ... I appreciate that she said she could follow instruc- tions but ... I think my responsibility ... is to make an analysis of whether somebody really could be fair and impartial.... think that in context,*213 she could not be fair and impartial, and so that's the Court's ruling, and she is excused. Defense counsel objected to the exclu- sion. [16] A prospective juror is not required to affirm that she would favor, or lean to- wardt the death penalty under any particu- lar circumstances in order to serve. Even "those who firmly believe that the death penalty, is unjust may nevertheless serve as jurors in capital cases," as long as they are able to subjugate their own beliefs to the need to llow the court's instructions. Lockhart McCree, 476 U.S. 162, 176, 106 S.Ct. 1758, 90 L.Ed.2d 137 (1986). O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pb o-C6E6EBE9&destination=atp&utid=... 9/26/2011 EFTA00177974
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Page 25 of 55 Page 25 531 F.3d 197 (Cite as: 531 F.3d 197) Fell, 372 F.Supp.2d at 770, the government asked Juror 141 whether he could consider the death penalty in a case that "didn't in- volve murder, but simply involved someone engaging in violence, knowing that the act created a grave risk of death- not premeditated murder." Juror 141 re- sponded "no" without qualification or elab- oration. The government then asked wheth- er he would consider the death penalty in a case where the defendant committed an act that "constituted a reckless disregard for human life [but] not first degree or premed- itated murder." Juror 141 again replied, un- equivocally, "No." Defense counsel objected to the gov- ernment's line of questioning. In response, the government argued that because reck- less disregard for human life under 18 U.S.C. § 3591(aX2)(D) was alleged in the indictment as a gatekeeping factor, the government had the right to pursue ques- tions related to whether the juror could im- pose the death penalty absent evidence of intent. Defense counsel then complained that this approach constituted a "stake-out" to determine whether Juror 141 would im- pose the death penalty if Fell were found guilty of reckless disregard for human life rather than whether he could impose death in that situation. The district court dis- agreed, stating that, in conformity with its prior ruling on case-specific questioning, see Fell, 372 F.Supp.2d at 770, the govern- ment could ask questions relating to its the- ory that Fell could be sentenced to the death penalty for conduct demonstrating recklessness. The court noted that defense counsel would have the opportunity to re- habilitate the juror and allowed the govern- ment to proceed. In the course of the government's con- tinued questioning, Juror 141 reiterated that "I just ... I really feel that the person, in order to be convicted of a death penalty, needs to have known what they were do- ing, to realize the consequences of what they were doing." Defense counsel then in- quired into whether Juror 141 could infer intent from a description of the violence in- flicted and "the resulting damage or in- jury." Juror 141 indicted that he could. Jur- or 141 also expressed a willingness to weigh aggravating and mitigating factors, pursuant to the instructions of the court, when considering whether death should be imposed. After this exchange, the district court returned to the issue of whether Juror 141 would consider imposing the death penalty for a killing that was reckless but not intentional, describing the reckless acts as "kicking or stomping." Juror 141 re- versed course and claimed that he could consider imposing the death penalty on the basis of such violence, acknowledging that he was "somewhat contradicting [himself]." FN. FN9. Specifically, the following colloquy took place: THE COURT: If the evidence showed that the defendant did not intentionally kill ... in other words, did not think about killing ... but intentionally engaged in an act of violence, knowing that the act created a grave risk of death, and that is, I think the facts, at least the defense is suggesting here, involved kicking or stomp- ing, and that is that there wasn't necessarily an intent to kill, but that it was an intent ... intention- ally acted with a grave risk of death to a person. JUROR 141: Right. O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. httre://web2.westlaw.com/print/printstream.aspx?pbc=C6E6EBE9tedestination=atp8cutid=... 9/26/2011 EFTA00177975
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Page 27 of 55
Page 27
531 F.3d 197
(Cite as: 531 F.3d 197)
[18] We see no error in the district
court's decision to exclude this prospective
juror. Juror 141's responses were not con-
sistent or clear on whether he understood
that the death penalty could be imposed for
murder resulting from reckless disregard
for human life and whether he would be
able to apply it under such circumstances.
A juror's voir dire responses that are am-
biguous or reveal considerable confusion
may demonstrate substantial impairment.
Utrecht, 127 S.Ct. at 2229 ("[A juror's] as-
surances that he would consider imposing
the death penalty and would follow the law
do not overcome the reasonable inference
from his other statements that in fact he
would be substantially impaired in this
case...."). The district court properly con-
sidered all of Juror 141's responses in the
context in which they were given and did
not err in concluding that his views would
significantly interfere with his duties as
juror. See Agit, 469 U.S. at 434, 105 S.Ct.
44; Darden, 477 U.S. at 178, 106 S.Ct.
2464. We find no abuse of discretion.
3. Prospective Juror 195
[19] Prospective Juror 195 rated herself
as an eight on the ten-point scale of support
for the death penalty contained in the juror
questionnaire. Despite her support for the
death penalty "[tilt a philosophical level,"
she noted that she was unsure whether she
could vote in favor of *216 it when the
decision is in [her] hands." In response to
the court's questions about whether she
could impose the death penalty if the cir-
cumstances
warranted,
she
repeatedly
answered "I don't know" or "more yes than
no" and gauged her ability to do so as
"60/40."
The district court's decision to excuse
Juror 195 turned on her inconsistent and
generally negative responses when asked
whether she would consider imposing the.
death penalty for a single murder. Juror
195 felt that the death penalty was "not ap-
propriate for every murder" but would be
justified "if it was a serial killer or mass
murder, say on a mass shooting spree." She
also stated that she did not think she would
vote in favor of the death penalty "for one
killing." The government moved to exclude
her for cause following this exchange:
THE COURT: The question is whether
you could follow the instruction and con-
sider the possible death penalty for one ...
if there's only one death.
JUROR 195: Probably not. I would prob-
ably not be in favor of the death penalty
in that scenario.
r20] Under the FDPA, a defendant is
eligible for the death penalty if the jury
finds the charged homicide, a statutory in-
tent element or threshold mental culpability
factor under § 3591(aX2), and at least one
of the statutory aggravating factors in
3592(c). Although E'en was charged with
three
statutory
aggravating
factors-in-
cluding committing multiple killings in a
single
criminal
episode
under
§
3592(c)-two of the factors related to the
death of King. In the event that the jury
found that the killings were not part of a
single criminal episode, Fell would still be
eligible for the death penalty if the jury
found at least one of the threshold mental
culpability factors and that he had caused
King's death during the commission of a
kidnapping or that he had committed the
offense in an especially cruel or depraved
manner. Therefore, the government argued
that if Juror 195 could not consider impos-
ing the death penalty without finding that
Fell engaged in multiple killings, she
would be substantially impaired in her abil-
ity to follow the law.
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Page 29 of 55 Page 29 531 F.3d 197 (Cite as: 531 F.3d 197) 9-10.01-05. The material is re- viewed by a Committee appointed by the Attorney General, which makes a recommendation to the At- torney General, who then decides whether the Government will seek the death penalty. After considering the committee's recommendation, the views of the relevant U.S. Attor- ney, and the advice of the Deputy Attorney General, the Attorney General' will make the final decision on whether the government should file a notice of intention to seek the death penalty in a particular case. Id at § 9-10.120. In a pre-trial submission, the govern- ment moved to bar admission of the draft agreement as well as information surround- ing plea negotiations at the guilt and pen- alty phases of the trial. Fell, 372 F.Supp.2d at 781. The government characterized the plea ag.reement, a conditional offer that was subject to acceptance by the Attorney General, as containing the unendorsed opinion of the prosecution and embodying inchoate compromise negotiations barred by Federal Rules of Evidence 408 and 410. Fell agreed that the evidence was irrelevant at the guilt phase, but opposed the motion, claiming that the proposed agreement con- tained binding judicial admissions that sub- stantial mitigating factors existed. He also contended that the Fifth and Eighth Amendments as well as § 3593(c) of the FDPA compelled admission of the draft. On May 26 2005, the district court ex- cluded the draft plea agreement-and state- ments made during plea negotiations-as ir- relevant because "a prosecutor's statements of personal belief regarding jaggravating and mitigation] factors should have no bearing on the jury's independent evalu- ation of the evidence." United Stalest. Fell, 372 F.Supp.2d 773, 783 (D.Vt.200 . The court also emphasized that the state- ments in the proposed plea agreement were never adopted by the government. See id. It concluded- that while the draft's probative value was negligible*218 because "the opinions of the prosecutors [did not] make the existence or non-existence of any mit- igating factor more probable or less prob- able," id, it could prejudicially distract the jury from making its own independent evaluation of the mitigating and aggravat- ing factors. Finally, the court determined that public policy disfavored evidence that would deter plea bargaining. However, the district court permitted Fell to introduce during the penalty phase a stipulation that he had offered to plead guilty to Count 2 in exchange for a sen- tence of life imprisonment without parole. In the court's view, Fell's "offer [was] rel- evant to the mitigating factor of acceptance of responsibility?' Icf. The stipulation in- formed the jury that "on May 18th, 2001, Donald Fell, through his attorneys and in writing= offered to plead guilty to Count II of the indictment, kidnapping, death result- ing, in exchange for a life sentence without the possibility of release. The government refused that offer." In summation, defense counsel contended that Fell's attempt to plead guilty demonstrated that he had ac- cepted responsibility, assisted law enforce- ment, and felt remorse. In response, the government argued in closing: Ladies and gentlemen, the judge instruc- ted you. You know the law. Life impris- onment without the possibility of release is the minimum sentence that Donald Fell faces for kidnapping with death resulting. It's the minimum sentence. When he offered to make that plea, he knew the CD 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc 6E6EBE9/kdestination=atpecutid=... 9/26/2011 EFTA00177977
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Page 31
531 F.3d 197
(Cite as: 531 F.3d 197)
ter or record and any of the circumstances
of the offense that the defendant proffers as
a basis for i sentence less than death."
PNI2 Lockett
Ohio, 438 U.S. 586 604
98 S.Ct. 29 4, 57 L.Ed.2d 973 (19783
(emphasis in original). The Supreme Court
recognized, however, that its holding did
not alimit ] the traditional authority of a
court to exclude, as irrelevant evidence not
bearing on the defendant's character, prior
record, or the circumstances of his of-
fense." Id. at 604 n. 12, 98 S.Ct. 2954.
Likewise, the FDPA's evidentiary stand-
ards do "not mean that the defense has
)1c
carte blanche to introduce any and a evid-
ence that it wishes." United States
Pur-
key, 428 F.3d 738, 756 (8th Cir.200 . Nor
does the FDPA "eliminate th[e] function of
the judge as gatekeeper of constitutionally
permissible evidence.' Fell I, 360 F.3d at
145.
FN12. In Fell I, we concluded that
"to achieve such 'heightened reliab-
ility' [as required in considering a
sentence of death], more evidence,
not less, should be admitted on the
presence or absence of aggravating
and mitigating factors." Yell I, 360
F.3d at 143 (erhasis in original);
see also Gregg
Georgia, 428 U.S.
153, 203-04- 6 S.Ct. 2909, 49
L.Ed.2d 859 (1976) ("So long as the
evidence
introduced
...
at
the
presentence hearing doles] not pre-
judice a defendant, it is preferable
not to impose restrictions .... [and]
desirable for the jury to have as
much information before it as pos-
sible when it makes the sentencing
decision.")). However, even though
the FDPA purportedly allows more
evidence to be considered in the
penalty phase of a capital case, "the
presumption of admissibility of rel-
evant evidence is actually narrower
under the FDPA than under the
FRE." Fell I, 360 F.3d at 145.
"
he balancing test set forth in the
FDPA is, in fact, more stringent
than its counterpart in the
which allows the exclusion of relev-
ant evidence `if its probative value
is substantially outweighed by the
danger of unfair prejudice, confu-
sion of the issues, or misleading the
jury.' " Id. (citing Fed.R.Evid. 403)
(emphasis added). The FDPA re-
quires only that the probative value
be "outweighed" by such dangers.
See 18 U.S.C. § 3593(c).
The court's exclusion of the draft agree-
ment was within its "traditional authority"
to exclude evidence of questionable relev-
ance. The district court appropriately con-
cluded that, pursuant to 18 U.S.C. §
3593(c), the draft agreement's inclusion of
the unadopted statements of the prosec-
utors lacked evidentiary value and that it
would distract the jury from an independ-
ent assessment of the mitigating factors. In
addition, admission of the draft would
*220 authorize a confusing and unproduct-
ive inquiry into in mplete plea negoti-
ations. See Berger g United States, 295
U.S. at 88, 55 S.Ct. 629 (stating that the
opinions of prosecutors should properly
carry no weiat with the jury); accord
United States g Melendez, 57 F.3d 238,
240-41 (2d Cir.1995). For these reasons,
we see no error-much less abuse of discre-
tion-in the district court's decision to ex-
clude the opinions of the prosecutors set
forth in the draft plea agreement.
[24] Fell next argues that the prosecutor
misrepresented his willingness to plead
guilty by stating, in closing argument, that
"if [Fell] wanted to plead guilty he could
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Page 33 of 55 Page 33 531 F.3d 197 (Cite as: 531 F.3d 197) Fell accepts responsibility for what he did. But he pleaded not guilty. And that's why we're here. And that's why you are here. And let's think a little bit about that. Think about the very nature of the crimes that he's charged with. They are all about evasion, about escape, about trying to avoid re- sponsibility for what he did. [26] We have held that, when address- ing the jury, a prosecutor "must avoid com- menting in a way that trenches on the de- fendant s constitutional rights and priv- ileges. For example, [ he may not permiss- ibly comment on the failure of the defend- ant to testify, or invite the jury to 'presume' in the absence of countervailing evidence that the government's view of the case is correct, or suggest that the defend- ant has any burden of proof or any obliga- tion to add any evidence whatever." United Statesucg Parker, 903 F.2d 91, 98 (2d Cir.1990). In order to prevail on a claim of prosecutorial misconduct, a de- fendant must demonstrate "that the prosec- utor's remarks were improper and ... that the remarks, taken in the context of the en- tire trial resu in substantial prejudice." United States I Bautista, 23 F.3d 726, 732 (2d Cir.1994). The challenged comments occurred in response to Fell's endeavor to use the stipu- lation of his offer to plead guilty to prove acceptance of responsibility as a mitigating factor. In summation, the prosecution sought to place the stipulation in context by noting that, when faced with over- whelming evidence of his guilt, Fell offered to plead guilty in exchange for the minimum penalty authorized for his con- duct. When this offer was not accepted, the government proceeded to a trial that Fell could have avoided by pleading uncondi- tionally. At that trial, the government was put to a burden which it met. We believe these arguments-which the jury was re- peatedly told were not evidence-were reas- onable responses to Fell's use of the stipu- lation. No error occurred. See Darden, 477 U.S. at 183, 106 S.Ct. 2464. III. PROSECUTOR'S STATEMENTS RE- GARDING CONSIDERATION OF MIT- IGATING FACTORS 127] Fell next contends that he was denied a fair sentencing hearing because the prosecutor erroneously argued that the jury could not consider mitigating evidence that was unrelated to the crimes for which he had been found guilty. During summa- tion, the prosecutor made the following ar- guments: Mou should consider, one, [w]hat do these factors have to do with the crimes in this case? And do these factors actu- ally lessen the defendant's responsibility and culpability for these crimes? . . [E]ven if you find evidence of some of those mitigating factors, we submit to you that the weight of these factors is not that heavy, and you need not give them much, if any, weight based upon those two questions ... ... you have heard so much about the de- fendant's childhood, so much about his back wound, and again, let me just re- mind you, the question is, we submit to you, what's the connection between his background and childhood and these crimes? What about his background and childhood makes him less responsible, less culpable? What about them means that he should receive a less-a lesser sen- tence? The question is, what does that sexual as- 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx?pbc=C6E6EBE98cdestination=atpitutid=... 9/26/2011 EFTA00177979
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Page 35
,1F.3d197
Cite as: 531 F.3d 197)
court relied deal with the scope of
a court's authority to exclude
evidence that "[r]easonable jurists
could conclude ... was relevant
mitigating
evidence."
Tennard,
542 U.S. at 288, 124 S.Ct. 2562;
McKoy, 494 U.S. at 442, 110
S.Ct. 1227 ("Under our decisions,
it is not relevant whether the bar-
rier to the sentencer's considera-
tion of all mitigating evidence is
interposed by statute, by the sen-
tencing court, or by an evidentiary
ruling:' (quoting Mills, 486 U.S.
at 375 108 S.Ct. 1860 (citations
omitted))). They further note that
the Supreme Court has never held
that, when arguing the weight of
the evidence, a prosecutor may
not
question
the
connection
between mitigating evidence and
the defendants crime of convic-
tion. Finally, they conclude that
the prosecutorial comments at is-
sue in the instant case do not dif-
fer in substance from the com-
ments that the Supreme Court
found acceptable in Boyde. See,
e.g., 494 U.S. at 385, 110 S.Ct.
1190 (noting that the prosecutor
had "argued to the jury that the
mitigating
evidence
did
not
'suggest that [Boyde's] crime is
less serious or that the gravity of
the crime is any less' and that
Injothing I have heard lessens the
seriousness of this crime'
(quoting Boyde trial record). In
sum they do not see the prosec-
utor's observations about the lack
of nexus between Fell's mitigating
evidence and Fell's crime of con-
viction as "separate" from the
prosecutor's arguments about the
weight that the jury should accord
to that mitigating evidence. It is
not improper for a prosecutor to
argue that, because such a nexus
is absent, the mitigating evidence
should be given little or no weight.
Judge Parker, on the other hand,
agrees with the district court that
the prosecutor permissibly argued
that the weight of the mitigating
evidence did not lessen -Fen
culpability, see Boyde, 494 U.S. at
385, 110 S.Ct. 1190, but imper-
missibly suggested that the juror
should disregard the mitigating
evidence
because
it
did
not
"connect" to the charged crimes.
He focuses on the prosecution's
language: "What's the evidence of
mitigating factors? To the extent
that you find some, there are not
that many, respectfully, and they
don't really relate to the crimes'
as demonstrating that the prosecu-
tion improperly contended that
mitigation evidence could be ig-
nored because it bore no nexus to
the crime. See Tennard 542 U.S.
at
285,
124
S.Ct.
2562
(concluding
that
"the
Eighth
Amendment requires that the jury
be able to consider and give effect
to a capital defendant's mitigating
evidence")
(internal
citations
omitted). He further believes that
Boyde has no applicability where
a prosecutor makes, in addition to
an
argument
challenging
the
weight of the mitigating evidence,
a separate argument questioning
the relevance of that evidence.
Regardless, we need not resolve
these differences as we find that
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Page 37 of 55 Page 37 531 F.3d 197 (Cite as: 531 F.3d 197) IV. MENTAL HEALTH EVIDENCE [30] Fell next argues that the govern- ment committed misconduct by violating a district court order concerning mental health evaluations. During the course of plea negotiations in 2001, the defense provided a variety of mitigation informa- tion to the government, including the dis- closure that it had hired experts to conduct mental health evaluations of Fell. After re- jecting the proposed plea agreement and filing its notice of intent to seek the death penalty, the government moved for discov- ery of all mental health evidence and for Fell to submit to an examination by a gov- ernment expert. Although the court never ruled on this motion,Ros the defense vol- untarily produced the reports and agreed to limited evaluations by two government ex- perts, doctors Richard Wetzel and John Rabun. Fell, 372 F.Supp.2d at 758. The district court later observed that the limita- tions were appropriate because "in absence of Fed.R.Cnm.P. 12.2(c), Fell's statements could be used as evidence against him at trial." 0m6 Fell, 372 F.Supp.2d at 758. Drs. Wetzel and Rabun both produced re- ports based on their examinations of Fell. FN15. In late 2002, Federal Rule of Criminal Procedure 12.2 was amended to codify a common-law sanctioned practice of the court or- dering discovery and mental health examinations by the government's experts upon notice by the defend- ant of intent to produce mental health evidence. FED.R.CRIM.P. 12.2 advisory committee's note (2002) FN16. The 2002 amendments to Rule 12.2 also allowed the govern- ment to admit statements made by a defendant during a medical examin- ation by a government expert if the defendant had introduced his own expert mental health evidence. FED R.CRIM. P. 12.2 advisory commit- tee's note (2002). The rule now provides that: No statement made by a defendant in the course of any examination conducted under this rule (whether conducted with or without the defendant's consent), no testimony by the expert based on the statement, and no other fruits of the statement may be ad- mitted into evidence against the defendant in any criminal pro- ceeding except on an issue regard- ing mental condition on which the defendant: (A) has introduced evidence of in- competency or evidence requiring notice under Rule 12.2(a) or (bxl), or (B) has introduced expert evid- ence in a capital sentencing pro- ceeding requiring notice under Rule 12.2(bX2). FED.R.CRIM.P. 12.2(cX4) (emphasis added). After we decided Fell I, in December 2004, the defense gave formal notice that it planned to introduce expert evidence on Fell's mental condition. See FED.R.CRIM.P. *225 12.2(bpN17 Sub- sequent to that announcement, the govern- ment moved for a court-ordered examina- tion of Fell's mental health pursuant to Federal Rule of Criminal Procedure 12.2(cX1)(B). The government then re- quested an unrestricted examination of Fell by a third expert, Dr. Michael Weiner, it O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx7pbc 6E6EBE98cdestination=atp&utid=... 9/26/2011 EFTA00177981
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Page 39
531 F.3d 197
(Cite as: 531 F.3d 197)
agreement with the *226 defense by decid-
ing after two years that it wanted a new ex-
pert. Id. The court also denied as premature
Fell's motion to exclude Weiner's testi-
mony, holding that the nature and scope of
Webees anticipated rebuttal testimony was
unclear but that, even without interviewing
Fell, his testimony might "shed light on
Fell's upbringing and other relevant factors
concerning sentencing." Id. Accordingly,
the court declined to rule on admissibility
prior to the government's disclosure of the
scope of Weiner's projected testimony.
Pursuant to the court's April 7 2005 or-
der, Wetzel interviewed Fell and prepared
a report explaining his findings. Fell, 2006
U.S. Dist. LEXIS 247071 at *8. A video re-
cording of the Wetzel interview was sub-
sequently provided to Weiner who com-
piled a report based on that interview. At
the sentencing phase of the trial, Fell
moved to exclude parts of Wetzel's report
and also sought a copy of Weiner's report.
On July 5, 2005, after the government had
rested, it disclosed Weiner's report as
ordered by the district court. The report re-
vealed that Weiner had supplied questions
for Wetzel to ask Fell and had administered
psychological tests that had not been previ-
ously disclosed to the defense-the Psycho-
pathy Checklist-Revised CPCL-R"), the
Violent Risk Appraisal Guide ("VRAG"),
and the Historical/Clincal/Risk Manage-
ment (HCR-20)-to assess Fell's capacity for
future violence. Id at *13. Weiner admit-
ted that in scoring the PCL-R, he relied on
Wetzel's videotaped interview. Weiner's as-
sessment based on these tests was that Fell
was a psychopath and that sexual and phys-
ical abuse had played little role in his de-
velopment.
The following day, Fell moved to ex-
clude Welnees report and testimony, ar-
guing that by supplying questions for Wet-
zel to ask him, Weiner had used Wetzel as
a proxy for interviewing Fell in violation of
the court's April 7 order and that the gov-
ernment administered new testing without
providing notice. The court scheduled a
hearing on July 11 to address this issue and
others regarding Weiner's proposed testi-
mony. Before the hearing took place,
however, Fell changed course and elected
not to call! a mental health expert. FN"" Id.
at *15. The next day, the defense and the
government entered into a stipulation to the
effect that Fell suffered from no mental
disease or defect and knew the difference
between right and wrong at the time of the
murders m, As a result the govenunent
presented no mental health evidence during
the penalty phase. Id at*15-16.
FNI8. Prior to this, Fell had already
decided not to call another mental
health expert, Dr. Mills, as part of
its mitigation case. Mills was sched-
uled to testify on the first day of the
defense's case, but the defense de-
cided that it would save Mills's
testimony for surrebuttal.
FN19. The full stipulation provided:
[A]fter his arrest in late 2000,
Donald Fell was subjected to full
psychological and psychiatric ex-
aminations.
Those
examinations
determined that, one, he had no
cognitive or neurological deficits;
two, his intellect and cognitive
functions were intact; three, he
did not suffer from any mental
disease or defect. The examina-
tion also found that fell was com-
petent to stand trial, and knew the
difference
between
right
and
wrong at the time of offenses on
November 27, 2000.
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Page 41 of 55 Page 41 531 F.3d 197 (Cite as: 531 F.3d 197) they were growing up, she testified that Fell initially did not believe in God and on several occasions jokingly characterized Satan as "the kindest beast.' She also testi- fied that Fell had a tattoo of an upside- down cross with "666," which she believed he had gotten when he was 15 or 16 years old. However, Teri Fell explained that she did not believe that Fell worshiped Satan. James Rushlow testified on direct ex- amination as to Fell's adjustment in prison and his participation in certain religious and educational opportunities afforded by the institution. On cross-examination/ the prosecution confirmed that Fell had signed *228 up for Christian Bible Studies, and asked Rushlow: "During your time work- ing with Mr. Fell, has he also claimed to practice Native American rituals?" In re- sponse, Rushlow testified that Fell had filed a grievance and a lawsuit seeking the right to perform Native American rituals. With no objection from the defense, the government introduced into evidence a cer- tified copy of the record in that litigation Rushlow further stated that Fell had wanted to participate in Ramadan, as a Muslim, and that he had filed numerous other grievances for himself and on behalf of others. In addition, Rushlow testified, without objection, that Fell had both a "666" tattoo and one of an anarchy symbol. FN20. Defense counsel stated that he had no objection to the certified record being entered into evidence but he "may well" have an objec- tion to Rushlow being asked to comment on it. The defense called James Aiken to testify further about Fell's positive adjust- ment in prison. The government cross- examined Aiken regarding the possibility of Fell committing future assaults, and asked him to describe the significance of Fell's "666" tattoo. He responded: Well, the 666 denotes possible involve- ment in some type of relationship with an organization. I will leave it at that be- cause I have not dwelled into that from the intelligence reports. Number two is that I am more concerned about who he's controlling at the prison. And he's not controlling anybody. The prosecutor's summation made no reference to Fell's tattoos or Fell's purpor- ted satanic interest and made no attempt to explain the relevance of this evidence to the murders. The prosecutor did, however, argue that Fell had not made positive con- tributions while incarcerated because he generated numerous grievances and filed a lawsuit which was predicated on a feigned interest in multiple religions. ) FN21. Specifically, the government argued that: They want to claim that he is [sic] a positive contribution in resolv- ing grievances? You heard from Jason Rushlow. The man gener- ated grievances. Are you kidding me? You saw the lawsuit. You can read it for yourself when you go back there. This man signs up for bible study, and then files a lawsuit claiming to be American . a Native American. He files a lawsuit so that he can practice his Native American religion on the yard. It's bogus, ladies and gentle- men. You know it's even more bogus, because, believe it or not, he observes Ramadan as a Muslim. [33][34] The First Amendment forbids 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. httns://web2.westlaw.com/print/printstream.aspx?pbc=C6E6EBE98cdestinationr-atpatid=... 9/26/2011 EFTA00177983
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Page 43 of 55 Page 43 531 F.3d 197 (Cite as: 531 F.3d 197) other grounds, Miller-El t i Cock- rell, 537 U.S. 322, 123 S. . 1029, 154 L.Ed.2d 931 (2003), Fuller Johnson, 114 F.3d 491, 498 ( Cir.1997) (distinguishing Dawson based on the fact that the govern- ment presented evidence that de- fendant was a member of a gang that had committed violen and un- lawful acts); Wainwright . Lock- hart, 80 F.3d 1226, 1 4 (8th Cir.1996) (ruling that questioning of defendant on involvement in street gang "did not serve any prop- er rebuttal purpose" where "[tihere was no credible, admissible evid- ence that [the defendant's] crime was gang-related, that [the defend- ant] belonged to a gang or that gang membership would impeach [the defendant's testimony] about his 1- ligious beliefs"); United States Robinson, 978 F.2d 1554, 15 5 (10th Cir.1992) (rejecting a First Amendment challenge because "the government presented adequate ex- pert testimony as to the meaning of the gang affiliation evidence"). I. Native American and Muslim Religious Interests We conclude that the testimony regard- ing Fell's interest in Native American and Muslim religions was relevant in the con- text in which the testimony was elicited. Fell undertook to prove the following mit- igating factor: "Donald Fell has made pos- itive contributions to the Northwest Cor- rectional Facility by working, gaining an education, and helping to resolve inmate grievances." In support of this factor, Rushlow testified that Fell was picked by management to act as a unit representative for other inmates, took part in Bible study and other educational opportunities, and had a disciplinary record reasonably free of infractions. However, on crossexamination, Rushlow retreated from several of his prior assertions. He conceded that Fell did- not "resolve inmate grievances" but instead manufactured grievances based on his pur- ported religious beliefs. The government also showed that while Fell participated in Bible studies, he simultaneously filed grievances and a lawsuit demanding that "sweat lodges" and "talking circles" be made available in the prison so that he could engage in Native American religious practices. During that same *230 period, Fell also participated in Ramadan. The government elicited testimony that Fell was appointed unit manager in part because his familiarity with the administrative pro- cedures, due to his constant filing of com- plaints, made it easier to have the other in- mates funnel their grievances through him. The jury was free to find that Fell had successfiilly adjusted to prison, was genu- inely interested in several religions, and filed grievances for entirely legitimate pur- poses. By the same token, the jury was also free to find that Fell's interest in multiple religions was cynical or feigned and that his multiple grievances reflected a failure to adjust to incarceration. Contrary to Fell's contention that the evidence was intended to incite religious prejudice, the testimony was reasonably elicited to present a more complete picture of Fell that belied the one of a well-adjusted inmate offered by the defense. In any event, the evidence played a very minor role in the trial and added little to the quantum of evidence before the jury. We see no error and certainly no plain error in its admission. 2. Satanic Beliefs and "666" Tattoo [36] We are more troubled by the testi- mony that the government elicited regard- O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx7pbc-6E6EBE98cdestination=atp&utid=... 9/26/2011 EFTA00177984
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Page 45 of 55 Page 45 531 F.3d 197 (Cite as: 531 F.3d 197) account of his relationship with his mother. In this confession, he recalled an incident at a local bar involving a physical alterca- tion in which his mother was the aggressor. The government called Thompson, the bartender at the local bar, to show that Fell had not given a truthful account of the al- tercation to the authorities investigating King's murder. Thompson testified that Fell aggressively struck his mother inside the bar and then assaulted her once they were outside of the bar. Thompson stated that she then called 911. After the police arrived and arrested Fell, his mother, highly distraught, returned to the bar and told Thompson that: She couldn't take it. She didn't want to go back home. She was afraid to go home. And I said to her, why don't you have him leave your home if you are afraid of him. She said I can't he's my son and I love him. Prior to Thompson's testimony, the dis- trict court ruled that Fell's mother's state- ment that "she was afraid of [Fell]" quali- fied as an excited utterance under Federal Rule of Evidence 803(2), a "firmly rooted" hearsay exception under Ohio Roberts, 448 U.S. 56, 63-66, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980) (holding that the Con- frontation Clause requires that a hearsay exception be firmly rooted and reliable). The court concluded that Thompson's testi- mony was relevant to impeach aspects of Fell's confession-particularly "to rebut the defense's claim that Donald Fell gave a truthful confession"-was reliable for Con- frontation Clause purposes and was not un- duly prejudicial under 18 U.S.C. 5 3593(c). Because Fell preserved his objection to this testimony at trial, we review this eviden- tiary ruling for abuse of discretion. Yousef 327 F.3d at 156. [39[40](41] No abuse of discretion oc- curred here. First, although Fell claims that his mother's statement was too attenuated to qualify as an excited utterance, "an ex- cited utterance need not be contemporan- eous with the start event to be admiss- ible." United States . Jones, 299 F.3d 103, 112 (2d Cir.2002). ther, the key question governing admission is "whether the de- clarant was, within the meaning of Rule 803(2), 'under the stress of excitement caused by the event condition.' " Id. (quoting United States . Scarpa, 913 F.2d 993, 1017 (2d Cir.199 ). We find that the stressful events surrounding the statement support applying the excited utterance rule. See id. at 113. In any event, the FDPA per- mits the admission of evidence at the pen- alty phase *232 regardless of its admissib- ility under the Federal Rules of Evidence. See Fell I, 360 F.3d at 144. The district court correctly admitted this statement be- cause it was relevant to rebut the mitigating factor that Fell had truthfully admitted re- sponsibility for Teresca Kings murder. The statement was not unduly prejudicial and would not have misled the jury. See 18 U.S.C. § 3593(c). It was clear from a pleth- ora of evidence that Fell and his mother had an estranged and pathological relation- ship and Thompson's testimony did little other than confirm what the jury already knew. [42] Fell also challenges the admission, through the testimony of Matt Cunning- ham-a teenage friend of Fell's-of prior statements conveying Fell's willingness to commit multiple murders and his desire to kill his mother. The evidence was offered in response to Fell's showing concerning the abuse and neglect he suffered at the hands of his parents. Fell argued that be- cause the prejudicial value of the evidence exceeded its probative value, its admission O 2011 Thomson Reuters. No Claim to Orig. US Gov. Works. https://web2.westlaw.com/print/printstream.aspx7pbc=C6E6EBE9&destinationtp&utid=... 9/26/2011 EFTA00177985
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Page 47 of 55
Page 47
531 F.3d 197
(Cite as: 531 F.3d 197)
prejudice from a "bleed-over" effect poten-
tially allowing the jury to find the unal-
leged aggravating factor-that the murders
were premeditated-we are confident that
the court's instruction that the jury only
consider the charged aggravating factors
adequately dealt with this remark.nas Fi-
nally, it is unquestioned that the jury knew
from other
testimony
that Fell was
"extraordinarily angry" with his mother
and that he watched Lee stab her multiple
times without intervention.
FN25. Although Fell summarily al-
leges Fifth and Eighth Amendment
violations related to the admission
of Cunningham's testimony, he of-
fers
no
supporting
arguments.
"Issues not sufficiently argued in
the briefs are considered waived
and normally will n
be addressed
on appeal." Norton I. Sam's Club,
145 F.3d 114, 117 (2d Cir.1998);
see United States
Crispo, 306
F.3d 71, 86 (2d Cir. 002) (applying
this rule to a criminal appeal); Fed.
R.App. P. 28(b).
VII. CUMULATIVE EFFECT
[44] Fell contends that even if none of
the alleged errors warrants reversal, the cu-
mulative effect of the government's mis-
conduct and the district court's erroneous
admission of evidence rendered the pro-
ceedings fundamentally unfair. It is well-
settled in this circuit that the effect of mul-
tiple errors in a single trial may cast such
doubt on the fairness of the proceedings
that a new trial is warranted, even if no
(
ngle error requires reversal. United States
Rahman,
189 F.3d 88
145 (41
ir.1999); see also United States I.
Salameh, 152 F.3d 88, 157 (2d Cir.1998).
[45] Nonetheless, not every error-
whether alone or in combination with oth-
ers-warrants a new trial. Cl Delaware A.
Van Arsdall, 475 U.S. 673, 681, 106 S.
1431z 89 L.Ed.2d 674 (1986) ("[T]he Con-
stitution entitles a criminal defendant to a
fair trial, not a perfect one."). As we have
discussed, the trial conduct challenged by
Fell either was not improper, was not pre-
judicial, or fails plain error review. The
district court's evidentiary rulings were
thoughtful
and
meticulous;
none ap-
proached an abuse of its broad discretion.
Because considered singly, none of the er-
rors claimed by Fell undermine our confid-
ence in the fairness of the proceeding, we
similarly conclude that, given the care and
soundness with which this trial was con-
ducted, "the cumulative error doctrine
finds no foothold in this appeal," Sampson,
486 F.3d at 51. We now turn to Fell re-
maining challenges.
VIII. OVERLAP OF AGGRAVATING
FACTORS
[46] During the penalty phase, the dis-
trict court instructed the jury to consider
three statutory aggravating factors and four
non-statutory aggravating factors, as well
as nineteen mitigating factors. Fell argues
that three of the non-statutory aggravating
factors substantially overlapped- because
they rest on the same factual- predicate-that
Fell intentionally participated*234 in the
death of King. He maintains that by finding
this fact, the jury could more easily find
aggravating factors and then more easily
find that those factors outweighed the mit-
igating factors presented by Fell. Accord-
ingly, Fell contends, the overlap of aggrav-
ating factors necessarily skewed the jury's
decision-making in favor of the death pen-
alty. We disagree.
The factors in question are:
(1) Donald Fell participated in the abduc-
tion of Teresca King to facilitate his es-
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