This is an FBI investigation document from the Epstein Files collection (FBI VOL00009). Text has been machine-extracted from the original PDF file. Search more documents →
FBI VOL00009
EFTA00227381
2265 pages
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02/08/07 14:18 FAX 16618033419
It 013
—
Gese•CH*7-cr=6r00Z-
6002
Datment 3 -ETIter d on FLED Docket 02/06/2007
Page 10 of 35
COUNT
DATE
DEFENDANTS
CONTROLLED
SUBSTANCE
SCHEDULE
AMOUNT
9
November
24, 2003
EMMANUAL ANTONIO,
LAWRENCE D. PLNKOFF,
THEOPMLOS ANTONIOU,
B.VA. GLOBAL,
TROPIC SPIRAL SYSTEMS,
INC.,
PAUL WISEBERG,
HOWARD ICELFANT,
RX DIRECT PHARMACY,
INC „ and
EVERETT ECHOLS, MD
PHENTERMLNE
IV
3?..r.,4%, r
90, W rag- ,
capsules
10
March 4,
2004
EMMANUAL ANTONIO,
LAWRENCE D. PINKOFF,
THEOPMLOS ANTONIOU,
EVERETT ECHOLS, MD
PAUL WISEBERG,
HOWARD HELFA.NT,
E.V.A. GLOBAL,
TROPIC SPIRAL SYSTEMS,
INC., and
RXDIRECT PHARMACY,
INC.
PHENTERMTNE
IV
90, 37.5
mg tablets
March 4,
2004
EMMAAN'UAL ANTONIO,
LAWRENCE D. PLNKOFF,
THEOPMLOS ANTONIOU,
EVERETT ECHOLS,MD
PAUL WISEBERG,
HOWARD HELFANT,
B.V.A. GLOBAL,
TROPIC SPIRAL SYSTEMS,
INC., and
RXDIRECT PHARMACY,
INC.
ZOLPEDERM
TARTRATE
(also known as
nmb{eo)
IV
30, 10 mg
11
tablets
12
April 8, 2004
EMMANUAL ANTONIO,
LAWRENCE D. PINKOFF,
THEOPHILOS ANTONIOU,
EVERETT ECHOLS,
PAUL WISEBERG,
HOWARD HELFANT,
E.VA. GLOBAL,
TROPIC SPIRAL SYSTEMS,
INC., and
RXDIRECT PHARMACY.
INC.
STBUTRAMINE
HYDROCHLORIDE
MONOHYDRATE
(also known as
Maidia)
ry
30, 10 mg
tablet/
10
Case No. 08-80736-CV-MARRA
P-000761
EFTA00228141
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02/08/07 14:10 PAI 11018033419 014 of Case 0-fr7-a15002777VPD— DocVmerin - Entered on FLSD Docket 02/06/2007 Page 35 hit All in violation of Title 21, United States Code, Section 841(a)(1), (b)(1)(D) and (b)(2), and Title 18, United States Code, Section 2. CRIMINAL FORFEITURE 17. The allegations of Counts 1 through 12, of this Indictment are realleged and by this reference fully incorporated herein for the purpose of alleging forfeitures to the United States of America of certain property in which one or more of the defendants has an interest, pursuant to the provisions of Title 21, United States Code, Section 853. 18. Upon conviction of any of the violations alleged in Counts 1 through 12, defendants shall forfeit to the United States any property constituting or derived from any proceeds which the defendants obtained, directly or indirectly, as the result of such violations, and any property which the defendant used or intended to be used in any manner or part to commit or to facilitate the commission of such violations including but not limited to the following: A. The Sum of $5,340,000.00 B. United States Currency as follows: 1) $225,078.38 2) $91,887.57 3) If the property described above as being subject to forfeiture, as a result of any act or omission of the defendant, a) cannot be located upon the exercise of due diligence; b) has been transferred or sold to, or deposited with a third person; c) has been placed beyor.d the jurisdiction of the Court; 11 Case No. 08-80736-CV-MARRA P-000762 EFTA00228142
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02/05/07 14:17 PA/ 13616033419 -Case-0:07-er 60@-27-WPB Documer11-3 EritetWonTISD Docket 02/06/2007 Page 12 of 35 %991 .4410 d) has been substantially diminished in value; or e) has been commingled with other property which cannot be subdivided without difficulty; it is the intent of the United States, pursuant to Title 21, United States Code. Section 853(p) to seek forfeiture of any other property of the defendant up to the value of the above forfeitable property and, in addition, to require the defendant to return any such property to the jurisdiction of the court for seizure and forfeiture. An pursuant to Title 21, United States Code, Section 853. A TRUE BILL ASSISTANT UNITED STATES ATTORNEY 12 FORIXERSON Case No. 08-80736-CV-MARRA P-000763 EFTA00228143
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02/05/07 14:17 PAZ 18015033419 %cue Gase'0437-cr, 6002-7=11Per - -DcrumenT3—EnWed on FLSD Docket 02106/2007 Page 13 of 35 kb/ UNITED STATES DISTRICT COURT SOUTHERN DISTRICT ioag OF FLORIDA "1'- O7 ean fr ioi b l iebe UNITED STATES OF AMERICA CASE NO. 6404Q - Zfecs • CERTIFICATE CF TRIAL ATT FRANK HERNANDEZ, et. al. Defendant. Superseding Case Information: Court Division: (sac ote) New Defendant(s) Number of Now Defendants Miami Key West Total number of counts P71. FTP I do hereby certify that 1. I have carefully considered the allegatons of the indictment. the number of defendants, the number of probable witnesses and the legal complexities of the Indictmentinfoimation attached hereto. 2. I am aware that the Information supplied on this statement will be relied upon by the Judges of this Court in setting their calendars and scheduling criminal trials under the mandate of the Speedy Trial Act, Title 28 U.S.C. Section 3181. 3. Interpreter (Yes or No) _ftLa_ List language andior dtalect Fngti.h 4. This case will take —IS_ days for the parties to try. 5. Please check appropriate category and type of offense listed below: (eve' twits.) caws tey owe I 0 to 5 days Petty II 6 to 10 days Minor III 11 to 20 days _x__ MLsdem. I 21 to BO days 61 days end over Felony _X_ 6. Has this case been previously filed in this District Court? (Yes or No) ...No-- If yes: Judge: Case No. (Attach copy of discos:bye order) Has a complaint been flied In this matter? if yes: (Yes or No) Mn— Magistrate Case No. Nana Related Miscellaneous numbers: Defendant(s) In federal custody as of Defendant(s) in state custody as of .Nn Ruin 20 from tne District of Yes n1.45M-Snesat (1447rIoNsemenat (14.4711.Tivrre A CIA-4777.Totrac Nn Is this a potential death penalty case? (Yes or No) 7. Does this case originate from a matter pending In the U.S. Attorneys Office prior to Apni 1, 2003? — Yes )- No 8. Does this case originate from a matter pending in the U. S. Attorneys Office prior to Apnl 1, 1999? Yes -X. No If yes, was It pending In the Central Region? Yes x— No 9. to Octooer 14, 2003? Yes Does this case originate from a matterpondIng in the Northern Region of U.S. Attorney's Office pner h No 10. Does this case originate from a matter pending Its the Narcotics Section (Miami) prior to May 18,2003? Yes —X— No 'Penalty Sheet(s) attached ASSISTANT UNIT ED STATES ATTORNEY Fla. Bar No. 0739472 REV III 41",4 Case No. 08-80736-CV-MARRA I'-000764 EFTA00228144
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02/01/07 14:17 FAX 10018033410 017 _ • Case-0:07-sr-60027-WPD -Document-3 "EnteretfonTLST) Docket 02/06/2007 Page 14 of 35 %so UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA PENALTY SHEET Defendant's Name: FRANK HERNANDEZ Case No: a7- 40477-a-sain; Count #: 1 21 U S C. 4841(a)(1). (bY11(D) and 21 U.S.C. 6841(bW21 *Max. Penalty: up to 5 years imprisonment; up to 5250,000.00 Fine; Supervised release of at least 2 years but not more than 3 yeats Counts #: 5 - 8 21 U.S.C. 6841(aX11. (1)(1)(1)1 and (b12)pd 18 U.S.C. 62 *Max. Penalty: up to 5 years imprisonment; up to 5250.000.00 Fine; Supervised release of at least 2 years but not more than 3 years Count 0: *Max. Penalty: Count 0: *Max. Penalty: d'Refers only to possible term of incarceration, does not include possible fines, regatta:1ov, special assessments, parole tents, or forfeitures that may be applicable. Case No. 08-80736-CV-MARRA P-000765 EFTA00228145
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02/01/07 14:17 PAX 18110033410 01$ _ SaSe11:07-a-60O27-44/PO —Decument-3- EntgrecThrThat Docket 02/06/2007 Page 15 of 35 %•0 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA pFelALTY SHEET Defendant's Name: AMADA HERNANDEZ Case No: 07- loan a -an ;Oh airsoffrAdret Count #: 1 21 U.S.C. 6841(0(11. (b)(11(falud 21 U.S.C. 48410,1(21 *Max. Penalty: up to 5 years imprisonment up to $250,000.00 Fine; Supervised release of at least 2 years but not more than 3 years Counts ft: 5 - 8 21 U.S.C. 4841(aVp. (b1(11(D1 and Nal andl&p.S.C. 62 *Max. Penalty: up to 5 years imprisonment up to $250,000.00 Fine; Supervised release of at least 2 years but not more than 3 years Count #: *Max. Penalty: Count #: *Max. Penalty: *Refers only to possible term of incarceradon, does not include possible fines, restitution, special assessments, parole terms, or forfeitures that may be applicable. Case No. 08-80736-CV-MARRA P-000766 EFTA00228146
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02/05/07 14:17 PAZ 15518033410 Zeta - Case•047-cr-6002.7-WPD— DotomaTIT3 —En-WO-on FLSD Docket 02/06/2007 Page 16 of 35 ‘19 NitiO UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF FLORIDA PINALIMILIBEE Defendant's Name: C & H WHOLESALE Case No: C745/4977 eatiSTOttierre/netletZ. Count N: 1 21 U S C §841(s)(1). (6)(1)(p) and 21 U.S.C. §841(bX2) *Max. Penalty 5 years probation; $250,000.00 Fine Count #: *Max. Penalty: Count #: *Max. Penalty: Count #: *Max. Penalty: *Refers only to possible term of incarceration, does not Include possible fines, restitution, special assessments, parole terms, or forfeitures that may be applicable. Case No. 08-80736-CV-MARRA P-000767 EFTA00228147
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Page 1 of 14 <DQCUMENT> <TYPE>SC 13D/A <SEQUENCE>1 <FILENAME>mm8-3106_scl3da33.txt <DESCRIPTION>AMEND NO.33 <TEXT> SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (AMENDMENT NO. 33) LIMITED BRANDS, INC. (Name of Issuer) COMMON STOCK, $0.50 PAR VALUE 532716-10-7 (Title of class of securities) (CUSIP number) RAYMOND O. GIETZ, ESQ. WEIL, GOTSHAL & MANGES LLP 767 FIFTH AVENUE NEW YORK, NEW YORK 10153 (Name, address and telephone number of person authorized to receive notices and communications) AUGUST 31, 2006 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rules 13d-1(e), 13d-1(f) or 13d-1(g), check the following box (_). <PAGE> CUSIP No. 532716-10-7 <TABLE> 13D Page 2 http://vvww.sec.gov/Archives/edgaddatcattf1W5AAW0596AMiltehnm8-3106_sel3da33.txt e4iti9i447 EFTA00228148
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Page 2 of 14 <CAPTION>. <S> <C> 1 NAME OF REPORTING PERSON: Leslie H. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF 7 SOLE VOTING POWER: 35,926,879 SHARES BENEFICIALLY 8 SHARED VOTING POWER: 17,532,757 OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 37,246,541 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 17,532,757 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 54,779,298 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 13.6% 14 TYPE OF REPORTING PERSON: IN </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 3 <S> <C> 1 NAME OF REPORTING PERSON: Abigail S. Wexner I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: http://www.sec.gov/Archives/edgar/datgAMI*5)&0041596eMi temm8-3106_sel3da33.txt PLO/1492687 EFTA00228149
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Page 3 of 14 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States NUMBER OF 7 SOLE VOTING POWER: SHARES BENEFICIALLY 8 SHARED VOTING POWER: 9,660,588 OWNED BY EACH 9 SOLE DISPOSITIVE POWER: REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 9,660,588 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 9,660,588 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.4% 14 TYPE OF REPORTING PERSON: IN </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 4 <S> <C> 1 NAME OF REPORTING PERSON: Wexner Personal Holdings Corporati I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A http://www. sec.gov/Archivesiedgar/datcM1*/%60#59600 lefemm8-3 I 06_sc I 3da33.txt et 607 EFTA00228150
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Page 4 of 14 . 5 8 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware NUMBER OF 7 SOLE VOTING POWER: 4,892,608 SHARES BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 4,892,608 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,892,608 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% 14 TYPE OF REPORTING PERSON: CO </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 5 <S> <C> 1 NAME OF REPORTING PERSON: Foxcote One I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio NUMBER OF 7 SOLE VOTING POWER: 4,147,373 http://www.sec.gov/Archives/edgar/datatf09/ 1: • 9i3019146811164rim8-3106_sc13da33.txt 8/24)90/ EFTA00228151
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Page 5 of 14 'SHARES BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 4,147,373 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,147,373 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.0% 14 TYPE OF REPORTING PERSON: 00 </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 6 <s> <C> 1 NAME OF REPORTING PERSON: Foxcote Two I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio NUMBER OF 7 SOLE VOTING POWER: 2,376,566 SHARES BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 2,376,566 hup://www.sec.gov/Archives/edgarldaa611485%58(3454SAWmm8-3106 sc 13da33.0ct P4P/E637 EFTA00228152
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Page 6 of 14 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 2,376,566 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.6% 14 TYPE OF REPORTING PERSON: 00 </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 7 <S> <C> <C> 1 NAME OF REPORTING PERSON: Trust 600 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio NUMBER OF 7 SOLE VOTING POWER: 3,300,568 SHARES BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 3,300,568 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,300,568 http://www.sec.gov/Archives/edgar/data9bil 3/878601NPW19140501Vmm8-3 106 sc I 3 da33.tx t 472,91f61337 EFTA00228153
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Page 7 of 14 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.8% 14 TYPE OF REPORTING PERSON: OO </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 8 <S> <C> 1 NAME OF REPORTING PERSON: R.H.R.E.I. Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio NUMBER OF 7 SOLE VOTING POWER: 4,571,601 SHARES BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 4,571,601 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,571,601 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 1.2% http://www.sec.gov/Archives/edgar/dat9r61/05 54*.f Iii Uhnrin8-3106_sc13da33Axt P4PAido7 EFTA00228154
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Page 8 of 14 14 TYPE OF REPORTING PERSON: OO </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! <PAGE> CUSIP No. 532716-10-7 <TABLE> <CAPTION> 13D Page 9 <S> <C> 1 NAME OF REPORTING PERSON: The Family Trust I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY): 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: 3 SEC USE ONLY 4 SOURCE OF FUNDS: N/A 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Ohio NUMBER OF 7 SOLE VOTING POWER: 15,000,000 SHARES BENEFICIALLY 8 SHARED VOTING POWER: OWNED BY EACH 9 SOLE DISPOSITIVE POWER: 15,000,000 REPORTING PERSON WITH 10 SHARED DISPOSITIVE POWER: 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 15,000,000 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.8% 14 TYPE OF REPORTING PERSON: OO </TABLE> SEE INSTRUCTIONS BEFORE FILLING OUT! http://www.sec.gov/Archives/edgar/data9MO9/ et934§19/686641Mtun8-3106_scl3da33.txt V/ R, EFTA00228155
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Page 9 of 14 <PAGE> This Amendment No. 33 amends the Schedule 13D dated June 25, 1985, as amended in certain respects by Amendments No. 1 through 32 thereto, and is filed by Leslie H. Wexner, for and on behalf of himself, Abigail S. Wexner, Wexner Personal Holdings Corporation, Foxcote One, Foxcote Two, Trust 600, the R.H.R.E.I. Trust, and The Family Trust (collectively, the "Purchasers"), with respect to the common stock, 80.50 par value per share (the "Common Stock"), of Limited Brands, Inc. (the "Company"). Item 5. Interest in Securities of the Issuer. (a) The responses of the Purchasers to Rows (11) through (13) of the cover pages of this Amendment No. 33 are incorporated herein by reference. As of August 31, 2006, after giving effect to the transactions disclosed in paragraph (c) below, the Purchasers beneficially owned the number shares of the Common Stock listed below, representing approximately the percentage of the outstanding shares of Common Stock set forth opposite such number (the outstanding shares of Common Stock, 396,270,652, being based on the number of shares outstanding as of May 25, 2006 as reported in the Company's Quarterly Report on Form 10-Q for the quarterly period ended April 29, 2006), as determined in accordance with Rule 13d-3. <TABLE> <CAPTION> Person CS> Number of Shares <C> <C> <c> <C> <C> Percent of Class <C> Leslie H. Wexner 54,779,298 (1) (3) (4) (5) (6) (7) (8) 13.6% Abigail S. Wexner 9,660,588 (2)(5) 2.4% Wexner Personal Holdings Corporation 4,892,608 (3) 1.2% Foxcote One 4,147,373 (4) 1.0% Foxcote Two 2,376,566 (5) 0.6% Trust 600 3,300,568 (6) 0.8% R.H.R.E.I. Trust 4,571,601 (7) 1.2% The Family Trust 15,000,000 (8) 3.8% </TABLE> (1) Includes: 1,319,662 shares held in Limited Brands Savings and Retirement Plan for Mr. Wexner's account (as of July 31, 2006) over which Mr. Wexner exercises dispositive but not voting control; and 5,053,245 shares issuable within approximately 60 days upon exercise of outstanding options held by Mr. Wexner. Also includes 7,284,022 shares (including 8,702 shares issuable within approximately 60 days upon exercise of outstanding options) beneficially owned by Abigail S. Wexner, Mr. Wexner's wife, as to which Mr. Wexner may be deemed to share the power to vote and direct the disposition. (2) Includes 8,702 shares issuable within approximately 60 days upon exercise of outstanding options held by Mrs. Wexner. The power to vote or direct the disposition of the shares beneficially owned by Mrs. Wexner may be deemed to be shared with her husband, Leslie H. Wexner. Excludes 45,118,710 shares beneficially owned by Leslie H. Wexner, Mrs. Wexner's husband, as to which Mrs. Wexner disclaims beneficial ownership. http://www.sec.gov/Archives/edgaddatkin4St I' loll 94tfihibliannna8-3106_scl3da33Axt T/ 6h EFTA00228156
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Page 10 of 14 10 <PAGE> (3) Power to vote or direct the disposition of the 4,892,608 shares held by Leslie H. Wexner as the sole stockholder, director and officer of Wexner Personal Holdings Corporation. (4) (5) Power to vote or direct the disposition of the 4,147,373 shares held by Leslie H. Wexner as the sole trustee of Foxcote One. Power to vote or direct the disposition of the 2,376,566 shares held by Foxcote Two may be deemed to be shared by its two trustees, Abigail S. Wexner and Leslie H. Wexner. (6) Power to vote or direct the disposition of the 3,300,568 shares held by Trust 600 may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein, who is the sole stockholder, director and president of the trustee. (7) Power to vote or direct the disposition of the 4,571,601 shares held by the R.H.R.E.I. Trust may be deemed to be shared by Leslie H. Wexner and Jeffrey E. Epstein, who is the sole stockholder, director and president of the trustee. (8) Power to vote or direct the disposition of the 15,000,000 shares held by Leslie H. Wexner as the sole trustee of The Family Trust. (b) The responses of the Purchasers to (i) Rows (7) through (10) of the cover pages of this Amendment No. 33 and (ii) Item 5(a) hereof are incorporated herein by reference. (c) Since the most recent filing on Schedule 13D, the Purchasers effected the following transactions in the Common Stock: <TABLE> <CAPTION> Date of Amount of Price per Where Person Transaction Securities Share How Effe <S> Abigail S. Wexner <C> <C> <C> 8/1/06 754 shares <C> 823.21 Abigail S. Wexner as a director of received from the fees in shares of Leslie H. Wexner 8/17/06 48,539 shares n/a Leslie H. Wexner, as the Chairman a Company, received shares from the C confer no voting may not be sold, automatically set equivalent number common stock of t March 31, 2008, s earlier forfeitur acceleration. http://www.see.gov/Archives/edgaddata9r0I4S/6608964§-06froffillskrim8-3106_scl3da33.oct EFTA00228157
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. . Page 11 of 14 Foxcote One 8/29/06 3,500,000 shares $25.00 Sale over-the-cou Foxcote One 8/31/06 1,010,625 shares $25.50 Sale over-the-cou Foxcote Two 8/31/06 508,739 shares $25.50 Sale over-the-cou </TABLE> (d), (e): Not Applicable 11 <PAGE> Item 7. Exhibit 1 <PAGE> Materials to be Filed as Exhibits. Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Wexner Personal Holdings Corporation, Foxcote One, Foxcote Two, Trust 600, the R.H.R.E.I. Trust, and The Family Trust, dated August 31, 2006. 12 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 31, 2006 /s/ Leslie H. Wexner Leslie H. Wexner /s/ Abigail S. Wexner Abigail S. Wexner WEXNER PERSONAL HOLDINGS CORPORATION By: /s/ Leslie H. Wexner http://www.sec.gov/Archives/edgaddat9961% 0596itiefWrnm8-3 1 06_sc 1 3da33.txt P4 R7 EFTA00228158
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Page 12 of 14 Name: Leslie H. Wexner Title: President FOXCOTE ONE By: /s/ Leslie H. Wexner Leslie H. Wexner, Trustee FOXCOTE TWO By: /s/ Abigail S. Wexner Abigail S. Wexner, Trustee Trust 600 By: Financial Trust Company, Inc, as trustee By: /s/ Jeffrey E. Epstein Jeffrey E. Epstein, President R.H.R.E.I. Trust By: Financial Trust Company, Inc, as trustee By: /s/ Jeffrey E. Epstein Jeffrey E. Epstein, President <PAGE> 13 THE FAMILY TRUST By: /s/ Leslie H. Wexner Leslie H. Wexner, Trustee http://www. sec. gov/Archi ves/edgar/datartiONN 9/61c069O§194≥666thg4run8-3106_sc13da33. bct 4,2019ffle EFTA00228159
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Page 13 of 14 14 <PAGE> EXHIBIT INDEX Exhibit No. Exhibit 1 <PAGE> Joint Filing Agreement by and among Leslie H. Wexner, Abigail S. Wexner, Wexner Personal Holdings Corporation, Foxcote One, Foxcote Two, Trust 600, the R.H.R.E.I. Trust, and The Family Trust, dated August 31, 2006. 14 JOINT FILING AGREEMENT Exhibit 1 This will confirm the agreement by and among all the undersigned that the Schedule 13D filed on or about this date and any amendments thereto with respect to beneficial ownership by the undersigned of shares of the common stock, par value $0.50 per share, of Limited Brands, Inc. is being filed on behalf of each of the undersigned in accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934. This agreement may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. Dated: August 31, 2006 /s/ Leslie H. Wexner Leslie H. Wexner /s/ Abigail S. Wexner Abigail S. Wexner WEXNER PERSONAL HOLDINGS CORPORATION http://www.sec.gov/Archives/edgaddatkeli4/81 :.tie 712/3"Ali6t4MIP641m8-3106_scl3da33.txt [it42111921497 EFTA00228160