EFTA01119119

Valuations 
6/30/13 
EFTA01119119

JEE and Related Engles 
Investment Summary 
613013 
Cash 8 Equity ants 
Southern Financial L1C- (see note below) 
14,591,497 
J.Epstren 
2233,502 
HAZE Trust 
28,361 
FT Real Estate 
-
Southern Trued Company 
24,746,453 
Jaspers 
28,018,660 
J.Epstein V1 Foundaton 
4.623,277 
Total Cash & Equivalents 
74,241.740 
Less: 
Cash in Ogeratith Accounts 
(1,675,843) 
Cash in Foundations 
(4,623,277)
(6,299,120) 
Total Available Cash 8 Equivalents 
67,942,620 
JP Morgan Trading Account (crash. securities, Dertvitees)- SFLLC 
JP Morgan Trading Accident (crash. recurlies, Dertvitives)- RAZE 
JP Morgan Trading Account (ash, securities. Dertvitives)- STC 
Marketable Securities -(Im) 
Investment American Yacht Harbor (per JEE) 
Settlements Receivable -DBZ 
See Note A 
68.806,047 
22,232,691 
5.589,671 
11,492,405 
1,000,000 
33,481,600 
Partnership Investments 
105,267,510 
(see attached schedule) 
Total • 
315 812 544 
Value Above 
Adjustments: 
Operating Cash 
Loans Receivable 
Total per attached va Norton schedule 
315,812,544 
1,675,843 
1,966,915 
319,455,302
' Investment partnerships are subject to various restrict ions on withdrawals. and therefore, 
the timing of avaibbillry of funds will be so knitted. 
319.455.302 
NOTE A: The ZIA trading account was funded with $75 Million. During July 2011 we withdrew $ $2.478,520. 
On 2/14/12 the account was reduced by 5501630 for the purchase of 16,535 Artad Pharmaoeutcals 8 2,095 Rogan DEC.
I
on 5122/12 the account was reduced by $1,330,030 for the purchase of 35,000 shares of Fecebook. 
In Mood 2012 the account resolved $349,402 from the sales proceeds od 17,500 sh of Fecebook 
On 9112/12 the account was reduced by $10mm for the Irene& to Mort Inc. 
On 11/9/12 there was a transfer to JEE of $100:0000 
EFTA01119120

J. EPSTEIN a RELATED ENTITIES 
VALUATIONS 
CASH,UABILMESPNESTMENTS 
6/30/13 
SQUThem Financial lie 
ACCOUNTS 
05.01/13 
0930/13 
01/01113 
VALUATION 
YTD 
June 
►ERFORMANCE 
J P MORGAN- Cash 
14581,184 
14,591A97 
JP Morgan Dwane Account 
70,392.543 
68.806.047 
J P Morgan- Securltem 
10267,555 
9,984,820 
INVESTMENTS 
TUDOR FUTURES 
13,394,889 
13238.161 
12,579909 
524% 
-1.17% 
HGHBRIDGE CAPITAL 
19,129022 
19227,390 
18.624.903 
157% 
0.53% 
BEAR STEARNS Asset Backed Securities (7/314:43 vale 
331.882 
331,882 
Southern Dust Coneseret 
J P MORGAN- Cash 
24 544.495 
24,572,296 
JP Morgan Trading Account 
S 970,655 
5,559,671 
Other Bank Accounts 
74,654 
174.157 
Aden Sauter* (et cost) 
500,000 
500,000 
Settlements 
JEEPERS 
CB 2W RN SPECIAL OPPURTUNITIES FUND 
76990030 
71000.000 
see fcenc4e 
less parbal wIthdrawat payment received 
(16,351230) 
(42518,403) 
J P MORGAN- Cash 
4,853,437 
28,018,650 
JP Morgan Trading Account 
1.520.605 
1,507,585 
Jeffrey Epstein 
WESTNEWT Arnencan Yacht Harbor 
1.003,000 
1,000,000 
FT Real Estate - Investment in ptshp at cost 
1,508,833 
1.508.833 
CHECKINGMAVNGS ACCOUNTS 
1,127,921 
1531,686 
LOANS WE FROM IN0NDUALS 
1966,415 
1,866.915 
CORE CLUB NOTE 
100,000 
103.000 
BROKERAGE ACCOUNTS 
JPM (Beer Steams) 
666,930 
666.933 
J P MORGAN 
56,829 
56.639 
Mort Inc. 
Al,phcom (at cost bass) 
10,000,000 
10.1:00):00 
(1,260233 tares or common. and 695.301 shares ci Set 5 Pfd) 
Butterfly Twit 
8.044 
6,044 
HAZE TAM 
HIGHBRIDGE CAPITAL 
35A45,729 
35,633.591 
34,404,356 
357% 
053% 
KING STREET 
23.100795 
24,827.653 
23,276.473 
6 66% 
-110% 
JP Morgan Cash 
26359 
28.361 
JP Morgan-managed account 
21541993 
22232.691 
TOTAL 
325,659945 
319455.302 
THESE AMOUNTS DO NOT INCLUDE HOUSES. APPLANE,FIXTURES IL OTHER ASSETS 
EFTA01119121

Reconciliation of large items 
Value 5/31/13 
325,658,945 
Partnerships 
JPM Trading account- SFLLC (FTC) 
JPM Trading account- HAZE 
JPM Trading account- STC 
Securities 
Dividends/interest 
Apollo Distribution 
(143,640) 
see below 
(1,586,496) 
(1,310,307) 
(180,984) 
(300,881) 
8,707 
Change in loan account 
1,500 
cash spent: 
JEE 
(2,626,235) 
STC 
(75,497) 
Franchise Tax 
(1,147) 
L Black Fee 
cash received BSABS 
11,337 
miscellaneous 
total 
319,455,302 
Value 6/30/13 
319,455,302 
Partnerships 
SFLLC 
TUDOR FUTURES 
SFLLC 
HIGHBRIDGE CAPITAL 
Haze 
HIGHBRIDGE CAPITAL 
Haze 
KING STREET 
(156,728) 
101,368 
187,862 
(276,142) 
(143,640) 
EFTA01119122

LE and Rebated Entrties 
Cash Summary 
6/30/13 
SFLLC 
JPM 
14,591.497 
142591,497 
JEE 
Bank accounts 
1,501.665 
JPM (Bear Steams) 
666.933 
JPM 
56.839 
Butterfly Trust (Bear Stearns) 
8.044 
2,233,502 
JEERERS 
JP Morgan 
28,018.650 
28,018,650 
liaZE Trust 
JPM 
28,361 
28,361 
Southern Twat Company 
JPM 
24,572,296 
Bank accounts 
174,157 
24,746,453 
Enhanced Education 
4,623,277 
4,623,277 
Total Cash 
74,241J40 
74 241740 
this does not include cash in JP Morgan trading account 
1,675.843 
EFTA01119123

JEE and Robted Ende. 
Aas* Equdy /teler/00mm% 
~13 
Seettrales Lees fl Flik Malet Valse 
Puntte* 
6730113 
5/31/13 
PIMS.%) 
70,500 Amens Waai 
SFLLC 
1.230225 
1,433.2E6 
7203.040) 
20,030 Banterder 
SFLLC 
68725 
90,949 
C2.224) 
21.753 JP Morgen 
SFLLC 
1,148,341 
1.187.495 
(39.155) 
203,157 ~No Giebel Hamgant 
SFLLC 
0.342.008 
0228,926 
13.181 
17,500 Featook (purchesed 5/22/12) 
8FLLC 
435,403 
426125 
9,275 
18,535 Arial Phermamuticeb 
SFLLC 
209.197 
303,252 
(14.055) 
2,095 Benen IOEC 
SFLLC 
450.644 
497,542 
(48.890 
151,212 JPH FR Rite 4.24% 
Joepen 
5,725 
1.507,585 
1,520,000 
(18.1481 
11 492 /05 
11 787 501 
(300.661) 
intesthemb å86~M3 et Fak Mede« Wee 
SFLLC 
TUD:« FUTURES 
13,238,181 
SFLLC 
HIGHBRIDGE CAPITAL 
19,227,390 
SFLLC 
ABS Trust (lest valuetion 713609. FTC rståws menthly dartutons) 
331,082 
HIGHBR3DGE CAP1TAL 
35,833,591 
KATE 
KING STREET 
24,827)153 
n Reel Estato 21 Eest 2811. Streel (at oost) 
920,500 
FT Raai Ene Columbia HoldIngsfet oost) 
588.333 
STC 
Alle Solden; (at ~0(1.142,857 eh cd Ser A Ped 0.4375 Per 01) 
500.030 
Hoet Ine 
Albkom (cast basis) (1,260,333 ah ~MOR 695,301 eh Ser S PM) 
1=510 
0032-
Traa ls band on t1e folbelng essumptons 
the fund wil moognbe a wthdreeed emount pa y31:433~3~ totellnd $70 reillbn 
Japen ~Wed ss Interest of 0 Øs MMO intens« wend el emoe $3.8 mime wan a 
bacatop psyment bom 0. Dubb *quel to ene exces of $5 makel om, the eggregete mem of al 
dtetnNtons rembal wth NSPIKUOthda Invesenent as or Sept 33, 2014.Jeepent wlk geNnd Dubn 
sta gemunt c< ny dealbutons meebid by Joepen. Mer mel dels uni Dubt readoba teek ny paymards 
made ba ~pst MW Dubb Is made whole, Jaapen vsl have ro obligaten to Mals MOS 
JEE wil psy SI welken lor berm Interest In God*. JEE Yell neten sI clibributions som $2 0.111011 
and me rernekeng flatrit Nonswill te tenteed 5680 ~n 
JEE end Zoon 
Dm agreement hes not been Omlaad. 
he seks d JeepeS cmenetiNt> MMS« Olum 0 Dubn DOSIOn S 51 79 044 es ot 931113 end 51.796.893 st of 4130113) 
70.003, 000 
5,000,000 
1.080,003 
76.000100 
EFTA01119124

ENHANCED EDUCATION 
00/13 
TOTAL 
PARTNERSHIPS & 
CASH 
SECURITIES 
JP Mor0an (Form*/ Bur Sterns) 
4,12,721 
4,512,721 
SANK 
110,556 
110,556 
TOTAL 
4,823277 
4,1123277 
EFTA01119125

Souther. Wanda( Mt 
Amply)b el teatime's 
Inver:anent 
FMV 
unrested 
6/30/13 
CeiMoots) 
ML Heft, 
12/15106 
5,100000 
distnbuborts 
8/11/06 
(,160,021) 
distnbutorts 
12/11/08 
(5030.006) 
distnbutions 
7/2607 
(2.440,906) 
distnbutions 
4/20/11 
(1.297652) 
distributions 
12/12/12 
(1 306 976) 
(,667.281) 
3 873,688 
6 340 949 
final detritutisn 
9$ ASS 
II/29106 
10,000000 
distnbutons 
(3931,526) 
6 066.474 
331 882 
(5 734 592) 
lighbrFge CaPtal Corn 
1/1101 
26,000000 
dostnbutons 
2/28106 
(25 000 090) 
19227 390 
19 727 390 
This represents the bbl of Hipnbrilym Caftdal Corp end HB Mult-Streho3y Holdings Ltd 
Tudor 
DB Zwirn 
1/33101 
5000000 
1/14/13 distribution  
(4 193,340) 
SOS 700 
OEMs 
449002 invested 
10,000,000 
6/30002 invested 
10600,000 
12200 Invested 
30003,030 
6/2/03 invested 
10,000030 
1/3/05 Invested 
20600030 
12/21/12 distntsaice 
(6,541,292) 
4/12/13 distribution 
(7,811,938) 
6/26/13 distribution  
(28 185 169) 
37 461031 
13236.161 
12 431 461 
Balance receivable kom Forbore $27,411.600 
DU- seldement 
This is based on the rollovers • amp 
tors 
the fund will recognize • wthdrasel amount reyable M JooPers totaling $70 Milhan 
70.000,003 
Jean RIPOMMK1 an interest of G Dubins pbhp inftrrest valued at Bram 63.6 million we a 
backstop payrren4 from C. Dube' equal to the excess of S5 malice over the 099,090te value of al 
dembstore receiVed we respect to this winrestmeM as of Seot 30, 2014.Jeepers will refund Dubin 
to amount of any distributions rewired by MIMICS after that Mao until Dubll renews bad( any payment 
made to J•Op•rf. Met Dubin • made mime, Jeopeis MI have no obloition to repay Dubin 
JEE will pay SI million for awn Interest in Comm. JEE wit gooeve al distntutions uMo 22 than 
and the remaining dstribuDons Ml be divided 50/50 between JEE and Zwirn 
This agreefient has not been Melded 
5.000,000 
1.003.00) 
76 0:0 000 
value of Joe 
779 044 as or 5.3*/ :a Pal 796 693 as of 4/30/13 
EFTA01119126

Haze Trust 
Analysis of Investments 
Investment 
FMV 
unrealized 
6/39/13 
Gain(loss) 
Highbridge Capital 
4/2099 
10041.666 
35,633,591 
25,591,925 
King Street 
This represents the total of Highbridge Capital Cory. and HS Multi-Strategy Holdings ltd. 
11/1/99 
10,000,000 
7/28,10 50% redemption 
 
(20.(>30,787) 
(10,090,787) 
24,827853 
34,918,440 
EFTA01119127

Bear Swarm Asset BeeltAl Seeuttees 
DistrIbetIons ReceNed 
FTC 
1/9/06 
3/12/06 
4/14/06 
544/06 
6/16/011 
7/16/06 
3/21/011 
9/73/06 
10/3/06 
11/23/03 
12/22/01 
1/23/09 
2/20/09 
3/12/09 
400/03 
549/09 
7/14/09 Note A 
5/24/09 
9/71/09 
12/2/09 
1/5/10 
2/5/10 
3/1/10 
4/00 
5/10/10
6/3/10 
7/3/10 
6/10/10 
9/5/10 
10/13/10 
11/3/10 
12/3/10
1/10/11
1/31/11 Note 6 
2/3/11 
3N11 
4/3/11 
5/9/11
6/9/11 
7211 
11/8/11 
9/3/11 
10/12/11 
11/6/11 
12/3/11 
1/9/12 
2./8/12 
3/9/12 
4/9/12 
5/6/12 
6/3/12 
7/9/12 
6/9/12 
9/11/12 
10/9/12 
11/3/12 
12/1W12 
1/9/13 
2/6/13 
3/3/13 
4/15/13 
5/8/13 
6/10/11 
Total 
Total Partienhip 6 Trust 
1.047,79100 
411.015.00 
147,707.00 
147307.00 
135,377.0) 
110,71100 
110,61100 
110,575.00 
92327.03 
85353.00 
73,670.00 
73,67000 
7304.03 
67,434.00 
66.44300 
57,3860) 
84,367.00 
47311.00 
35,71110 
6701.00 
Partnerstdo 
That 
1.047,25L00 
431,01340 
147,707.03 
147307.0) 
135377.03 
110,71/20 
110415.0 
110378.0 
92.127.00 
WWI= 
73,670.0) 
73,670.03 
73,614.0) 
67,434.0) 
66,443.00 
5730510 
94 397.0 
ALLOO 
35,71190 
1740510 
25,07330 
25,073 30 
31.07344 
31473.64 
3003113 
33.6.25.83 
72)13.71 
22.613.71 
2631118 
26.11.5.18 
25,24331 
25.241.91 
19,961.45 
19.961.45 
22,013.03 
npute 
24.9061 
24919.61 
30,52731 
0,577.91 
nsuss 
2343645 
29,234.17 
25,23417 
24,62391 
2442311 
25.793.17 
25,79117 
26,966.92 
2696692 
24,313.00 
26,313.03 
21,11225 
21,112.75 
21)57.96 
21457.96 
11.613.74 
11078.74 
16,69035 
1649035 
15,59619 
15,596.19 
16340.22 
16410.22 
15419.76 
15.149.76 
17,37732 
17,37732 
17337-49 
17432.49 
1$151.73 
Man 
MAIL% 
16.611.56 
19,767.0 
19,767.40 
17,02.23 
17,622.73 
1645039 
1640079 
17,401.50 
17,401.30 
1616530 
1616530 
0,60296 
16,60236 
1432240 
14472.40 
1544541 
1544542 
15,03804 
15:65.01 
14,20621 
14.2411 
14,594.00 
14,5114.0) 
13,07.23 
13107.0 
13,73L21 
13,251.71 
12.22343 
12.229.13 
12.06.06 
12,43606 
n 336 32 
11015%2 
3)31,575.52 
3,113)9517 117,93045 
FTC Invested 510.000PCO In 860 Steams Asset /rted SocurIlits on 11/29/06 
DIstrilwdons itte based on maturing essets 
NOTE k (repmentt 2 months per 00/00.7 Orleesky) 
NOTE B: (audit oljussenent In partnenh0 
EFTA01119128

CI 
0 
01~ laveMonein Owneclangtle• 
re a Commodity rams 
Global Investment Opportunities Group 
Account Position and IVITNI Summary (Open Positions) 
Prepared for Southern F,nanc,al 1.LC as of Arne 21. 2011 
uS17 Uri 
uSCAll, 
USDCN,
13.0144 
5.176S 
0 9453 
XAVU93 
1/50131W 
VSDCaD 
'2009 
1149 76 
10479 
GIPUSO 
tURUSO 
VSD1AY 
1.5251 
U5DarY 
'3037 
U509/4 
1.920 
VSONOK 
90420 
2.1999 
6.016) 
• ,mud, 
alortenta 
Company 
Currency 
baloney 
Di odend 
Yield 
Cost Bas.. Is) 
Market Value PS' 
Entry Price 
Current hue 
(Small 
'Loral/ 
MIM 
J.i.dd Pharmaceuticals Inc 
USD 
nluMl, Non-cyclic 
0.00% 
.5176400) 
117A10 
1960 
11 49 
(518.9S0) 
Ailed Mammon/tick Inc 
VS0 
inturner. Non-cycli. 
000% 
(1114,6C0) 
$131,767 
15/1 
17.49 
117,197 
Sieger, Wet Inc 
USO 
initeneti Nen-Wilk 
010% 
(5290,455) 
$450,1114 
Ili 55 
215.20 
$200,399 
Nvnho Ob Agri Double Lang 
VS0 
funds 
0.00% 
(3352.550) 
SRAM 
I 05 
892 
593,450 
facetook Inca 
USD 
CoatiouVartions 
0.00% 
(5645.0201 
5.435.40 
38 CO 
2455 
(5221,600) 
General Ekren( Co 
USC 
'Sala! 
3211% 
(1495190) 
5933,370 
21 53 
1319 
536.110 
Sangeeno floscenon Inc 
1150 
norm?. Non-cyclk 
000% 
(5410.214) 
5390,500 
840 
81 
(129.714) 
I tack Oat,, 
Symbol 
Shares 
24-Wn-13 
ARIA 
9,000 
14-Peb-12 
AAIA 
7,535 
14446.12 
Na 
2,095 
12.1410 
DAG 
50.000 
I 749.02 
co 
17.500 
23-Apr.13 
(IS 
23,000 
21-May.13 
54610 
50.000 
Structured Nobs 
Irate Date 
Matucity 
Face Amount 
magma Salem LLC 
• Manual isc 
ale JFMor. n Investment Bank as of ono( 
long Cuseciption 
Cest Ian (S1 
Market Value (SI 
Received 
interest 
Entry Price (SI Current Putt. (5) 
MIPA 
11.Nov.12 
22. 
.13 
1.000,00) 
61 Note 11/22/1 
a Min Y. use 85%ilanier. 5% Atm Cpn-22.9%Martm 
(51,000.000/ 
$1,029,950 
SO 
5102.90 
528.950 
14.1.3-13 
20-Aucy14 
1,007,000 
MS Market Min faRK ago/la SOIL I KO Ismer • 3.5% Ott Unceitred Initial UMW . 2) 
($1,000,000) 
51,113.050 
SO 
S10000 
$11131 
$113,050 
5-Apr.12 
16Apr-15 
1,500,000 
Mesita ON 6200% ON 04/11/2015 OW Osnyam 
(11,500003) 
11,602,600 
5615/8 
5100.00 
5106,14 
1172.4111 
14-May-13 
29-440-14 
2.000,000 
NW CNN 1/111/14102%efo barrter-494cNt-17144417 'MINI Laid-17029 
(52.001000) 
11,914.200 
SO 
$100 .00 
595.71 
(05.220) 
SRAM Income 
• Intea 
bark Date 
Matenty 
Fart. Amount 
3 • • 
22-001.12 
15-Miry-2019 
.100.000 
23-00.12 
1SMay.2019 
400,00) 
1.0n.12 
01.1un-2019 
1004000 
(04ov.12 
014mi-2019 
1,02000 
24-1•413 
15-Feb2020 
1302,093 
24Feb-13 
15-9,42010 
1,000,000 
3-Apr-13 
1040•4023 
300,000 
15-Jun.11 
Perpetual 
2300,000 
15.2un.11 
Perpetual 
2300.000 
141)411 
/Iapetus! 
2.000,002 
30-len-12 
Perpetual 
3000000 
27.lun-12 
Perpetual 
2.000,000 
29-May-13 
Perpetual 
1,00,000 
P 
vie Illoombe 
SSP Rat mg 
Neal Call Date 
Coupon 
hmcipal Cost 
hlailiet value 
total int 
Actiued 
Yield to Neat 
Entry Petty 
Current erne 
MTM 
Headwater; Inc 
B• 
4110015 
7.625% 
($1.035100) 
51.047,000 
552.104 
5103.50 
EarthlInk Inc 
ca. 
51151201$ 
1075% 
(1414.000) 
$399240 
524,259 
6.811% 
1103.50 
leithEnk Inc 
CCC. 
41152015 
2175% 
(1619,500) 
1599,740 
136240 
108% 
110325 
13ndred Nealthcent Inc 
5. 
6/1/2014 
4150% 
($996,250) 
11,020,000 
$61,111 
7.65% 
09.63 
landred Wratthare Inc 
6/12014 
8250% 
($974000) 
51,020,000 
152.701 
7.65% 
07.03 
krdcanoster Company 
O. 
2/15/2015 
42930% 
(51,595425) 
11,500,0:0 
151.333 
800% 
11063$ 
Sentrentatbs Concern 
I. 
2/111201$ 
SACO% 
(11.070.000) 
11,000,000 
117,333 
1120% 
110700 
I.S.ys lank Pk 
110- 
4/10/2016 
7.730% 
(1)10.000) 
509,250 
55,490 
7.111% 
MO% 
Jponowan Chafe i Co 
KM 
4/93/20111 
7.100% 
(12,702.42.5) 
11795,000 
$402,132 
5-11% 
510.10 
2pfroiyan Om! II CO 
EN 
4/30/20111 
9.903% 
(52702,425) 
12.795,030 
5402,132 
5.11% 
Sloe 10 
Sank °Streets Corp 
II. 
3/15/10111 
9.123% 
(12.061,1110) 
52251000 
1400,533 
5.10% 
S10.06 
Southern Cal Edison 
099- 
1/1/2022 
6250% 
(52.999,970) 
13,117,955 
10650 
529% 
$100 .00 
General Eke Cap Corp 
6/132022 
7.125% 
(0.122.920) 
52.210,000 
$142.1196 
5.62% 
$106.15 
General Eke Cap Corp 
6/15/2023 
5.250% 
($1.400.000) 
$1.339.750 
55221 
513% 
$100.00 
riternetlonal fixed Income 
• lit 
Piscine V•Illoornbe 
Trade Date 
Maturity 
fare Amount 
issue 
50 Retinal 
Currency 
Coupon 
PnI.(.VAICOIrt 151 market Yak., IS) 
Total Int. 
Yield to Worst 
Entry hale 
Current Pnce 
&towed (SI 
I Local/ 
ROCA 
110 ..)0 
$64,104 
599.96 
11409$ 
599.96 
11450 
110220 
$102.00 
$102.701 
$10000 
(544,292) 
510.00 
(142.667) 
$99.75 
$4740 
$111.10 
1494,707 
$11120 
$494,707 
$112.90 
$577553 
5106.0 
1461,941 
5110.50 
5229.976 
195.63 
($55.3291 
9.00142 
02-1100/017 
500.0110 
Petri:oleos 0. Venezuela 5 
I 
WD 
8.500% 
3440,150) 
5455,000 
530.576 
11.17% 
49 .05 
IT-Oct-Il 
02-Now-2017 
1,010,000 
Petroleos De Venezia% $ 
11 
WO 
4300% 
007,5001 
$910200 
140,661 
11.17% 
59.75 
10-May-1 16-Clec.2011 
1,500,000 
Lloyds Tsb lank Plc 
OW. 
USO 
9271% 
(11,627300) 
51.724750 
$167,175 
424% 
10150 
26derel2 
15-Dec-2035 
7.5020.2C0 
Reputed Of Anstitine 
SPA 
USD 
0.000% 
(51,039,750) 
5419,775 
1426.023 
1325 
13-00.10 
15-044.1091 
14001000 
Reptablk OfArgentin. 
WA 
ARS 
0.006% 
($MMO) 
1144909 
$324244 
12.56 
21-May.13 
Perpetual 
3,000200 
Lbp Capital Nol Mc 
64 
USD 
SOX% 
(53.241,500) 
52067,500 
124467 
736% 
10425 
12.Jura-13 
0.2-Nor.2017 
1,000.000 
ParektOS 0. Vestal. S 
9 
N/A 
11.050% 
(5923,000) 
5910/00 
14778 
11.17% 
592.50 
MIM 
91.00 
545.326 
91.00 
$73.1111 
115.25 
$269,125 
5.60 
(5191.975) 
141 
$137.234 
102.2$ 
(5155..333) 
$91.00 
($11,222) 
EFTA01119129

GIO 
teniit )never meat Cadooeversirles 
Global Investment Opportunities Group 
Account Position and MTM Summary (Open Positions) 
prepared for Southern Financial LLC as of June 28 2013 
.P. Morgan Saasigos U.C. 
Current Pit 11, Commodity wan 
LISDION 
13.0144 
1.418.10 
12009 
GIPUSO 
1.5258 
uto3PY 
98420 
)ROARS 
5.3765 
USOOW 
114936 
B.110/50 
13037 
1.11084. 
2.1989 
LPSDCPW 
0.9453 
V5DCAD 
1.0479 
LWDTRY 
1.920 
I2SDNOK 
6.0463 
income 
Inlernation•I Fired 
MOO 
($8.494,100) 
51640.014 
51.039.823 
18 
6 
•rid Mast HEWS 
Track- Date 
Maturity 
Original face 
244 
13 
25-Aup2029 
9351,050 
641013 
20-040.20.12 
5.701,013 
23-Aut12 25-Aug.1033 
3,34000 
2/44ov-12 
25441.2037 
1.100.000 
16-4,-13 
21-Mer.2033 
4,500,003 
30-Apr-1) 
25-Apn2033 
2,724,003 
• manual Pot 
a 
Invoicontr4114 
issue 
SAP Ra009 
iimbl 3004.11M1 
CCC 
Sent 1191 
CCC 
Cwhl 2003-2681 
them 2007#1244 
CCC 
CWW 1033.1 II 
Sac 2003-1012 
CCC 
Nest Call Date 
725/2011 
7/202013 
7/25/2013 
9252022 
7/25/2013 
1015/2013 
Coupon 
1.093% 
1447% 
5330% 
2.744% 
5.750% 
LOX% 
Principal Cost iS) 
'.3562.273) 
(57811191 
(31.231,222) 
(12.042.109) 
(31,448303) 
01.076.7131 
Marlon value IS1 
5745,078 
ST71,794 
$014,192 
11,868.522 
51,290,216 
541,412 
total Finn( ant 
(5) 
130.612 
329,641 
5252.482 
1347.245 
$161,373 
593,299 
entry Price 
(Loral) 
15 
73 75 
7700 
I%50 
95 50 
100 00 
Current Price 
(Local) 
76.54 
7444 
5736 
94 52 
94 02 
94.74 
MTM 
$213,416 
519,516 
(3161349) 
5172.957 
92,786 
(42,071) 
Listed Preferred. 
Trade Date 
Maturity 
Shares 
Company 
Rating 
Par amount 
Coupon 
Principal Cost IS) Marko Value (5) 
Dividends 
Rewired IT) 
Yield to Worst
En" Free 
Current Price 
(Local) 
(total) 
PATM 
18-NOY.10 
12/1/2013 
8.000 
them Motors 
WA 
50.00 
4.75% 
(5405.000) 
1485,280 
$48.450 
1544% 
5000 
48.16 
111,730 
9-614c. TO 
12/12013 
63,01) 
General Melon Co 
WA 
150.00 
475% 
(53,185.973) 
53,034010 
$371116 
15.44% 
30.57 
48.16 
$220.923 
15-teb.13 
2/172016 
6,000 
Olt15 Natural RefOtleCa 
WA 
52340 
R00% 
($150,000) 
5144.440 
$2.392 
2.23914 
2530 
17.74 
(141,168) 
22.FW-12 
2/15/2040 
00,000 
Gmac Capital TeUStl 
CCC4./.4 
525.00 
413% 
(51,8112.800) 
12.064,400 
5214021 
623% 
23.54 
26.05 
H19,221 
3401-12 
Perpetual 
MAN 
My Financial Inc 
CCC. re 
$25.00 
450% 
(51.002.211) 
51,205,076 
7717,730 
6.73% 
21.51 
25.116 
$320310 
94' 449.12 
Porpetual 
130,000 
My Friend* Inc 
CCC4I44 
525.03 
150% 
(11,714000) 
HAHN° 
519%278 
6.73% 
2225 
2546 
S481,078 
N -Oct-i2 
Poproal 
10.000 
Royal Ok Sooting Cog Plc 
II
525.02 
7.25% 
($951,600) 
$951400 
$422112 
740% 
23.79 
2336 
$49,012 
7.lan.13 
PerpetS 
40.020 
Royal Ok Sooting WO Pk 
II 
523.00 
725% 
(5972600) 
$931.400 
527.590 
7.60% 
24.44 
23.96 
*SW 
14,1an-13 
Prepetuli 
40,000 
Royal Ilk HatIntl Grp Plc 
se 
525.00 
7.25% 
(5993.200) 
5958,400 
$26111 
740% 
Mil 
23.96 
(510,61% 
51 4 
7? 
I 
PATM 
(511,125 99) 
Sail Pa .876 
51.054.7411 
Mutreal 
Wmorgan atotAtmoloal 
5882,1 
SO 
202000 
17.12 
7.8121 
Prate lettl 
Avg 
...15X 
49,504.95 
11 8221 
.lutual Fund. and Money Mndiet MTM 
($1,000.4e” 
4882,17 
SO 
Forward Cowbirds 
• Rees vaurced 
Trade Date value Date 
Nought 
Notional 
Sold 
Notional 
lilt Dale 
Contract Spot 
Contract Forward 
OIRIR n1 Spot 
Current All in 
Pat' 
Forward 
GUM 
6 May 13 
8 A 
13 
0* 
6,138,000 
Eve 
1300,000 
4-Aug 13 
12114 
1.21921 
122900 
(57.391) 
23 May II 
&Aug-13 
11/11 
4,904.319 
00 
6.138.002 
4.A.9.13 
1.25185 
11.,,,,,
1.22921 
122900 
(5117.3323 
23 1Avy 13 
216494-13 
ire 
740.321,000 
CAD 
7,912010 
24.Aug,13 
99.10 
98 7 I 
9440)50 
94 25058 
$334,136 
10.`on-13 
28-Aup 13 
CAD 
2.500,000 
IVY 
242023,000 
24.444.13 
97.02 
94,81 
94 40050 
94 75008 
1544.716) 
ocwatd Contracts MTM 
5148.626 
X . 
torn 
Trefk, Date Capitation 
Direction 
8-Aug 12 
06-Cot-13 
rigs) it 
• MTM Modelled nalToomber 
Currency 1 
IPY 
Typo 
Pot 
Currency 2 
Ste die 
Notional 
IC3000010 
Ti) 90 
Curren<y 2 
CAD 
Type 
Carrier Typo 
C. I 
Original 
Current Premium 
Pc ~him (51 
IS) 
S 
75,0% 
MIM 
11.027,28/ 
EFTA01119130

I 
I 
C 
0 
0 
a 
C 
a. 
c) 
3 — 
0 Z.. 
t3 a 2 
E 
E 3 5 
C N- 
t3 
1,
o 1-• 
a. 2 t: 
Oct
am
C 
• c 
E 2
iv 0 .2 
3
a. 
I
c o 
o 
5 el et 
Ou
j
pa 
1:1 
3$7 
;* 
s • • 
012 
99 
2233 
tttt 
lift 
ode 
EFTA01119131

Trade Oat., 
Symbol 
$133333 
Plan.13 
(124T 
1400 
Man-13 
2SC 
4 400 
Illan-13 
SLIP 
),203 
15-140-13 
USAC 
6.000 
16.Jan-13 
AIM 
2,400 
16.1a n-13 
ITMN 
6,601 
13-Jan-1) 
AVEC 
2.400 
17-lan-13 
CVAll 
1.100 
18-1•1-13 
MCP 
6.003 
1Man-13 
Nail 
1.207 
1 Hen-') 
ND 
5.200 
Mals-13 
MIA 
9.00) 
24-Jan-13 
OM 
4.000 
25-140-13 
814/4 
500 
MCP 
25-Jan-Il 
2.50) 
2-Mn-11 
PITY 
1500 
114an-I1 
MAX 
1.503 
31-Ian-I1 
1.016 
3,500 
31.14n-11 
US 
25,000 
1 Jets-11 
045P 
1.500 
141613 
Nal 
3.503 
54e613 
EPC. 
4.003 
Meb-13 
KC 
1,000 
74M-13 
KC 
3.503 
14446-13 
AIM 
21000 
15540.13 
au 
3.000 
154.M.13 
/41.94 
1003 
154•013 
MD 
Imo 
214•0-13 
ROILS 
20000 
21-Feb-13 
AMP 
3,00) 
274,0-13 
Age 
15.000 
7264203 
1.0W 
1350 
21442.13 
DCP 
MOT 
Meal) 
WIZ 
2,750 
%6e1) 
Mi 
4,000 
144e13 
MHO 
503 
Mer-I3 
0 
2.000 
7-M4443 
MSC( 
1.500 
7-Mise-13 
KM 
1,500 
7-M64-13 
11W 
500 
(WWI 
PLY( 
2.500 
114.44.11 
OW 
2.003 
13440-13 
INNY 
1,250 
134.144-13 
WW1 
400 
144.40-13 
WS 
1,000 
15-Mel( 
MIA 
1,000 
341443
ARCC 
3.500 
144*-11 
CUZ 
4.000 
041,pe.11 
TAW 
1,500 
Wen 
MAY 
9000 
-1144.11 
PM 
7,500 
2-Apr-1) 
MC 
4,000 
2-Apr-1 
WC 
25110 
0Apr-11 
All 
21,000 
%AMU 
I 
2400 
16404-13 
805E 
1.000 
('Apr-1 
TAM 
1,000 
Global 
I ll ll llllllllllll 
Opp0i 1011171C,61 oU15 
Account Position and Nil rvi Summary (2013 Closed Positions) 
Prepared for Southern financial LLC as of June 21:1 3011 
Company 
!alumet So«uty Products 
Solar WADI Ltd 
9431030 Sella Lp 
Usa Compraten Parinen 1p 
Nnylam Pharreceutkals Inc 
Warms Inc 
Aveo Phannacemicen Inc 
Or Refining 1p 
Mokkorp Inc 
Norsnian Cru122 Una Hoidin 
Northern Bee Energy Lp 
Mad Pherrnacoutkelt Mc 
Iodate Penne le 
grAIM Horizons Sway Solut 
Moaporp Inc 
Piedmont Nature! Gat Co 
Ifary4 Inoplunreeu11001 
Tongued Natural R•10931<in 
Zoe* int 
Chesapeake Lodging Trine 
Nase. Marlene Patina.. Lp 
Enterprise Products Penmen 
MS (Sea 
Co 
MS Coxed. Co 
Armour Reskientel Kelt Inc 
aim New( Arawrcei irk 
Nese Holdings Nv 
Monte Mots& Resources Co 
Mk/mentors Holdings Lid 
Kinder Morgan Ewe. Fran 
emerkin Capitol Agency Carp 
Medal Propene Trust Inc 
°Tree International Inca 
Vanes( PercesSp 
Apollo Commercial Reel (stet 
WI Horne Inc 
Reeky Inane Corp 
°Sow, Cornmeketions-C 
Kat Auction Sykes Inc 
13ankunked Inc 
Marmacyde Inc 
Ladrelon RealtyTrust 
AnAlal Inc 
Hearten International Inc 
Moho', /4010Ingi Ltd -Ads 
Tale Inc 
ANS Copitel Corp 
Cwslm Impertses Inc 
Tee Median Now Corpne 
Reelogy Holdings Cons 
IMMO Phermaceutkak Inc 
Pairlet Inc 
0.431•300.30 Stlet.Thon Ltd 
Atlas Pipeline Pattnefs 1p 
Insert Sa 
Rosetta Resources Inc 
210111160 Corp 
Currency 
Olvslend 
swirl 
Energy 
744% 
Mendel 
10 II% 
Energy 
/24% 
Industrial 
192% 
moms, Non-cyclic 
0.01% 
miss, Non-cyclic 
000% 
9111101•43,14433-cyclk 
OM% 
Energy 
2102% 
Ink Merle 
000% 
Comumet. Cychal 
000% 
Energy 
20.1% 
ansumer. Non-nelk 
0.00% 
Energy 
1.9916 
answer. Non-cyclIc 
0.00% 
(ask WSW 
MO% 
1067 
3.6816 
911$10114r. Noneydic 
0.00% 
Energy 
1122% 
990.111310, Non-cydk 
025% 
Financial 
442% 
Industrie' 
1225% 
Energy 
431% 
nd 1000 
KO% 
Indust/tat 
CLOW 
Flnancli 
1743% 
Ink Materiels 
161% 
Communications 
1.10% 
Energy 
005% 
Comae', CYaml 
000% 
Energy 
610% 
linencIM 
1623% 
Financial 
531% 
'mune, Nonerik 
000% 
Energy 
637% 
Finendel 
1001% 
Consurner, Cycycsi 
040% 
anemia! 
5.20% 
Communications 
0.00% 
'mune. Noneselk 
331% 
323% 
2rillarner.11033<y(113 
0.00% 
Financial 
5.14% 
93.1unter, Mon cyclic 
000% 
9013.rtiol. Non-cyclic 
0.00% 
Conenagslom 
0.M% 
Corninunkatoni 
0.00% 
Mendel 
ELM% 
FIngettlal 
1.71% 
Consumer. Csikal 
0.0)14 
Ilnanclel 
0.00% 
Non-cyclk 
0.00% 
7mumer, Non-cyclk 
0.00% 
Industrial 
0.00% 
(new 
6.10% 
CommunkatIons 
0.00% 
Enemy 
0.00% 
lock 5.1414.140 
0.00% 
Cost Bat's III 
M11.1.60) Value 
(1107,360) 
11133.4401
0101000/ 
(141312) 
(365340) 
(111000) 
045,030 
(5114,000) 
(530A40) 
0127.112) 
0136.5710 
($1100640 
011,070 
(515,003) 
(1201,0001 
(512,7351 
(197,475) 
(1650.003) 
(131,125) 
($49.525) 
($2211240 
(121.003) 
(10.510) 
(11911340) 
0/70031 
(1760400 
(1121000 
01.230.000) 
(5159,050 
(1474,4501 
($13,813) 
0141205) 
01351 SS) 
(661,203) 
(52UM) 
(191.100) 
3117.329) 
(SAPS) 
(512,625) 
($235000) 
(123,400) 
(110.00)) 
1151470) 
(324.003) 
(529.750) 
061,635) 
(141.800) 
SJ3.000) 
0394000 
15700,007) 
010,000) 
014175) 
(1714000) 
1134.000) 
ISA2.500) 
1511000) 
51 33432 
5105,688 
5134,909 
5106,260 
$50,010 
166.121 
II 7.595 
$45.1171 
5111351 
139321 
5126,149 
5174,40e 
9201,523 
513,755 
%17,40 
5107,410 
$1 4,190 
596,940 
5786,412 
531.559 
$48,1159 
5218,072 
525.269 
569.263 
5192141 
554,148 
5260,654 
5130.121, 
51.201,111 
5259.371 
5473,839 
$13.43 
5143,357 
5134,362 
668,1311 
612,210 
591,071 
5100.436 
929,234 
$12,755 
5/35330 
573339 
149,949 
552.055 
514,609 
531,009 
56,344 
542.159 
535.754 
5401,119 
5301768 
185.430 
135.639 
$723,644 
13)419 
541.459 
$14,063 
.P. Morgan Scrourttl•s L1C 
Closing Date 
EMI" Price 
Closing Pratt
(Local) 
Raul) 
5-Ia+4J
I101
8,Jan-13 
2440 
Man') 
41.70 
Maul) 
ISM 
645113 
70.17 
6101.13 
940 
745.13 
730 
an -13 
31.0 
1145.13 
1000 
644403 
100 
Siats.13 
31,46 
24,107-13 
lilt 
24-607-15 
52.54 
25-Jan-13 
77.00 
2S467-13 
COO 
30N-13 
1200 
14ms.13 
041 
Idan.1) 
27.16 
44145 
2603 
148143 
2035 
4ele13 
14.15 
544141 
44 
4-140-111 
2100 
744011 
19,81 
14446-13 
604 
15.640-13 
23.00 
15403-13 
32.55 
1540043 
1210) 
214.643 
(130 
214101 
11$33 
27461743 
3143 
174•12-13 
1425 
1446743 
40.43 
S41•741 
141et.11 
1705 
11440/-11 
7150 
(420743 
45.03 
74/0.43 
6425 
7.11•441 
1135 
04444.13 
35.25 
64443 
MAO 
4Me43 
11.70 
WW1) 
4310 
114..1 
16.45 
441167.13 
MOO 
15Ma.13 
27775 
341,pr-13 
1741 
11.110r.13 
10,45 
11Age.13 
22.00 
-Apt-11 
4400 
-Apr-13 
4000 
2-454-13 
1000 
2-64, -13 
7325 
11-44-111 
3400 
11-474-11 
1600 
041pv-13 
42.50 
gag b13 
1500 
24 02 
11140 
42.16 
51,467 
17.71 
(51,740 
2015 
11.711 
10.02 
0169 
7.46 
(1103) 
2548 
5101 
16.56 
eszso 
24.54 
1409 
24.26 
01.015) 
19.38 
137330 
52.13 
(l1.437) 
27.52 
12.74 
6.96 
11,400 
31.91 
0510) 
9.46 
11,455 
27.71 
(1492) 
31.46 
1136.462 
31.04 
1434 
13.96 
0646) 
54.52 
0165) 
2527 
5420 
1179 
0247) 
6.66 
05219) 
29.72 
52,1411 
11.54 
sas. 
1)0.31 
52320 
60% 
12%6111 
86.46 
$327 
31.59 
0611) 
14.31 
575 
40.96 
51,1$22 
48.86 
11773) 
1701 
2442 
10
444 
45.54 
072:0 
86.4 
4,45 
m
19,0 
5369 
25.51 
$IN 
34.13 
$330 
1147 
043) 
39.941 
MP) 
96.5 
1165 
3441 
509 
31.01 
11,251 
1733 
:525i) 
1031 
5559 
23.17 
11,14 
4137 
stist 
41.17 
5,40 
2111 
15,4)0 
33.74 
5764 
MM 
51644 
11.14 
3$41)
4IM 
1409 
(5920) 
EFTA01119132

CIO 
amino uresertemem 
CdobaficixestmentSeportunities.Group 
Account Position and MTM Summary (2013 Closed Positions) 
Prepared for Southern financial tLC oe of June 29. 2013 
P. Megan Sotauk1414 EEC 
11041.11 
TEE 
It....00) 
Tomfonka SeSpon Mr 
154 75-12 
TEE 
(39) 
Telefonica Se.Spon Adr 
Illapt-13 
SEAS 
1.030 
Seanothl Entertainment inc 
2S-Apr-13 
PLO 
13.000 
Prologli Inc 
napr-13 
RE% 
4.403 
Ahlsource fterldential Corp 
164.PrI3 
SINK 
600 
Spectramitics Corp 
later-I3 
SOO 
4.000 
Sinclair ilmaticatt Group 4 
14.4ay.1) 
YOYA 
2.000 
Ing Lis Inc 
344w-13 
QM1 
2003 
ONA Pk.Spoinomd Mr 
3-May.11 
fly 
11.000 
Comet European Mad% fm.. 
4-Mey-1) 
IITZ 
4,003 
Hertz Global Hokfinge Inc 
III-Msy-1) 
VIM/ 
3,000 
Van& Mc • CI A 
041sy.13 
WIS 
2.003 
Wetter Financial Corp 
24.05.12 
Of 
25.000 
been foods Co 
1May.13 
Coll 
1.000 
cyan Inc 
9-May43 
IMES 
3.500 
Emerge Energy Services Lp 
1May-13 
MC% 
1,000 
Health Can 1144 Inc 
1144,4 3 
54 
4.000 
Isle Phennemutteh Inc 
94.44y.13 
a 
1,000 
OMMINt bensmilonal Hold 
941w-13 
MA 
200 
Pennymec Montt& Sen444.4 
04M, 13 
MO 
40000 
*Polio Globe' Management. a 
04.4y.13 
TANA 
1.500 
Tornio, Nv 
I.May-13 
ARE 
2003 
Manta% Real WM twit 
344y11 
MS% 
20.000 
Molten Moldings MI 
344403 
OW 
2,500 
Suburban 'Toper* Portraits to 
34%y-I3 
WES 
2.500 
Willem Gee Pennon 14 
344y13 
AIM/ 
4.003 
Apollo Invartmerd Corp 
141y13 
CV101 
6.003 
Cyr ItellnIng L0
444403 
Plitt 
34000 
PM NO* Corp 
114.1ey.13 
ODA 
4.003 
Eldr Corp 
44Arei3 
%MN 
750 
0014140 ly01,1401m*CI A 
9 M10-10 
CUP 
500 
Cubic Corp 
744003 
TO 
2.000 
Tc Pipelines to 
2,2444y.13 
LAN 
4.000 
Cer Pannen Lp 
244yI3 
NKr 
500 
liperharrnaceutkah Inc 
22.4,14y-13 
MYA) 
2.503 
Ironwood Phatrreceutkals 
23.May-13 
%MN 
2003 
■oon1N' *ands In 
234Merpl3 
113(MT 
2.500 
illacknorte Mortgage Tru-CI A 
234%03 
CITM 
4003 
Connellium Ihe Cos A 
21-4147-13 
LG 
3.000 
Laclede Group in/The 
M.May.13 
041( 
1,000 
Oakum Capital Group Lk 
23MyI3 
POEM 
2.003 
Fly Gem Holdings Inc 
23444y-13 
WAM 
LOCO 
Waco Muift Noldngs inc 
10444y.13 
IMP 
6.003 
Soerclosik Pipeline Partners 
30.May.13 
NM 
6,030 
Vanguard Kenai Remoras 
6.)n13 
CC 
13.000 
Carla% Group/The 
11-2,un.13 
KM 
2.500 
Kar Auction Serelces Mc 
7-14.1-13 
TMO 
33.000 
Therm Fisher ScicintIlk Inc 
044n-13 
AAP 
2.500 
Ate Aetwmt Partnere 40 
114un-1) 
PCA 
41:00 
P110/101%1G•nersol Electric Co 
134un-1) 
COTY 
4,030 
Coty sec-C1 A 
13-Jun-13 
MLA 
5.000 
MA Soler Mt 
13Jun.13 
IONA 
LOCO 
528)41 Naittons Family ScM 
7.4a1-13 
1140 
2.500 
Thermo Thew Sclamffic xk 
IS.Jun.13 
WY 
IMO 
Wayerhseuser0a 
19.JunI3 
OWE 
1303 
Morbid 3b Inc 
20-.1u .13 
PTCT 
1400 
Pic Therepeertki Inc 
21-/u n-13 
ACM 
5400 
Net Commercloi Reel Edate 
21.Jun-I3 
GOGO 
2500 
Gogo Inc 
214m-13 
MSS 
2000 
Nome tow. Sating %woes 
§§§§§§§§5§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§ 
Communketkee 
0.00% 
530040 
(1207001 
1044443 
20.05 
13.30 
59.300 
CommenkatIons 
000% 
$411 
(1538) 
14.41M13 
1241 
1310 
550) 
Consumer. 010112 1
2.20% 
(354,0001 
161,419 
1164M-17 
27.00 
3471 
17419 
Wendel 
247% 
(16240001 
5424.1)6 
23-Ap•1l 
41.60 
41.61 
1134 
Financ41 
000% 
(575000) 
1742311 
1444N.13 
10.75 
1154 
WM 
answer, Nomcyclk 
010% 
4110100) 
sua2o 
29•AOr-13
MOO 
1170 
3420 
Communkelom 
2.04% 
(1109,000) 
5104171 
2-Mey.13 
27.25 
2722 
51221 
einem:lei 
001% 
039,060) 
534439 
2.May-13 
11.50 
1122 
0560 
communications 
000% 
(534.000) 
134.139 
344403 
17.00 
17.07 
1139 
Communkatiom 
000% 
15302501 
33,449 
34.44y.13 
2-75 
1.77 
1219 
Non
003% 
4109.0:0) 
194316 
74445, 13 
24.73 
21.5* 
(5443) 
answer, 
-cyclic 
anemar, Hon-cyclic 
0.00% 
071.2501 
171216 
smell 
23.75 
23.74 
(532) 
IMendal 
2.34% 
(545900) 
545419 
0.418)•.13 
2240 
22.76 
ONO) 
'returner, Non-cyclic 
000% 
(1470.4501 
1410.4M 
44.441.13 
14.15 
1171 
59611 
Communicalloen 
0.03% 
(111.000) 
110.010 
"Mel) 
1110 
1041 
(1993) 
answer. MOO-Cele 
WV% 
(15%50% 
150009 
"Merl) 
17.00 
14-14 
(14911 
flreneW 
436% 
(173.500) 
173.5% 
94440) 
7330 
2136 
1511 
ammo. sorrcydic 
0.00% 
(173.003) 
115471 
3.1.10r13 
1000 
1637 
Ella 
answer, Non-cyclic 
0.00% 
(140,060) 
543.719 
9440/.13 
dem 
43.77 
13.719 
'Mendel 
000% 
(13.400) 
59.642 
94.44y13 
1100 
1121 
142 
Rnenciel 
9.47% 
6 1,004000) 
3147.100 
04,443.13 
25.00 
3433 
02.900 
'newer. Non-cyrik 
0.00% 
(114.225) 
32440 
COMey.13 
1015 
14.54 
1914 
Reminded 
3.96% 
(114y04.0) 
$149,917 
/4647-11 
73.50 
7416 
11.917 
Communication 
117012001 
$615.651 
3-May-1) 
1541 
34.79 
(34.5441) 
1.90% 
7.53% 
Enecyr 
(51104 05 
3116397 
Jaya) 
40.16 
473* 
(32033) 
Energy 
3.11% 
(3132996 
1152397 
Barn 
41.111 
40.96 
55M) 
*vomit' 
10.14% 
(134,400) 
133.5139 
Seley.13 
440 
1.44 
5561) 
Energy 
2143% 
(11114.540) 
5142.996 
344y13 
30.73 
30.50 
51.504) 
Utilities 
010% 
5343,000) 
1351.733 
*Melt 
1130 
11.72 
16.733 
financial 
324% 
1575.600) 
177,717 
*Merl) 
111-90 
1045 
12.197 
Connanot. DONA,
000% 
($14793) 
119302 
*Merl) 
2540 
2631 
11,011 
Industrie 
0.50% 
(3)2.373) 
123,424
4-Msy-1) 
45.75 
4645 
5549 
Energy 
444% 
(157.700) 
$80.246 
7May-1) 
4316 
44.62 
$1,544 
Oa* Materiels 
1140% 
(5100.401.9 
19114311 
2M4y13 
25.15 
24.71 
(51362) 
answer, Non-cyclic 
&CO% 
137.315) 
$7320 
-1417-13 
1443 
1544 
1755 
answer. Non-cyclic 
M00% 
(111,500) 
534574 
-May-13 
1303 
13,43 
51104 
Consumer. Cyclical 
000% 
(54300) 
143.011 
23/34/13 
2130 
21.51 
III 
almoner. 1100.00011 
0.00% 
(143.730) 
144775 
isairti 
2530 
2631 
12.025 
*ask Materials 
0.00% 
(110.000) 
103.756 
1444y.13 
1540 
13.96 
(91.242) 
Utilles 
3.72% 
(5222.505 
1219395 
3444y-13 
44.50 
43.96 
(52705) 
Ft/emote 
10.76% 
(551.500) 
152,959 
3-M8Y-13 
53.50 
52.96 
5541) 
Industrie' 
000% 
(142.000) 
545.911 
3.May.13 
2110 
12.96 
$3919 
Consumer. C)711C% 
0.00% 
(131.040) 
$31,919 
3-May.13 
16.00 
1546 
dal) 
(NNW 
7.01% 
0102720) 
3179,457 
04,14y.13 
11.12 
29.11 
(11.263) 
Energy 
la% 
(1170004 
1149,257 
13May.11 
2535 
II.21 
(5110) 
financial 
210% 
(1311.000) 
1)41.542 
*lun•13 
27.00 
26211 
54407) 
Nonrydk 
3.31% 
(153.125) 
153.577 
6Jun• 3 
2125 
3143 
1452 
ampler. 
Industrie, 
071% 
02.992.1001 
12140,917 
7-Jun-13 
05-50 
16.17 
011,513) 
Energy 
9.30% 
1554,215) 
$54,399 
11-2un-1 3 
21.75 
21.74 
124 
1/4111144 
3.60% 
(1104001 
$91,151 
114w-13 
2350 
13.38 
12,61 
answer. Man-cyclic 
0.00% 
0105300) 
1103.2111 
1 34un-13 
17.50 
17.21 
5 1.712) 
Technology 
0.00% 
0234000) 
$221,921 
13-Jun-131 
4440 
4590 
(179) 
011101100 Non-cyclic 
0.00% 
(564.103) 
MIMI 
13Jun-13 
33.05 
3332 
$541 
indundal 
071% 
(5113750 
1211421 
164m.13 
15.50 
96.21 
11,771 
Rnecelal 
3.09% 
ass.sem 
$94069 
19.3(113 
27.75 
16.0) 
1169 
~nem Non-tyclk 
0.00% 
(1i7.00D) 
126.001 
194u413 
17.60 
26.01 
MOM 
1nsamet, Nomsyclk 
0.00% 
(115.000) 
115.710 
20.3un-13 
15.00 
1571 
1710 
Meryl* 
7.60% 
(567.500) 
$64.174 
111un-13 
13.30 
11 97 
526241 
Communkathare 
0.00% 
(142,303) 
136499 
1i aun-13 
17.00 
15 96 
52401) 
7014.011% 
7.01% 
1$46.003) 
144,619 
214un-13 
73.00 
2241 
($1,111) 
EFTA01119133

rnı 
24M-13 
12(17 
500 
luaof111plAıykıc 
U50 
T9dın0logy 
000% 
(58,500) 
11355 
24-Jun-13 
37.00 
1951 
3755 
3Nu5t3 
Iö16 
6,000 
NaronrlrpTaMgbgerInc 
1RD 
)wmr,Nonk3clk 
000% 
1400.000) 
$34,164 
76-ıw.ı3 
0o00 
544 
03.}36> 
9-13.-53 
1110 
2,500 
ThemlolhMrSckMNkInc 
1350 
Sesli' 
0.71% 
15113.750 
$313,8% 
ndunu 
8.50 
n34 
5144 
274
,-53 
1p3 
34,000 
Nd5u0p1yNok(nOcInc 
USO 
Caıcumer.Cycıkeı 
000% 
(1}5;000] 
n51A% 
174a,-I3 
0600 
17.54 
(3564) 
n-ıurnı) 
(0w 
3,000 
CdıCorryOı 
1350 
CarnmvnkılbrN 
0.00% 
(131,000) 
552.789
273~13 
17.00 
1740 
11,751 
Cculıy M 
5114.566 
Eguily Syndkate M 
$184,179 
Stnı[W nd MCVa 
lradı Dıle 
Malurny 
Ntt omoı=+ı 
S-4n-13 
24.1817,14 
1 
tong Dcicr,V lı4n 
1'oCrSVıUdıı:ro 590\5ı,ır,pn03ııry13'.^
. .. N,IleL1Yı5 
CoN 44n (51 
M.ket Value (SI 
InterOa 
Rece)v.d 
S0 
CIo+Iny Date 
6/21/2011 
UVy hKe (5) 
310000 
Clovıny porc 151 
I 
510000 
M 
$O 
U S. ihM Marwa 
70131 ini 
hade Dare 
Moı..rny 
ıare 4mounl 
Itnu9r 
56P Rating 
Neıt Call Dal, 
Ceupon 
(170)49,41 Co.ı 
Market VaWe 
Acuoed 
Ctaing Dut 
(nry Nice 
Cloling hke 
M 
240ct-2.1 
IN
-10I6 
1,500,050 
13caln 
8- 
rVA 
6.500% 
•1,550.000) 
11,650.000 
5122,41] 
24-Jan-il 
5'0700 
131000 
S 
$4.4-11 
03Mr.2017 
2500,000 
Am.rkanAıd.$)dlgınc 
B 
.W6 
7475% 
026154251 
32425000 
3249,644 
ıMar-1) 
1104.63 
110100 
1249.219 
17#q-1) 
Parp4lwl 
3,000,000 
)pmoryan(hra4Co 
In 
5'1/703 
5.150% 
(53030000) 
32015600 
3281444 
17-Aş-Il 
1300.00 
310030 
3304644 
13J1r`I3 
20MPy'2023 
800,000 
M)OIVaGbblMan. 
MI 
.Wy. 
4375% 
(3790620 
1797,400 
5289444 
17-Aş-13 
3%,83 
199.70 
5294820 
22.0-12 
IS-Jan-2015 
1,000000 
Np EnargylM 
M' 
v'A 
1.625% 
(11,031,•500) 
51,150000 
$102,938 
16-May13 
1100.15 
111I00 
5251,438 
tldday.33 
Pacp.lual 
1,500000 
21a35I.NpfppıaDpn 
84 
6'.52023 
5400% 
(51.500,000) 
31,513,125 
39908 
23YayJl 
3100.00 
710088 
323.033 
MwnaDorıN Nıd Itmna 
Oracle 
m
Date 
Maıur,ty 
EareAount 
öıue 
5654a9k19 
Cumr
r
ty 
Coıpen 
hriy 
ın
3Co4ı(5) 
r 
MketVa30e451 
]ela. lot 
Clon9Date 
u 
fnııYPn<r 
<IaainyPnae 
Pt 
Aavued (51 
(16[411 
(local) 
2s-a' T3 
05Lat-20}1 
12,000,000 
AmeeuMu, [anDaCv 
640% 
iSıOM,a1ı 
53,041,054 
515,705 
19-/yn13 
05.75 
106 125 
3q.Nl 
15Ma-13 
224I492023 
200,000 
0,01. 
M8- 
1150 
3.950% 
(1196.994) 
119].50 
32110 
16M4 33 
%50 
98.75 
32.766 
224da9,13 
10-18r-1028 
11450000 
5.4 Carr..rnOcdde 
I88 
M%M 
9000% 
(1344632', 
3150.611,416 
30 
2lıb)13 
100.00 
0050 
54.528 
15-Mn-13 
121YM}3 
29,000 
NabnEn.rgyCplW 
864 
32500 
500% 
15625000; 
154,500 
133.002 
l-lun.t3 
}5.00 
1155 
111,;45N'ı 
and A.ut 4lıd 
Trade Date 
Mnurıty 
Do9ınN 1x4 
nıue 
56PkaGny 
Nen (Ii Dtle 
Coupon 
P„ nr:ryMCm1151 
MakMV.ıbe151 
Total ini 
C30unODate 
fnbYhlW 
<leılnyhke 
PA 
Acwed(51 
Ilecall 
Il6r4D 
313ıp12 
254dvy-2035 
8,1x,940 
MM 2005-21v' 
84 
N254015 
0.633% 
ıs V.Sn.334) 
51,%9282 
5304,)4] 
2/207073 
70 00 
79
541ov-1} 
2546ov.2022 
1.750.000 
Gmıl Moc A 81 
CCC 
MıA 
5150% 
15563,6013 
5555,780 
363,650 
S 4(2013 
6050 
8500 
356529 
14Nyy-2.2 
25Apn2n5 
30,000000 
ımm2003: 5ı' 
CCC 
7254073 
0838% 
(51.165.890) 
11.254,164 
%4.345 
5430013 
7000 
78
1154619 
glohaLLyEstment.fluportuf}İ*iec r.rn9Jü 
Account Position and MTM Summary (2123t33 Closed Positions) 
Prepared tor Southam flnanpnl llC 46 09 ıme 18. 2013 
.P. MOfgSn,ıa.Wr 
(IL 
Mwd P.9Nry.da 
Trade Dam 
Maturny 
Shrr4 
(oto pany 
Ratln9 
ParMı04at 
COVpp1 
PrinaipaıC0kt151 
MakelVYue151 
DıvlMnd3 
PereivM 11) 
ClotinyDato 
Enlryhl<e 
150431) 
Clesinylrke 
(loull 
PA 
5-Ynl ) 
1215/1073 
15200 
Dıık. Enrgy Corp 
e56 
:', 00 
511% 
(/380,0(0) 
5/83,192 
30 
11-N-ı-03 
25.00 
25 21 
51,792 
14-Jan-ii 
115✓1013 
10,00 
Duta Enrgy Corp 
684 
575.00 
5.13% 
(32)0000) 
3}79,24} 
50 
22-Jan-ii 
2500 
}586 
49,242 
22-Jan-Il 
1411205) 
32.500 
G4nrY 31a Cap Corp 
AM 
52500 
4.64% 
(3612500) 
341.832 
$0 
29-hm-13 
2300 
24.34 
3464) 
25Jr413 
Nrp44<W 
47.212 
lpnwryan Our 6 Co 
I15 
$2500 
5,45% 
(53,160,300) 
11,173.664 
$0 
t54.Un)) 
2300 
2446 
(36,636) 
14Mr-13 
Nr64ıVM 
25000 
ıntar3tala Nynı 4 ugM 
ne 
51550 
5.10% 
(%25.000) 
3424,48 
$0 
1516v-1) 
2500 
24.% 
5514) 
2►J.e13 
Nrptu.( 
12215 
lpm0ryrı O,...4 Co 
I84 
$2500 
5.45% 
(33ıf.7W.,
3334377 
$o 
22M0n73 
2500 
2449 
($7.463) 
ıfı-1) 
Nrp.tud 
1,370 
Armopr Rald.nt41 Süt 
MA 
$2500 
).M% 
11214.250) 
3}13.551 
30 
22Mafn3 
2300 
24.92 
1469]) 
64.-13 
0ryatul 
),000 
GenlGrwv(hPmpankt 
55 
$2500 
6.38% 
1$175000) 
3173.456 
30 
22Macd3 
2500 
147% 
(31,564) 
EFTA01119134

11.414:0 
saa;;t; ;e 8 
Ft5,!!!!5!
44 
88884888888 
4 444444 
Iii!ififfi 
ASSS22.422:4 
sa?zauF.O 
glgiglifig 
mgaggaga 
figg5filfg
!!!!I!!!! 
8888888888 
5555555565 
a 
cot 
f 
Is
U: 
0 0 
•••• 
re! 
00 
:=4.2 
t4 
;i 
EFTA01119135

C 
EFTA01119136

 e
 
Global Investment Opportunities Giuup 
• 
Account Position and MTM Summary (2013 Closed Positions) 
. 
 
 Prepared leer Man Trust at el lore 26.2013 
P. Morgan Socurtes Ilt 
trade One 
Matue.ty 
Face Amount 
1
26 I n 12 
1,000tlp 
Long Oreerp1en 
.Or O./P[0M t 0%26/11 E4' Cann Oa 
Pr' 
Cern Inn 15/ 
Mallon Value (S) 
S. 
Intent 
ROCePeP0 
Ome 
Entry PnO1151 
1110 02. 
Glenn, Pent 150 
51: 11 
Pet 
Entry Pena 
Cleunq Pen* 
int 
loteJued 
Tent. Onn 
tneteeney 
Or.g,n Fn. 
14P Pang 
t 
Hen Call Date 
6/25, 2020 
Conan,
4.106 
P111'011115' (11
Mar" ' V".
 IS)
11209.11. 
Acte 
IS) 
575,266 
Cro6n9 OAP 
Mn 11 
(local/ 
60 SO 
(1 .00.0 
16 3I 
pl. 
5141,509 
• 
25 Jun 30)4 
2.592.600 
a 
P304 Arl 
2.40012 
2501 .2035 
Vefinbi 2005 9 11 
0 
7/25/2016 
540999% 
(SI 65.11.5,11 
11 )03 146 
15 96.494 
10Arr 
29® 
1150 
520453E 
IA. 
Tacked 
1.564 647 
mega and Avert 
MeitreS Amide and Mane. Manua 
122 
1514,9511 
A.11 
Cleane 
PILES at 
:p.n..' 
lir 
Yell-Sol 
kiso 
I)!5:49531 
11.500 700 
Dade 
12 Jan 11 
941 
IM225P5 
teascoaratt 
f 2643 n 
to loll P66,..ea. OW. 6 Ce 
EFTA01119137

Global Investment Opportunities GI oup 
Account Position and MTM Summary (Open Positions) 
0•4140101•04•44Ratly rates 
USC014401 
11 0144 
1104 
OBR" 
• 1414 
410.46.
.14.20 
MARS 
765 
6001601 
1914/ 
E411421) 
1 1011 
LAMP. 
I 1444 
VIDOR 
0%63 
11500.1) 
10411 
IISpfM 
1920 
6 01.4 
Iblw 
• Mc+'
 r 6 -.3 4•4 )Yt40.9 a bwertnirt 401610 of co 0 ,
15 Mar 
)7 My 14 
1004000 
rig 
al% rr 6% 61% earner • S% Con • 
0 into, toW l%19 
01,000.:40 
0444400 
SO 
41:0 CO 
5% 01 
6 • 6 • ,., 
S 
13 
21.40414 
1.020001 
HSK BRL SR" 1.14 65% Seder •sitcoa•its%1446V1.6144154/1144, 20041 
61.000,0001 
1441 100 
SO 
4100 
UP 11 
11146204, 
IntienatIonal Rai les% 
• Inuireta 
Rada Ortt 
N.1lwi Iv 
I (1. A 11".11IIIT 
44 140, 11 
03 Noe 2017 
02 1404 2017 
llsrad Preetr4414 
1 1v. 13 
PtrWar 
1.000002 
Pruoleos De Woe/6414S 
1.00.00 
•V0401 De WprvMSS 
.002 
Alr 
wnn. 
ISP 1104, 
Cueraray 
Caupwm 
40040.01 C441 (Si 
IP 661644 knouel$1 
41441 le Want 
ti " 
nick
Rocall 
USD 
1910000 
CO 
VS0 
4910% 
114414,0031 
1414010 
1.26.962 
11 17% 
1910 
Current Ploc• 
14046o 
26 14 
24 16 
II=EM
Mist 
•• 
>ml cep] 
10110 
SO 
14/1 
"?, 
R / SP 
4400 
(5444.121) 
OM 
16431, 1)4: 
1412 tOY Opon AMA 
SO 
10
1/1 
14424.127) 
VW / PT 
0
 Open MTN 
10 
10 
10 
14wevaltr• 
So
So
14
'it owe. opo...m. 
0424.027) 
Alerrnoth% 
10
50 
14
MP C14414 Pt 
63,133) 
Other /11,1044414444•6• 
10 
50 
10
C(1.1 rr% 
;410,9,11 
'itna NM Attonnesit 
tv/24.UD
CO2011 /4144%.• 61044 • Ca, 
(4440211 
EFTA01119138