EFTA00607612 — Epstein Files

Page 1 / 15

Valuations 
1/31/14 
EFTA00607612

Page 2 / 15

JEE and Related Entities 
Investment Summary 
1131/14 
Cash & Equivilants 
Southern Fnandal LLC- (see nob below) 
32321,757 
J.Epslein 
4,099,830 
HAZE Trust 
10,364,062 
FT Real Estate 
Souther Trust Co/wan),
35070,569 
Jaspers 
38,389,398 
J Epstein VI Foundation 
3.100,350 
Total Cash 8 Equivalents 
126.745.966 
Less 
Cash in Operatic Accounts 
(3 743,001) 
Cash in Foundations 
(3,100,350) 
(6543,351) 
Total Avaiable Cash 8 Equivalents 
119,902.615 
Evros 
393,526 
L Cameron Trading Account (cash, securities, Deriviivn)- STC 
4,889.827 
Southern Financial LLC- FX Options 
149.886 
Marketable Securities -(Urn) 
Southern Franca' LLC- (see note below) 
68.671.296 
Southern Trust Company 
4701410 
RAZE Trust 
12.673,554 
Jaspers 
1.570,316 
83616,576 
Accrued Interest and receivables on MSS 
669,789 
Invest:mei American Yacht Harbor (per JEE) 
1,000,000 
Parc Moceau property (cost) 
4,869,398 
Settlements Receivable 438,2 
5,545,684 
Partnership Investments 
(see attached schedule) 
109,680,576 
Total • 
334 717 877 
Value Above 
Adjustments: 
Operating Cash 
Loans Receivable 
Total per attached valuation schedule 
334.717,877 
3343.001 
2445,651 
340.906529
• Investment partnerships are subject to various restrictions on withdrawals, and therefore, 
the liming of availability of funds will be Sc limited. 
340,936,529 
EFTA00607613

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J EPSTEIN 6 RELATED ENTITIES 
VALUATIONS 
CASII.UAOILMES,IMESTMENTS 
11160 
ACCOUNTS 
Can 
19 009 811 
32721757 
Spate 
71 828036 
68,671 296 
Panto 
354425 
480951 
/PIA • Acorn, Manned py Paul Bane, 
awes 
402,106 
393,526 
Recent& 
79766 
Fx Options 
32,183 
149,866 
INVEST/EMS 
TUDOR FUTURES 
13,149969 
13,159,703 
13,845,969 
010% 
010% 
HIGHSRICOE CAPITAL 
19079350 
20.037,534 
19.876,350 
066% 
066% 
BEAR STEARNSA.00186CW Snurtin claim nit 
33t 882 
131,612 
366ithem 9nenelelIIC
12)31113 
01/31714 
01/01114 
YTD 
January 
VALUATION 
PERFORMANCE 
Gen 
Secubbe 
Olney Sank Acosta 
Amin Sontels (et not) 
JPM •Aaant Mapped by LINO* Gibbon 
Awed inbont 
Seuthem TAW ComiNt0Y 
37,819,560 
37,757299 
4,769650 
4,701,410 
432,091 
316,770 
750,403 
750,003 
4,941,731 
4689027 
17.122 
29556 
54Ifernients 
JEFFERS 
De ZWRN SPECIAL OPPVRTUNITIES FUND 
75600,003 
751:090:43 
no lacilinto 
len parent stribawai 041 9• 191440905
(70,144057) 
(70,144237) 
Den Zinn preen IP eetteinnt 
1,000600 
1220203 
lea pins/ iiithdrinel pepped man 
(9109009) 
Part Inca v Property (cost) 
4,0861396 
arts 
EWA- Cash 
44,141030 
31.309.396 
Trading Account 
1,560261 
1,570216 
INVESTMENT An nan Fedi Natter 
1.000.000 
t000xce 
FT Real Estate inneennt In pbnp et cost 
1,445,227 
1,40,7 
CHECK/NO/SAVINGS ACCOUNTS 
2651,950 
3.424231 
LOANS OUE FROM INDIVIDUALS 
2005601 
2046051 
BROKERAGE ACCOUNTS 
/PM (Sr Sbarni) 
667,051 
667665 
Mat Mt 
Alipticom(M cool ten) 
10,030000 
10.000040 
(1,260 733 Mery at conniort 05.301 Own of Se 5 Fect 265.714 eh al Set A Pfd 
Barb Min 
8,044 
IIA2E Trial 
8,044 
146/1BRIDGE CAPITAL 
36,827,961 
37071,026 
36027,961 
066% 
0.66% 
KIIAC STREET 
26.102.961 
36,215204 
25.102.961 
043% 
0.43% 
Caen 
7.662036 
10,954062 
Securities 
15.405,625 
12.673,554 
Acatab 
104290 
163,222 
Ronne* 
2.670 
- 
TOTAL 
340.360.253 
340.906,529 
THESEAMOUNTS DO NOT INCLUDE MOUSES. ARPLANEFUCIVRES 6 OTHER ASSETS 
EFTA00607614

Page 4 / 15

Value 12/31113 
Reconciliation of large Items 
340,350,253 
Partners,* 
500,206 
see below 
I. Cameron Managed Account 
(51,904) 
Securities 
Southern Financial LLC 
684,080 
Southern Trust Company 
(60,440) 
HAZE Trust 
3.074 
JaePars 
3,103 
Southern Financial- Fx Options 
7,708 
Dividends/Interest 
301,551 
Additional Settlement Corbin 
800600 
Change in loan account 
cash spent : 
(60,000) 
JEE 
(1,227,219) 
STC 
(173,821) 
Fee E Keterhauls 
(13.450) 
Mexican Peso trade 
(155,099) 
Euro Fx rate increase 
cash received ML Hertz 
cash received BSABS 
(8,580) 
7,067 
Foreign taxes wih 
total 
340,906,529 
Value 1/31/14 
ir
s
40 
529 
PartnershIps
SFLLC 
TUDOR FUTURES 
SFLLC 
HIGHBRIDGE CAPITAL 
Haze 
HIGHBRIDGE CAPITAL 
Haze 
KING STREET 
13.714 
131,184 
243,065 
112.243 
500206 
EFTA00607615

Page 5 / 15

JEE and Rated Entities 
Cash Summary 
1(31/14 
SFLLC 
Deutche Bank 
22,324,658 
JPM 
10,392099 
32,721,757 
JEE 
Bank accounts 
3.424,731 
DB 
867.055 
Butter% Tnist (Beat Steams) 
8,044 
JEEPERS 
()MACAO Bank 
38,389,398 
MAZE Trud 
Doutcho Bank 
4,099,830 
38.388398
10264.062  
10,364,062
Southern Trial Company 
Deutche Bank 
37,752299  
Bank accounts 
318,270  
38,070,569
Enhanced Education 
JPM (Bear Steams) 
3,016,824  
Bank accounts 
83,526  
3,100350 
Total Cash 
126,745,966 
126,745,966 
this does not include cash of 64.999,460 in JP Morgan (L. Cameron) colleterak1radIng account 
3,743,001 
EFTA00607616

Page 6 / 15

JEE and Related Entmes 
Avails Se Equity for PromImenlb 
1/31/14 
Investments We 1/31(14 et Fah Market Value 
SFLLC 
TUDOR FUTURES 
13.8,59.703 
SFLLC 
MOItRIDGE CAPITAL 
20.007.534 
Snit 
ASS That Oast vakiellon 7/310)9. FTC recemn monthly distrIbutcons) 
331.882 
NAZE 
NIGNEIRIOGE CAPITAL 
37,071.026 
NAZE 
KING STREET 
26115.204 
FT Real Estate 21 East 26th Street NI Cog/ 
856.894 
FT Rea Estate Columbia lioldisaKal coat) 
588.333 
STC 
Alin Solutions (at ocialK1,711.285 eh of SerA Pfele.4375 Pat ah) 
750000 
Mon Inc 
AlPhoom (cod tea) (1.280.333 al common. 695.301 ati Set 5 old. 765.7I1 sh Stir A Ind) 
10000000 
109 680 576 
D62• settlement 
This es based on the tolloming assunthons 
the fund von recognize a withdrawal amount payable to Jeepars totaling $70 malkin 
70.000060 
Jespers received an interest of G Dubins pb,hp inthrest valued at approx 638 million with a 
0000000 
backstop payment from G. Dubin equal to the excess of $5 milbon ear the agglegath value of all 
clatnbutons stored with respect to this investment as of Sept 30.1011 Japers veal refund Dubin 
the amount of any distributions received by Jeepers alter ma date until Dubin naives back any payments 
mode to Nepers After Dubin is made Phote. Jeepers Ma ben no oblogibon to repay Dunn. 
Jaspers will receive apposaimelleY I 0 mien from Conch 
1.800.030 
76.800 003 
valve of Jaspers partnership Interest (from G Dubin portion Is 51.705 341 as of 12/31/13 aril $1 6901Q9 as of I MON 3Knet ol 0114.657 dstritmbon 
on 4/10/111eepers received from Cogan 1.)09 659 
EFTA00607617

Page 7 / 15

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EFTA00607618

Page 8 / 15

94946) FM andel LL4 
low* poirbcns 
Oate 
2/3/12 
DO 
219/12 
DB 
i0/28/13 
DB 
30181 
OB 
2/14/12 
DB 
1/24(13 
DB 
1/16001 
C43 
1/10111 
CO 
4/3/13 
OB 
2/14/12 
DB
7/1007 
DB 
12117/15 
CO 
4/19/13 
C43 
7/1110 
10722/12 
DB 
10/23/12 
DB
5/17/12 
DB 
1716/14 
OB 
6/27/12 
DB 
572913 
DB 
4/23113 
DB 
12/910 
DB 
10116/13 
DB 
2/22/12 
DB 
10/22/12 
DB 
524/13 
OB 
7/10/13 
7/1405 
OB 
62447 
DB 
4/2913 
DB 
7/9/13 
OB 
91/71 
OB 
6/15(11 
DB 
7422/13 
DB 
5/21713 
OB 
34442 
DB 
11/1013 
DB 
124743 
DB 
10/24/12 
DB 
1/7/13 
DB 
1/14/13 
DB 
1/2464 
DB 
92913 
DB 
1424/13 
06
2/25/13 
OB 
7/25/13 
0B 
Iwo 
DB 
11/7/13 
11/1943 
06 
.2A4A3 
OB 
11/2/13
8/2/13 
JPM 
00010 
840AIN 
vichesettuk$1 
1431/14 
Value 
12/1M3 
Woo 
Jemmy 
UralItire0 
46,600 µLY FINANCIµ ITC 
8 1/2% PFD 
1)59 598.01 
1)51,210 01 
8.388 00 
80 000 ALLY FINANCIAL INC 8 1/2% PFD 
162 39999 
21:14227.04
999099
w
2000 AWL INC 
1
2 
001,203 CO 
(120
14440.00
00)
253107 Pam Global lanftenel LLC 
8.539.444.65 
8 318 392.77 
221 051.64 
7,535 ARIAD PHARMACEUTICALS INC 
55,683.85 
51,388 70 
4)94.95 
9 000 ARAD PHARMACEUTICALS INC 
6651000 
61 380.00 
5,130.00 
70,500 Mara RstaN Group inc. (fortnedy Ores Born 10.11) 
1,322580.00 
1491,780.00 
(169200 CO) 
2000 000 BAN( OF NAEFtICA 8 1/8% KO STK DEC 29 2049 
2.225 200,00 
2.237 500.00 
(12.300.00) 
300,000 BARCLAYS BANK PLC 
 
7750%04/10/2023 DT 
325125.00 
325,500 03 
(375.00) 
2.095 BOGEN (DEC INC 
864 SOO 80 
5%.703.31 
69.277.46 
sold (444rderdist 
94 446.44 
86,79274 
(5,944.17) 
LOW CAM 10)AMERCNIAWKINES 420 UP 1117/15 
1.183.01040 
44040303 
71000000 
1146675 059/009164 Mara Ian 20)35 el 61 3.75%3/25/03 
0354300 
1.023.44441 
1,034,642.74 
2.348.31 
1 1 
Ft
E41
a i Mcal!as4I)kAai
aszsc
iataLj
323 
40)000 EARTHLINK INC 8 7/8% MAY 15 2019 
199.000.00 
40 
394 000.03 
500200 
600.003 EARTHLINK INC 87/8% MAY 15 2019 
5903,500.0) 
591 000.03 
7,500.00 
17,500 FACEBOOK INCA 
1,094,975.00 
956 357.50 
138111730 
25 003 FatCATID44 REDONE INC 
647.041.50 
748 500 00 
80836 50 
2000.000 GENERAL ELEC CAP CORP 7.1291E DEC 15 2049 
2.247,500 00 
2235.00000 
12.500.00 
KM GAWK 4444014 anKtal Qom 5.25% 12412)49 
(1,310819,90) 
1 316 000.00 
889 00 
23,000 GENERAL ELECTRIC CO 
577.990.00 
644,690.00 
(66.700.00) 
97 525 General Motors Co 
3 518 702 02 
3 985 646 75 
(48719.75) 
25164,4710020 4 000 meetstme Sw. 2004A cl U 523%4/23/2032 
146.44445) 
2407 732 02 
265060946 
3.568 91 
00.00) °MAC CAPITAL TRUST I PTO STK 8 t/8% 
7190.40000 
2.1313 200.00 
51.200.00 
1,030,000 HEADWATERS INC 7.6250401/2019 DTD 03111/2011 
I MO 00003 
1927.503.00 
2.500.00 
2,000,000 119114 945E 4/2/M 4 00% BARRIER 414CP817%4AP wallAL 245424 
215160000 
(33 00300) 
1,468530 049/C OAP 14.01 Ser 208333034/3 Vet 1125/33 
00•477)
l2.11000040
43
1056471/7 
9,702 83 
21 753 J0 54062•6 0114641 A Co. 
I 204 24608 
1272115.44 
(67 869 34) 
1,000000 Am 40.47 BUT 5:CP10/1604 85% CONON 144.1~ 2511/CAP 90/11.44.106.77 
1,016,900.00 
1,007,700 00 
9.203.00 
49 505 -PM LATIN AMERICA FD 
sold 504 VN.UE ADVANTAGE FD 
12.2112071.14) 
2214,440.15 
1,630.99 
2 500 000 JPMORGAN CHASE II CO 79% PFD STK APR 302048 
2.765.530.00 
2.756 250,00 
9250.00 
2,500,003 JPMORGAN 04ASE II CO 7.9% PFD STKAPR 30 2049 
2 765,500.00 
2793,29200 
9,250.00 
*00 JPMORGAN CHASE A CO 1/AR RT 0704/2013 CD007/291. 
(724 66139 
717.147.60 
7,494.00 
3020,000 LBO CAPITAL 12/146 
3210,000.00 
3202503.00 
7,500 00 
1504000 LLOYDS BMX I 575% 12/1044021 
1 756 75040 
170870046 
2550.00 
2540400 PORGIES CIE VOCUCLA 5% iorrimis 
2.0790004 
7.500.40 
11 C00) PUT 19044141044N AIRLINES US 1/17/15 
165000005 
4182400401 
117 000.03 
40 000 ROYµ BANK SCOTLAND GROUP PLC 
981 803.00 
903 000.00 
21.600.00 
40000 ROYµ BANK SCOTLAND GROUP PLC 
961 603.03 
990 000.00 
2160000 
40,000 ROYµ SAW SCOTLAND GROUP PLC 
951,60000 
960,000.00 
21,600 00 
1000 SANTANCER CONSUMER 
24.00000 
25 630 00 
1 630 00 
50,000 SANGNAO BIOSCIENCES INC 
967,000.00 
69/.500.00 
277 503 00 
1.540040 SERACEMASTER COMPANY 8% FEB 15 2020 
1 552 500 CO 
UN 000.00 
22.503.03 
1400003 SERVICEMASTER COMPANY 8% FEB 15 2020 
1 035 030.00 
1020001100 
15,00 :1.00 
2002520 SG MARKET MOB WTI CR004 654470.75% amst 10% 61111.64 1 OS 64 
2007,400,00 
vnuons 
(rococo) 
3000,000 SOUTHERN CAL EDISON 61/4% DEC 31 2048 
3.112500.00 
3,106,000.00 
7,500.00 
1500 TWITTER INC 
%750.0 
95 475 00 
127500 
430491 WO"liOn Wawa, PAK mat!! 20)4-itn d an w 7/21/2013 
060033) 
716,31511 
718,16521 
656.21 
49000 WSSOCGITREE Anis i4Fsggp EQUITY 70 
2794,600.00 
3 G5°
20,5/54
4C712 
C2[11,5691°3
70)
250 1.4114.4/4. 0 110 1D39 2/14/2014 
4,944.3) 
12501 wil PVT15193$ Kit 43 54XP 2,1
314 
17,390.121 
(96,722 241 
58.373,12 
63471295 46 
71 626 836 11 
694 08019 
EFTA00607619

Page 9 / 15

HAZE Tut 
security pastions 
Dale 
Quantity 
Security 
Purchase (sales) 
1/31/14 
12/31/13 
January 
Purchases 
Value 
Value 
Unrealized 
06/10/11 
DB 
3,000,000 Bank of America 8.125% PM 12/29/2049 
3,337,800.00 
3,356,250.00 
(18450.00) 
05/10/11 
DB 
3,000,000 JP Morgan Chase 7.9% PM 4/30/2049 
3,318,600.00 
3,307,600.00 
11,100.00 
05/10/11 
DB 
1,200,000 Peabody Ennergy Corp Sr Notes 7.375% 11/1/2016 
1,350,000.00 
1,350,000.00 
10/02/12 
DB 
500,000 !payment Inc 10.25% 5/15.2018 
381,250.00 
410,000.00 
(28,750.00) 
10/02/12 
DB 
1,000.000 Kindered Healthcare Inc 8.25% 6/1/19 
1,072,500.00 
1,065,000.00 
7,500.00 
5/10/11 
DB 
sold 
JPM High Yield Fund 
(2,744018.62) 
2,716,620.52 
27,396.10 
01/22/13 
DB 
207,139.430 JPM Tr Flt Rate Income Fund 
9,279.93 
2,096,251.00 
2,082,828.31 
4,142.76 
5/10/13 
DB 
1,223,727.89 GSR Mortgage Loan 2005-5FCCL 61 5.7598% 
(408.00) 
1,117,153 00 
1,117,427.77 
133.23 
Total Securities 
(2,735,146.69) 12,873,554.00 
15.405.626.60 
3,074.09 
EFTA00607620

Page 10 / 15

Ose 
Ouenety 
Soulrem Trust Company 
sitcu ty postons 
SecunlY 
1/31/14 
12/31/13 
JanLery 
Value 
Value 
UnreanzeO 
6/11/13 
DB 
57O3O A.Ity Fnenelal 8 5% Pfd Ser A 
1,54O,71OOO 
1,53O,45O 00 
10,260.00 
Y13/13 
DB 
1,000,000 HSEC BRL Step-Up 3/27014 85% Bartier-5% coupon -28 58a(InItlal h rate 1.9619) 
739.3OO 00 
775,90003 
(36,643O.OO) 
4,5/13 
DB 
1,000,030 HSBC BRL Step-Up 4/21/14 85% Berrier-5% coupon .28.5% (initial rfx rate 20035) 
765.4OO 00 
8O5,5OO 03 
(40,100.00) 
9017/13 
OB 
2,000,000 Petrole. De Venezuela 5% 10/28/1 5 
1,656.CCO 00 
1,65000000 
6,000.00 
4,7O1 41OOO 
4,761.65C 
(OO.44O 00) 
Jeepers. a-c 
secunty positanti 
Dete 
Ouanely 
Secunty 
1/31/14 
12/31/13 
Janters 
Velue 
Value 
Unreakzed 
02/13/13 
OB 
155,169.540 JPM Trust FLT RT Income fund 
6,951.66 
1.57O.316W 
1503.261.00 
3.103.34 
EFTA00607621

Page 11 / 15

Ner Rams An« 6403.1 Setun644 
0110114/044 1•441,44 
FIVSFU.0 
Total Pannen IW 
TnS1 
_L4.1~ 
111/01 
3.04739103 
1097.191.00 
3/12/04 
43101107 
411.015.00 
4/14/01 
147.70710 
117.707.00 
5/34/01 
147.70110 
14710740 
4/16/01 
135.37700 
1/3,177.07 
7/14/04 
110.711.00 
110.71100 
6/22/4 
110.61510 
110.613.00 
~Ol 
110.571.00 
110174.02 
10/13/04 
92,127.00 
32,12740 
11M/011 
11953.00 
1334140 
UW2/04 
7/473. 
7347910 
1/23/03 
7317010 
7147000 
2/20/09 
73.61100 
73,614120 
3/12/09 
17134.00 
67,43100 
1110/03 
66,4040 
1.1.44.103 
5/73/09 
57.31600 
57.914/37 
7/24/03 Natek 
$43.7.00 
KIMO 
1/24/0) 
47.911. 
4131100 
9/21/00 
13.71100 
33.72110 
12/2/03 
17393.00 
17.110.01 
1/1/10 
25,071.10 
U37310 
LWIO 
31073.64 
5107516 
3/4/10 
33,10/14 
33.40343 
4/1/10 
22.415.72 
2211311 
5/10/10 
11315.11 
26313.11 
YV10 
25.14311 
1124331 
7/1/10 
1/1161.45 
13.31u5 
1/10/10 
21,01310 
22012» 
5/y10 
24311.42 
2416911 
10/13/10 
20,52191 
2(442731 
11/11/10 
13,33631 
2.7334.33 
12/1/30 
217.34-17 
21234.17 
1/10/11 
2413191 
2113191 
1/31/11 1101•11 
7173327 
15123.17 
2/1/11 
2601.112 
2116192 
3/8/I1 
26,311,00 
26,31100 
4/6/11 
21,112.11 
2111225 
5/3/11 
21347.16 
21,53736 
1/9/I1 
13.673,71 
14.67171 
7/511 
111403$ 
16.6110.35 
1/1/11 
1/59619 
11510.11 
1/1/11 
11410.22 
1611032 
10/12/11 
15.419.74 
15.11114 
11/453 
17.37732 
1737732 
23/1/11 
17.13149 
1713249 
1/9/12 
14.014.73 
11,041.73 
2/1/12 
/1.611.56 
1161136 
1/2/12 
19.74140 
10.717.40 
4/1/12 
17,13273 
1712123 
5/I/12 
11.10213 
16100.79 
6/1/12 
17/01.50 
17,401.50 
7/1/12 
1634340 
11.16530 
1/3/12 
12.601.96 
11.401-94 
9/11/12 
1117240 
1147140 
10/3/U 
15.64511 
1344341 
1114112 
1103104 
1101434 
12/W/12 
1110121 
1120131 
1/1/15 
1431440 
14.3.110 
2/V13 
1.3197.23 
1331731 
VINIS 
14251.11 
1333121 
4/15/13 
12323.43 
12.22/43 
5/8/13 
12.43106 
1213414 
6/10/13 
11334.52 
1133431 
7/6/13 
11.313.33 
12.31333 
4/1/13 
11,131.71 
12.134.71 
9/10/11 
13403.05 
11.02105 
10/1/11 
12.22412 
12.11132 
W1/11 
9,701.16 
9.70114 
12/9/13 
1547.11 
1517.32 
311/14 
7467.10 
7117.,_ 
Totel 
4,004,516.03 
3313,595 17 
19192016 
I7C ~led $10101.400 M Nr rein bat &Wen ~ibsen 
11/1e74 
101.10Wow an bend on ~kwh 
2011 k (nipkw20 2 lifOftlu pat ~Omy Orlohicy) 
MOTE F. WAR ..atimmt e pirtnwhip) 
EFTA00607622

Page 12 / 15

SOUTHERN TRUST COMPANY, 
INC ACCT. 
For the Period 1/1/14 to 1131114 
Cash & Fixed Income Summary 
NET FX CONTRACTS EXPOSURE SUMMARY 
Value 
in Currency 
JAPANESE YEN 
US DOLLAR 
(490,445,000.03)
4,708,937.76 
Note: 
This Is the Annual Percentage Yield (AP') which is the rale earned if balances rennin on deposit tor a NS year with compounding, there is no change in the interest rate and all interest 
is left in the account. 
Cash & Fixed Income Detail 
Pries 
Adjusted Cost 
Quantity 
Value 
OriginalCost 
Unrested 
Eat. Annual Income 
Galn/Loss 
Accrued Interest 
Yiel0 
Cash 
US DOLLAR 
1.00 
998,366.79 
996.366 79 
996,366 79 
Foreign Exchange & Non-USD Fixed Income 
AUD CALL USD PUT 
FX EUROPEAN STYLE OPTION 
FEB 06,2014 
.92 
0.9230 WINDOW Ia EXPIRING 13 SEP 13 
OPTION KNOCKEDIN 
XAUDCA-FL-Z 
(3,000,000.00) 
J.P.Morgan 
99.63 
0.01%1
8.65 
Pogo 5 of 12 
EFTA00607623

Page 13 / 15

SOUTHERN TRUST COMPA NY, INC ACCT-
For the Period 1/1/14 to 1/31/14 
Price 
Quantity 
Value 
Adjusted Cost 
Unreeized 
Galn/Loss 
Est. Annual Income 
Yield 
Original Cost 
Accrued Interest 
Foreign Exchange & Non-USD Fixed Income 
CAD CALL USD PUT 
FX EUROPEAN STYLE OPTION 
FEB 11, 2014 0 1 02 
XCADCA-FG-2 
(4.590.000.00) 
(50500.00) 
58500.00 
JPY PUT USD CALL 
FX EUROPEAN STYLE OP 
FEB 06, 2014 0 102 
KU 
108 
XJPYPS-GD-Z 
(204,000,000.00) 
(10.03) 
(37,400.00) 
37,389.97 
NZD CALL USD PUT 
FX EUROPEAN STYLE OPTION 
FEB Cal, 2014 0 .8 
KO 00.77 
XNZDCA-DE-2 
1.02 
(2,000,000.00) 
(20,444 00) 
(15,280 00) 
(5,164.00) 
Total Foreign Exchange & Non-USD Fixed Income 
($20,456.16) 
($122,220.00) 
6101,763.64 
$0.00 
0.00% 
Trade Date 
Currency 
Amount 
Settlement Date Counter Currency 
Counter Amount 
Market Value 
ReceNable
Contract 
Current Market 
Market Value 
Unrealized 
Rate 
Fonverd Rate 
Payable 
Gan/Loss 
Foreign Exchange Contracts 
JAPANESE YEN 
US DOLLAR 
Jan. 30 14 
JPY 
(490,445,000.00) 
102.820000 
101.982208 
4,769,937.76 
(39,185.42) 
Feb. 614 
USD 
4,769,937.78 
4,809,123.18 
Page 6 of 12 
EFTA00607624

Page 14 / 15

Southern Illnercial (LC 
Anatol. of Investments 
nvestnent 
FMV 
unmated 
1/31/14 
Own(10e) 
Mb Hertz 
1211905 
5103,003 
etnbutrons 
8/1103 
(2.180,021) 
eetutons 
12/11/03 
(503005) 
etntxttons 
7/28/0/ 
(2.443.905) 
estitaeons 
4r2oni 
(1297,352) 
•Altutions 
12/12/12 
(1.3:6.976) 
stributtonefine 
129/13 
111042 
r2.7co 303) 
3 673 886 
6 373 991 
Mal deartutice 
35 ABS 
11/2&03 
10.000.003 
detnavOcers 
(4 004 $16) 
5995 464 
331 632 
(56636071, 
MOO idge Capral Corp 
1/11/01 
25.020.CC(1 
clostrbutcns 
2/28.00 
05,000000) 
212007 334 
20 037 534 
This represent Me total ottagtbridge Centel Corp and He 1.400.0trategy Holdings Ltd 
ludo( 
1/33/01 
5.030.002 
1/14/13 drstrbutxon  
(4193,300) 
403 20) 
19859103 
13 053 CO3 
tIEEPIER1 
irnectment 
Deentatters 
CO Zetrn 
AIZACT2 nested 
10,0)0,00) 
8.3002 invested 
10.0:0,030 
12202 'masted 
30.1309020 
812/03 imestod 
10.000.00) 
1/305 invested 
20.000.000 
12/21/12 derby/ton 
(0.541.202) 
4/12/13 cletnbuton 
(9.611.08) 
8/2913 deentvbon 
(26,185.189) 
D/23/13 Osisidotion 
(18 353231) 
12/13n3 dent/bon 
(11.128,370) 
12/19/13 D b Paton 
(144,867) 
1/10114 Cabin 
(1,109650) 
ao cco coo 
(71 254 310) 
082. .element 
The is based on the folovong assompbons 
toe fund vA reargnize a wl6Hranel arrant payable to Jaspers MIMI; $70 ninon 
70.000.003 
deepen Weed en Meted of 0 Cubits MOP Interni valued at *Prot $3.6 moon 'sit a 
5.020.003 
tat:Salop parent from G. Dubin (SUS ltl IS access of $5 mean over the aggregate value of all 
elletbitIona MSS %eh Sepia If Vie inverent e of Sept 30, 2014 ampere a 
refund Dubn 
the amounted any disbistens remered by Jeapen Ater Ott dela wed Dubin reams back any parrots 
made to James. Alpo Dubin *made side. *Opts via have no Matilltado tO repay Dubin 
-leeFers 
receive icreacirrilirl 18 Seel nom Cabin 
isco.(10 
76 803 OX 
12/31/13 and $1,893,109 as of 11/301 3)(net of 3144.657 do/Mb/Ace 
EFTA00607625

Page 15 / 15

Hare Trust 
Analysis of Investments 
Investment 
FMV 
unrealized 
1/31/14 
Gain(loss) 
HighOndge Caudal 
4/20/99 
10,041,666 
37,071 026 
27029.360 
This represents the total of Highbndge Canal Cory. and HB Multi%Strategy Holdings Ltd. 
King Street 
11/1/99 
10,003,000 
7/28/10 50% redemption 
 
(2000,787) 
(10,090,787) 
26,215,204 
36,305,991 
EFTA00607626