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Page 121 transition of the egg from beneath the complexities facing the human species. warmth and safety of the mother to atop Indeed, the social brain hypothesis posits the feet and under a fold of feathered that the social complexities and demands abdominal skin of the father requires a of primate species contributed to the bit of coordination on the part of the rapid increase in neocortical (i.e., the two. Even this is not sufficient for the outer layer of the brain) connectivity and genes of this pair to find their way into intelligence (8). Warfare among the gene pool. The conditions of the ancestral hunter-gatherers appears to Antarctic winters are among the least have contributed to group selection for hospitable on earth, with winter human social behaviors, especially temperatures dipping below -60 degrees altruistic behaviors (5). As Darwin Celsius and winds reaching 120 mph. (1871) noted: To protect themselves from the wind and A tribe including many members cold, the male penguins huddle together, who, from possessing a high spending much of their time sleeping to degree of the spirit of patriotism, conserve energy. In this harsh fidelity, obedience, courage, and environment, survival of the chicks sympathy, were always ready to depends on the shared warmth and aid one another, and to sacrifice protection of the huddle, not the themselves for the common good individual. The group as a whole is would be victorious over most more likely to survive if each penguin other tribes; and this would be and chick shares in the warmth and natural selection. (p. 166) protection of the collective structure, which means selective pressures exist to Moreover, deducing better ways promote cooperation to maintain the to find food, avoid perils, and navigate integrity of the huddle. More generally, territories has adaptive value for large for species born to a period of utter mammals, but the complexities of these dependency, the genes that find their ecological demands are no match for the way into the gene pool are not defined complexities of social living (especially solely or even mostly by likelihood that in hostile between-group social an organism will reproduce but by the environments), which include: likelihood that the offspring of the parent recognizing ingroup and outgroup will live long enough to reproduce. As members; learning by social observation; in the case of the Emperor penguins, one recognizing the shifting status of friends consequence is that selfish genes and foes; anticipating and coordinating evolved through individual-level efforts between two or more individuals; selection processes to promote social using language to communicate, reason, preferences and group processes, teach, and deceive others; orchestrating including reciprocal social behaviors, relationships, ranging from pair bonds that can extend beyond kin relationships and families to friends, bands, and (e.g., 5). Examples of such selection coalitions; navigating complex social processes in humans exist, as well (e.g., hierarchies, social norms and cultural 6, 7). developments; subjugating self-interests to the interests of the pair bond or social The environmental challenges group in exchange for the possibility of facing Emperor penguins, as daunting as long term benefits for oneself or one's they are, pale by comparison to the group; recruiting support to sanction EFTA_R1_01522106 EFTA02444869
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Page 122 individuals who violate group norms; run derives not solely from the and doing all this across time frames that reproductive success of individuals, but stretch from the distant past to multiple also from the success of their children to possible futures (9). Consistent with reproduce. Hunter/gatherers who did not this hypothesis, measures of sociality in form social connections and who did not troops of baboons have been found to be feel a compulsion to return to share their highly correlated with infant survival, food or defense with their offspring may and cross-species comparisons have have been more likely to survive to shown that the evolution of large and procreate again, but given the long metabolically expensive brains is more period of dependency of human infants closely associated with social than their offspring may have been less likely ecological complexity (9). to survive to procreate. The result is selection that strongly favors the ability Our survival depends on our to process information that could connection with others. Born to the contribute to the formation and most prolonged period of utter maintenance of social capacities and dependency of any animal, human connections — that is, a social brain. infants must instantly engage their These social capacities evolved hand in parents in protective behavior, and the hand with genetic, neural, and hormonal parents must care enough about their mechanisms to support them because the offspring to nurture and protect them. If resulting social behaviors helped humans infants do not elicit nurturance and survive, reproduce, and care for protection from caregivers, or if offspring sufficiently long that they too caregivers are not motivated to provide survived to reproduce (11-13). Relative such care over an extended period of to other animals, the striking time, then the infants will perish along development of and increased with the genetic legacy of the parents connectivity within the human cerebral (/0). Our developmental dependency cortex, especially the frontal and mirrors our evolutionary heritage. temporal regions, are among the key Hunter/gatherers did not have the benefit evolutionary developments in this of natural weaponry, armor, strength, regard. The cerebral cortex is a mantle flight, stealth, or speed relative to many of between 2.6 to 16 billion neurons with other species. Human survival depended each neuron receiving 10,000 to 100,000 on collective abilities, not on individual synapses in their dendritic trees (e.g., might. 14). The expansion of the frontal Selfish Genes, Social Brains regions in the human brain contributes to the human capacities for reasoning, it is the gene that is obligatorily planning, performing mental selfish, not the human brain. Genes that simulations, theory of mind, and promote behaviors that increase the odds thinking about self and others. The of the genes surviving are perpetuated. temporal regions of the brain, in turn, are One implication of this simple insight is involved with aspects of social that evolution can be viewed as the perception, memory, and competition between genes using communication. The means for guiding individuals and social structures as their behavior through the environment temporary vehicles. The genetic emerged prior to neocortical expansion. constitution of Homo Sapiens in the long EFTA_R1_01522107 EFTA02444870
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Page I 23 The evolutionarily older systems also is surprisingly easy to overlook the play a role in human information evident. processing and behavior, albeit in a more Noticing the Unusual, Overlooking the rigid and stereotyped fashion. The Obvious intricately interconnected neocortical regions of the frontal lobes are involved On January IS, 2009, US in self control, which permits the Airways Flight 1549 departed from New modulation of these older systems and York's LaGuardia Airport for Charlotte, the overriding of organismal hedonistic North Carolina when it struck a flock of impulses for the benefit of others (15). geese during takeoff. Both engines were disabled, and the heavy aircraft quickly Evidence across human history lost the power it needed to stay aloft, but provides overwhelming support for the Capt. Chesley Sullenberger somehow supposition that humans are managed a controlled descent into the fundamentally social creatures (13). Hudson River. The media dubbed the Even in contemporary times in which ditching of the plane and the survival of autonomy is revered, the average person all 155 passengers and crew the miracle has been estimated to spend nearly 80% on the Hudson, and Sullenberger was of waking hours in the company of duly heralded as a hero. The ability to others, most of which is spent in small control the descent of an 84-ton plane talk with known individuals (16). These without engine thrust is not something estimates have been supported in more with which humans are naturally detailed assessment using the day- endowed. Sullenberger was not a reconstruction method to determine how novice, of course. He is a U.S. Air people spend their time and how they Force Academy graduate who flew F-4 experienced events in their lives on a fighter planes while in the Air Force, has daily basis (17). The results of these 40 years of flight experience, and holds a daily assessments indicate people spend commercial glider license and glider only 3.4 hrs alone, or approximately instructor rating. As remarkable as was 20% of their waking hours. The time his achievement relative to what one spent with friends, relatives, spouse, might normally expect in this situation, children, clients, and coworkers is rated however, Sullenberger's efforts were not on average as more inherently rewarding sufficient for the miracle on the Hudson than the time spent alone (17). to be achieved. Respondents indicate that their When Flight 1549 came to a stop most enjoyable activities are intimate in the frigid Hudson River, the relations and socializing — activities that passengers and crew scrambled to the promote bonding and high quality wings and inflatable slides of their relationships, whereas their least slowly sinking aircraft. Local enjoyable activities are commuting and commercial vessels from the New York working. These results are consistent Waterway and Circle Line fleets with survey data. When asked "what is responded almost immediately, with the necessary for happiness?" the majority first of the vessels reaching the plane of respondents rate "relationships with within four minutes. The crews of the family and friends" as most important various vessels worked together to (18), although we certainly do not rescue the passengers and crew of Flight always act like this is most important. It EFTA_R1_01522108 EFTA02444871
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Page 124 1549, and various volunteers and aid of another, even a stranger, in dire agencies offered medical assistance. need led to public outrage. Decades of These rescue efforts were not motivated research led to the conclusion that the by personal or commercial self-interests, ambiguity of the situation and the and none of the commercial vessel diffusion of responsibility were captains was lauded as a hero. Their contributing factors. efforts received less attention because These two news stories illustrate, their actions were precisely what we in very different ways, how invisible expect of one another. forces sculpted by evolution and It is the unusual, not the cultivated by the environment act on our commonplace, that is noticed. On species. When commercial boat captains March 13, 1964, Kitty Genovese parked act against their own financial interests near her home in Kew Gardens, New to rescue others on a sinking aircraft, we York, and proceeded to her residence in think nothing of it because we believe it a small apartment complex. Winston is what any individual in the same Moseley, a business machine operator situation would naturally do. When who later confessed that his motive was observers of a brutal attack do nothing to simply to kill a woman, overtook aid the victim, we are horrified because Genovese and stabbed her twice in the we believe it goes against who we are as back. Genovese screamed, "Oh my a species. Humans are not motivated God, he stabbed me! Help me!", a call solely by self interests but rather we that was heard by neighbors. When one work together and help one another neighbor shouted at the attacker, "Leave when in need. We survive and prosper that girl alone," Moseley ran away. in the long term through collective Genovese, who was wounded and concerns and actions, not by solely bleeding, moved toward the apartment selfish pursuits (20). building slowly and alone. Moseley Danger Signals returned approximately 10 minutes later and searched for Genovese. Finding her The stories of the sardine ball nearly unconscious in a hallway of the and the penguin huddle suggest that it is building, he continued his knife attack dangerous to be on the social perimeter. on her and sexually assaulted her. The Living on the perimeter threatens the entire attack unfolded over about half an lives and genetic legacy of humans, as hour, and yet no one responded. The well. Epidemiological studies have first clear call for help to the police did found that social isolation is not only not occur until minutes following the associated with lower levels of final attack, and Genovese died in an happiness and well being but with broad ambulance en route to the hospital. The based morbidity and mortality (21). number of people who were aware of Moreover, humans are such meaning- some aspect of the attack was estimated making creatures that perceived social to be from a dozen to more than three isolation is at least as important a dozen. One unidentified neighbor who predictor of adverse outcomes on human saw part of the attack was quoted in a health and well being as is objective New York Times article as saying "I social isolation (22). Writers may spend didn't want to get involved." (19). The long periods by themselves, but the notion that people might not go to the envisioned readers make this time feel EFTA_R1_01522109 EFTA02444872
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Page 125 anything but isolated. High school distinct is that these are broader social graduates who leave family and friends identities, linked to larger social groups for the first time to attend college, on the rather than individual members of the other hand, typically experience intense groups. When we examined the feelings of social isolation even though dimensions underlying loneliness/social they are physically around more people connectedness, we found the same three than before they left home. Caspi and basic dimensions (26): (1) intimate colleagues (23) found that perceived connection/isolation refers to the social isolation in adolescence and perceived presence/absence of anyone in young adulthood predicted how many your life who affirms you as a valued cardiovascular risk factors (e.g., body person; (2) relational mass index, waist circumference, blood connection/isolation refers to the pressure, cholesterol) were elevated in perceived presence/absence of quality young adulthood, and that the number of friendships or family connections; and developmental occasions (i.e., (3) collective connection/isolation refers childhood, adolescence, young to the perceived presence/absence of a adulthood) at which participants felt meaningful connection with a group or socially isolated predicted the number of social stimulus (e.g., school, team) elevated risk factors in young adulthood. beyond other individuals. When you perceive you are part of a valued group Perceived social isolation is (collective connection), for instance, you known more colloquially as loneliness, may be more inclined to agree with other which in early scientific investigations group members, even on beliefs that was depicted as "a chronic distress may seem irrational, than when you are without redeeming features" (24. p. 15). thinking of yourself as a unique Loneliness may feel like a painfully individual. miserable, hopeless, and worthless state, but we have found it has a specific Given that human survival and structure and a valuable adaptive prosperity depends on inclusion in and function. participation with a social group, especially in evolutionary time when Research on the ways in which food was scarce and dangers were people describe themselves when asked common, there is an adaptive benefit to the question, "Who are you?", reveals having the strong and aversive response three basic dimensions (25): (1) a of loneliness when an individual feels personal, or intimate, self the "you" of his or her social connections might be your individual characteristics; (2) a weakening or broken, just as there is a social or relational self, which is who benefit to having aversive signals for you are in relation to the people closest other conditions critical for survival. to you—your spouse, kids, friends, and Hunger, thirst, and pain have evolved as neighbors; and (3) a collective self, the aversive signals to prompt an organism you that is the member of a certain to change their behavior in a way that ethnic group, has a certain national protects the individual and promotes the identity, belongs to certain professional likelihood their genes will make their or other associations, and a member of way into the gene pool. The social pain the fan club for certain sports teams. of loneliness has evolved similarly — to Similar to the relational self, this part of serve as a signal that one's connections the self is social but what makes this self EFTA_R1_01522110 EFTA02444873
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Page I26 to others are weakening and to motivate influences of gravity or magnetic flux. the repair and maintenance of the In the cases of team and school spirit, connections to others that are needed for this influence represents a specific form our health and well being as for the of social connection between an survival of our genes (27). Physical pain individual and an emergent structure. is an aversive signal that evolved to Perceived social connections are motivate one to take action that abstractions that can transcend time and minimizes damage to one's body. space. People may feel a connection Loneliness is an aversive signal that with their ancestors or family heritage evolved to motivate one to take action even if they are the only remaining that minimizes damage to one's social descendant, just as people can perceive body. personal connections with pets, cars, People differ dispositionally in television characters, celebrities, and their sensitivity to the pain of social unseen spiritual entities with whom they disconnection (i.e., feelings of do not actually interact. A potent loneliness; 28) just as people differ in component of spirituality (that does not sensitivity to physical pain. Ostracism depend on a specific religion) is the or objective isolation in most species is feeling of connection and purpose that associated with an early death (29). In come from forming a relationship with a humans, the chronic feeling of social higher being. A simple byproduct of our isolation, even when the person remains selfish genes and social brains may be among the protective embrace of others, our search for meaning in and is associated with significant mental and connection with broader organizations or physical disorders (30). Chronic hunger, beings. thirst, and pain can also have deleterious Conclusion effects for, like loneliness, their adaptive value lies in their effects as acute In 1939, the astrophysicist Sir Arthur signals, not as chronic conditions. The Eddington published a book entitled The opposite of feeling hunger, thirst, pain, philosophy ofp hysical science (32). In it he or loneliness is feeling normal, and this describes a hypothetical scientist who sought is the state in which most people exist to determine the size of the various fish in the most of the time. sea. The scientist began by weaving a 2-inch mesh net and setting sail across the seas, The social connections formed repeatedly sampling catches and carefully by humans need not be based on genetic measuring, recording, and analyzing the similarities. The human species has results of each catch. After extensive evolved the capacity for and motivation sampling, the scientist concluded that there to form relationships not only with other were no fish smaller than two inches in the individuals but also with groups (e.g., a sea. The moral of Sir Eddington's analogy is Chicago Cubs or Boston Red Sox fan) twofold. First, scientific instruments are and nonhuman entities (e.g., through shaped by people's intuitive theories of the anthropomorphism, 31). Team spirit and phenomena to be investigated. Second, once school spirit are familiar notions, and developed, scientific expectations and although team or school spirit refers to instruments shape data and theory in ways an invisible influence, it is an invisible more powerfully and fundamentally than are influence that is no less open to rigorous often appreciated. scientific inquiry than are the invisible EFTA_R1_01522111 EFTA02444874
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Page I 27 What is the relevance of this to the feel socially isolated (i.e., lonely) story of the social nature of humankind? Our compared to when they do not feel research findings have led me to believe that lonely, they are more likely not only to we all have made Eddington's error in the way perceive nonhuman objects as human- we have thought about, studied, and tried to like but to believe in the existence of deal with an invisible force that motivates us God (31, 36). To understand the full to seek and maintain our connection with capacity of and forces operating on others — including the loneliness one feels humans, we need to appreciate not only when we feel important social connections are the memory and computational power of threatened or absent. Historically, the the brain but its capacity for scientific perspective on loneliness was not representing, understanding, and only that it was a painful and miserable state, connecting with other individuals and but that it was an aversive state with no with the emergent structures, fictional redeeming features. All one needs to do is to and real, that the brain can represent. reflect on the last time one felt terribly lonely, That is, we need to recognize that we and one can appreciate the seemingly self- have evolved a powerful, meaning- evident truth of this characterization. But as making social brain and a need for social Sir Arthur Eddington's story shows us, the connection. obvious and intuitive can sometimes be very References misleading. It is now widely recognized that many structures and processes of the mind 1. Dawkins R. The Selfish Gene. operate outside of awareness, with only the 1976. end products sometimes reaching awareness. 2. Williams GC. Natural Selection, Humans have evolved to seek the Costs of Reproduction, and a connections with and validation from Refinement of Lack's Principle. other minds, and these social The American Naturalist connections represent an important set of 1966;100:687-90. invisible forces operating on our brain 3. Wilson DS, Wilson EO. and biology. The need for social Evolution "for the Good of the connection extends beyond kin relations Group". American Scientist and beyond face to face relations to 2008;96:380-9. include felt connections with 4. Holldobler B, Wilson Ea The superorganismal entities such as teams, superorganism: The beauty, political parties, nations, and God. The elegance, and strangeness of unseen forces compelling these insect societies. New York: W. connections can be quantified and W. Norton; 2008. investigated objectively independent of one's spiritual beliefs. Underlying these 5. Bowles S. Did warfare among aspirations are selfish genes that have ancestral hunter-gatherers affect produced a social brain which activates the evolution of human social reward regions of the brain when we behaviors? Science cooperate effectively with others (33) or 2009;324:1293-8. punish the perpetrators of social 6. Haidt J, Patrick Seder J, Kesebir exploitations (34), and which activates S. Hive Psychology, Happiness, the pain matrix in the brain when we feel rejected by others (35). When people EFTA_R1_01522112 EFTA02444875
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Page I28 and Public Policy. The Journal of of man. J Comp Neurol Legal Studies 2008;37:S133-S56. 1966;128:17-20. 7. Wilson DS. Evolution for 15. Berntson GG, Norman GJ, everyone: How Darwin's theory Cacioppo JT. Evaluative can change the way we think processes. In Berntson GG, about our lives. New York: Cacioppo JT editors. Handbook Delacorte Press; 2007. of neuroscience for the behavioral sciences. New York: 8. Dunbar R. The Human Story. Wiley; 2009. London: Faber and Faber 2004. 16. Emler N. Gossip, reputation and 9. Dunbar RIM, Shultz S. Evolution adaptation. In F. GR, A. B-Ze in the Social Brain. Science editors. Good gossip Lawrence, 2007;317:1344-7. KS: University of Kansas Press.; 10. Beckerman S, Erickson PI, Yost 1994, p. 34-46. J, Regalado J, Jaramillo L, 17. Kahneman D, Krueger AB, Sparks C, Iromenga M, Long K. Schkade DA, Schwarz N, Stone Life histories, blood revenge, and AA. A Survey Method for reproductive success among the Characterizing Daily Life Waorani of Ecuador. Proc Natl Experience: The Day Acad Sci USA 2009;106:8134- Reconstruction Method. Science 9. 2004;306:1776-80. 11. Cacioppo JT, Amaral DG, 18. Berscheid E. Interpersonal Blanchard B, Cameron JL, Sue attraction. In G. L, E. A editors. Carter C, Crews D, Fiske S, The Handbook of Social Heatherton T, Johnson MK, Psychology. 3 ed. New York: Kozak MJ, Levenson RW, Lord Random House; 1985, p. 413-84. C, Miller EK, Ochsner K, Raichle ME, Tracie Shea M, 19. Gansberg M. Thirty-Eight Who Taylor SE, Young U, Quinn KJ. Saw Murder Didn't Call the Social Neuroscience: Progress Police New York Times New and Implications for Mental York; 1964. Health. Perspectives on 20. Gurerk O, Irlenbusch B, Psychological Science Rockenbach B. The Competitive 2007;2:99-123. Advantage of Sanctioning 12. Donaldson ZR, Young U. Institutions. Science Oxytocin, Vasopressin, and the 2006;312:108-11. Neurogenetics of Sociality. 21. House JS, Landis KR, Umberson Science 2008;322:900-4. D. Social relationships and 13. Lovejoy CO. Reexamining health. Science 1988;241:540-5. human origins in light of 22. Cacioppo IT, Patrick B. Ardipithccus ramidus. Science Loneliness: Human nature and 2009;326:74e1-8. the need for social connection. 14. Pakkenberg H. The number of New York: W. W. Norton & nerve cells in the cerebral cortex Company; 2008. EFTA_R1_01522113 EFTA02444876
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Page 129 23. Caspi A, Harrington H, Moffitt 31. Epley N, Waytz A, Akalis S, TE, Milne BJ, Poulton R. Cacioppo JT. When we need a Socially isolated children 20 human: Motivational years later: risk of cardiovascular determinants of disease. Arch Pediatr Adolesc anthropomorphism. Social Med 2006;160:805- I 1. Cognition 2008;26:143-55. 24. Weiss RS. Loneliness: The 32. Eddington AS. The philosophy experience of emotional and of physical science : Tamer social isolation. Cambridge, MA: lectures. Cambridge: Cambridge MIT Press; 1973. University Press; 1939. 25. Brewer MB, Gardner W. Who is 33. Rilling J, Gutman D, Zeh T, this "we"? Levels of collective Pagnoni G, Berns G, Kilts C. A identity and self representations. Neural Basis for Social Journal of Personality and Social Cooperation. Neuron Psychology 1996;71:83-93. 2002;35:395-504. 26. Hawkley LC, Browne MW, 34. De Quervain DJF, Fischbacher Cacioppo JT. How Can I U, Treyer V, Schellhammer M, Connect With Thee?. Let Me Schnyder U, Buck A, Fehr E. Count the Ways. Psychological The Neural Basis of Altruistic Science 2005;16:798-804. Punishment. Science 2004;305:1254-8. 27. Cacioppo JT, Hawkley LC, Ernst JM, Burleson M, Bemtson GG, 35. Eisenberger NI, Lieberman MD, Nouriani B, Spiegel D. Williams KD. Does Rejection Loneliness within a nomological Hurt? An fMRI Study of Social net: An evolutionary perspective. Exclusion. Science Journal of Research in 2003;302:290-2. Personality 2006;40:1054-85. JT. 36. Epley N, Waytz A, Cacioppo 28. Boomsma DI, Willemsen G, On Seeing Human: A Three- Dolan CV, Hawkley LC, Factor Theory of Cacioppo JT. Genetic and Anthropomorphism. environmental contributions to Psychological Review loneliness in adults: The 2007;114:864-86. Netherlands twin register study. Behav Genet 2005;35:745-52. 29. Williams KD. Ostracism: The power of silence. New York: Guilford Press; 2001. 30. Cacioppo JT, Patrick B. Loneliness: Human nature and the need for social connection. New York: W. W. Norton & Company; 2008. EFTA_R1_01522114 EFTA02444877
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Page 130 From Inclusive Fitness to Spiritual religion serves to extend love and Striving connection beyond kin. He further argues that new developments in the The notion of "selfish genes" sciences and long-standing traditions in (and, by extension, selfish organisms) theology constitute fertile ground on was popularized in Richard Dawkins' which to build new and testable 1976 book by that title. Not long hypotheses regarding our fundamental afterwards, an article appeared in human nature. Science that presented evidence that the most vicious members of a warlike tribe I. S. Beckerman et al., Proc. Natl. in South America had the most wives Acad. Sci. U. S. A. 106, 8134 and children. The underlying notion was (May 19, 2009). one of (genetic) survival of the fittest: Those warriors who were particularly vicious were more likely to contribute their genes to the gene pool. Methodological objections have left this an open question, however, and new evidence now exists that calls this interpretation into question (1): the most aggressive warriors may have more children but they have lower indices of reproductive success than their milder brethren in part perhaps because the most aggressive warriors and their offspring arc also more likely to be the targets of revenge killings. These new data are entirely consistent with John Cacioppo's argument that the content of the human gene pool has more to do with the reproductive success of one's offspring than one's own reproductive success. Cacioppo argued further that this genetic selection resulted in a social brain that seeks meaning and connection with individuals and with social entities (e.g., groups) that extend beyond other individuals. In the next chapter, theologian Don Browning also embraces the concept of inclusive fitness and, through the writings of Thomas Aquinas, shows how religion serves the human need for meaning and connection through the ethics they advocate, the congregations they form, the institutions they represent, and the God they serve. In his view, EFTA_R1_01522115 EFTA02444878
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Page 131 years, new energy and fresh public interest have been injected into this -nr v — 1.throthr— conversation. This largely has come t"'il:11.71-1-tt—trfitirs cts 1 about due to the new insights into eescrocei religion and ethics achieved by V human . s 2 hC lUln Laislc-rn. le.Wfianh sZo ed . o ..c r a f t t..n collaboration between evolutionary absatigthriman-z"4 :; irwai T$4=71 E LI psychology and cognitive and social neuroscience. tr i —C What are the likely social consequences of this new interest in the Chapter 33 relation of science and religion? There are at least three possible answers. One Science, Religion, and a Revived might be the new atheism exemplified Religious Humanism by the writings of Richard Dawkins, Daniel Dennett, Sam Harris, and For over 150 years there has been Christopher Hitchens. I In this approach, a vital, and often contentious, dialogue the alleged defective thinking of the between science and religion. In recent world religions is exposed, and a worldvicw and way of life based strictly 3 The lead author is Don Browning, Ph.D., the on science are offered as replacement. A Alexander Campbell Professor of Religious second option might be the return of a Ethics and the Social Sciences. Emeritus, hegemonic dominance of religion over Divinity School, University of Chicago. He has science. However, polarizing rhetoric interests in the relation of the social sciences to religious ethics for the purpose of addressing from advocates for the exclusive various challenges facing modern life. His books interpretive priority of either science or include Generative Man (1973, 1975; National religion has long since ceased to be Book Award Finalist. 1974), Religious Thought culturally or academically productive. and the Modern Psychologies (1987, 2004). the Instead, through dialogue about common co-authored From Culture Wars to Common Ground: Religion and the American Family issues, scientific and theological thinkers Debate (1997, 2000), Christian Ethics and the may pose questions that lead to more Moral Psychologies (2006). and Equality and the sophisticated inquiry in both fields. Family (2007). He co-edited Sex, Marriage, and Confidence in the productive Family in the World Religions (2006), American possibilities of reciprocal questioning is Religions and the Family (2006), Children and Childhood in American Religions (2009), and a hallmark of the long tradition known Children and Childhood in World Religions as religious humanism. Here I illustrate (2009). He is the co-principal investigator with the potential contribution of religious Jean Bethke Elshtain of a Templeton Foundation humanism by bringing recent funded $4,000,000 New Science of Virtue psychological research into dialogue project. In this essay. Browning acknowledges with the religious concept of love. the antagonistic relationship that can be found What would this religious between science and religion, but he proposes humanism be like? The major world that the dialogue between science and religion can now be conducted on philosophical grounds religions would remain visible and that promote a new religious humanism that will viable as religious movements. But the honor the core ideas of the great religions, refine contributions of science would help their view of nature, and increase the values of these religions refine their interests in health, wealth, education, and general well- improving the health, education, wealth, being. EFTA_R1_01522116 EFTA02444879
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Page I32 and overall well-being of their adherents. atheism, about the ultimate truth or In addition, the sciences would help falsity of religious phenomena.2 them refine their grasp of the empirical On the other hand, the religions world about which they are, like humans themselves can contribute to the in general, constantly making judgments, sciences. They can do this by offering predictions, and characterizations. In hypotheses about how social and my vision, the attitude of scientists religious ideas, behaviors, and rituals toward religion would be first of all can shape experience, even neural phenomenological; they would first processes, often for the good but attempt to describe and understand sometimes not. The religions can offer a religious beliefs, ethics, and rituals in more generous epistemology and their full historical context. But their ontology than science is inclined to find interest in explaining some of the useful for the tight explanatory interests conditions that give rise to religious of the laboratory or scientific survey. phenomena would not be inhibited by This too might generate new hypotheses either religion or the wider society. for scientific investigation. These would There are several different approaches to be some of the ground rules for how a phenomenology. The perspective that I dialogue between science and religion recommend follows the "critical might stimulate a revived religious hermeneutic phenomenology" of Paul humanism. Ricoeur. Ricoeur advocates beginning the study of religion with a Religious Humanisms of the Past phenomenology — a careful description — To speak of a revival suggests of the person's or community's words, that there have been many expressions of symbols, metaphors, and narratives used religious humanism in the past when to communicate the meaning of a some form of science, philosophy, and religious experience or practice. This religion creatively interacted. I will view assumes that we cannot describe limit myself to speaking primarily about experience directly but rather that Judaism, Christianity, and Islam. A experience is always mediated by synthesis between Greek philosophical symbols and metaphors. But Ricoeur's psychology and Christianity can be phenomenology does not stop with a found in the use of Stoic theories of description of these meanings. It builds desire by the apostle Paul, 3 the presence in a secondary place for science and of Aristotle's family ethic — with its explanation. It seeks through science to implicit psycho-biology - in the give explanatory accounts of the affects household codes of Ephesians and I and motivations that humans bring to Colossians, 4 and the gospel of John's these words, symbols, and metaphors. If identification of Jesus with the Platonic scientists followed Ricoeur's model, and Stoic idea of the pre-existent they would understand the importance of "Word." 5 A more intentional religious beginning with description, be hesitant humanism can be found in Augustine's to skip lightly over initial use of the neo-Platonic Plotinus, phenomenological meanings, appreciate especially in the philosophical yet grasp the limits of explanation, and psychology of remembrance developed be reluctant to plunge into speculations, in his Confessions. 6 But the most such as those of the new scientific dramatic example of a religious EFTA_R1_01522117 EFTA02444880
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Page 133 humanism that spread simultaneously "Christian love" and all other forms of into Judaism, Christianity, and Islam can love, the tradition of religious humanism be found when the lost texts of Aristotle proposes that science clarifies the were discovered, translated, and workings of love in human societies and appropriated by scholars from these religion extends the scope of love three religions who worked at the same beyond its most immediate domain of tables in Islamic libraries in Spain and kinship. Sicily during the ninth and tenth There arc three major tensions in centuries. Richard Rubinstein in his theological discussions of Christian love. timely book titled Aristotle's Children They center around the two Greek words (2003) tells the story well. 7 This gave agape and eros and the Latin word rise to forms of Aristotelian religious caritas. A famous book titled Agape humanism in the works of Thomas and Eros (1953) written by the Swedish Aquinas in Christianity, Maimonides in theologian Anders Nygren traced the Judaism, and Averroes in Islam. On the debate through Christian history. 9 American scene, one sees another form Nygren believed that the truly normative of Christian humanism in the synthesis and authentic understanding of Christian of philosophical pragmatism, with all its love is found in the word agape, the influence from Darwin, and expressions Greek word used for Christian love in of liberal Christianity and the social the New Testament. It refers to a kind of gospel movement.8 self-giving, even self-sacrificial, love Religious humanisms have not that is only possible by the grace of God. always flourished and are subject to 1° Nygren was particularly interested in attacks from both fundamentalists and arguing that Christian love did not build scientific secularists. They need on what the Greek philosophers called constant updating and vigorous eros. He claimed eros refers to the intellectual development. But at their natural desires of humans to have and best, they make it possible for societies unite with the goods of life. This to maintain strong religious communities includes the goods of health, wealth, as well as integrating symbolic affiliation, and pleasure but it also umbrellas that protect the productive includes the higher goods of beauty and interaction of the scientific disciplines truth. Nygren's point, however, was with the wider cultural and religious life. that Christian love does not build on or incorporate eros — the natural An Example: The Agape, Caritas, and aspirational strivings of humans. He Eros Debate believed he found this view of Christian Few words in the English love in the New Testament (especially language have such a range of everyday the writing of the apostle Paul) and meanings and of serious philosophical Martin Luther, the giant of the Protestant and theological consideration as the Reformation. word love. For this reason, it is an Nygren was particularly excellent candidate for scientific interested in dismantling the classical investigation that has potential benefits medieval Roman Catholic view of for religious practice and everyday life. Christian love that was often Although some theologians have sought summarized with the English word to create a sharp division between charity or the Latin word caritas. Why EFTA_R1_01522118 EFTA02444881
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Page 134 did Nygren oppose the caritas view of from evolutionary psychology and social Christian love? The answer is that the neuroscience. meaning of love as caritas did exactly Moral Implications of Kin Altruism what Nygren thought Paul and Luther, and Inclusive Fitness his theological heroes, did not do. In the classic Roman Catholic view, love as As is well known, the idea of caritas builds on eros. Caritas was seen inclusive fitness was first put forth in to include natural desires for health and 1964 by William Hamilton. 12 affiliation. But the caritas view of love Hamilton's view of inclusive fitness also held that religious education and holds that living beings not only struggle God's grace built on and expanded these for their individual survival but for the natural inclinations to entail a self-giving survival of offspring and kin who also benevolence to others, even strangers carry their genes. Their altruism is and enemies — an idea so central to the likely to be proportional to the concept of Christian love. percentage of their genes that others carry. This insight was further All of this seemed too developed by the concept of parental naturalistic for Nygren. It seemed to investment. Ronald Fisher and Robert play down the importance of God's Trivers (1972) defined it as "any transforming grace. He joined other investment by the parent in an individual European neo-orthodox theologians of offspring that increases the offspring's his day such as Karl Barth and Rudolph chance of surviving...at the cost of the Bultmann in cutting off Christian love parent's ability to invest in other from eros,Il which in effect was to cut offspring." 13 These insights were at the Christian love from nature and desire — core of the emerging field of the very things scientists tend to study. sociobiology and were first brought to Beginning with Nygren's strong view of the wider public attention by E.O. agape and the strong supernaturalism of Wilson's Sociobiology: The New both Nygren and Barth, there was little Synthesis (1975).14 room in these mid-twentieth century Protestant trends for a productive But the moral implications of the dialogue between Christian ethics and concept of inclusive fitness, parental the new scientific advances in moral investment, and kin altruism have psychology, evolutionary psychology, received competing interpretations. and neuroscience. Richard Dawkins in his The Selfish Gene (1976) turned these ideas into a defense At the same time, however, of philosophical ethical egoism and breakthroughs in these very disciplines argued that all altruistic acts are have led to a new reassessment of the disguised maneuvers to perpetuate our Catholic caritas model of Christian love. own genes. But there are other IS But before I review in more detail how interpretations. Social neuroscientist this model worked, especially in the John Cacioppo interprets our motives thought of the great medieval Roman toward inclusive fitness and kin altruism Catholic theologian Thomas Aquinas, let as the core of human intergenerational me turn to review some of the moral care and the vital link between sociality implications of insights into kin altruism and spirituality. In cooperation with his and inclusive fitness emerging today colleagues, his research on loneliness EFTA_R1_01522119 EFTA02444882
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Page 135 uses evolutionary theory on inclusive and caring creatures we are. Sociality is fitness to order many of his findings. a fundamental characteristic of humans, From the perspective of this model of and, according to Cacioppo, spirituality, basic human motivations, loneliness can in its various forms, is an extension of be seen as a condition that "promotes sociality. Religion is generally, inclusive fitness by signaling ruptures in although not always, good for our social connections and motivates the mental and physical health - our heart, repair or replacement of these our blood pressure, our self-esteem, and connections." According to his our self-control - just like having good 16 interpretation of inclusive fitness, our friends and family or not being lonely gene continuity is not assured by simply are also good for our well-being. 18 having our own children. Our children Cacioppo and colleagues do not equate also must have children as well. And sociality and religion; they are fully this is a challenge entailing long-term aware that religions are complex expenditures of energy. To account for phenomena with many different this, Cacioppo writes something about doctrinal, ethical, ritual, organizational, human infant dependency that is very personal, and social features that require close to what both the Greek philosopher either rigorous experimental or clinical Aristotle and the medieval Roman population studies to sort out, even from Catholic theologian Thomas Aquinas set the perspective of how they affect down many centuries earlier. Cacioppo health. Nonetheless, he seems to hold says, that the sociality that most religions offer is a key reason for their efficacy in For many species, the offspring need human well-being. little or no parenting to survive and reproduce. Homo sapiens, however, Does Christian Love Build on Health? are born to the longest period of But my concern is the topic of abject dependency of any species. Christian love and not simply Simple reproduction, therefore, is not Christianity's contribution to mental and sufficient to ensure that one's genes physical health. Although Jesus is said make it into the gene pool. For an to have performed miracles of health, individual's genes to make it to the offering health in this world has never gene pool, one's offspring must been at the core of Christianity or, for survive to reproduce. Moreover, that matter, the other Abrahamic social connections and the behaviors religions of Judaism and Islam. they engender (e.g., cooperation, Bringing to maturity loving and self- altruism, alliances) enhance the giving persons has been the primary survival and reproduction of those concern of Christianity, whether or not involved, increasing inclusive this contributes to health and well-being. fitness. I7 But the question is, as I elaborated above, does Christian love build on eros - that is, our strivings for health and According to this view, the other goods - or come exclusively from twofold interaction between inclusive some trans-natural source as Nygren fitness and the long period of infant believes the normative tradition taught? dependency has shaped humans over the And did Christianity ever identify eros long course of evolution into the social and our deepest motivations with EFTA_R1_01522120 EFTA02444883
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Page I36 something like inclusive fitness and kin father is preserved, by a kind of altruism? succession, in the person of the son, it is naturally befitting that the son succeed in Let me start with Aquinas. In the the things belonging to the father." 21 "Supplement" to his Summa Theologica Aquinas's main source for this insight 111, was Aristotle's Politics. In one place Thomas follows Aristotle and the Aristotle wrote, " In common with other Roman natural-law theorist Ulpian in animals and with plants, mankind have a asserting that humans share with all natural desire to leave behind them an animals an inclination to have offspring. image of themselves." 22 19 Having said this, he then introduces a However, in both Aristotle and very modem sounding commentary on Aquinas, such claims were not just about the uniqueness to humans of the long the importance of kin continuity, they period of infant dependency. Notice the were statements about the origin and similarity of his argument to the words need of long-term investments by of Cacioppo above. Aquinas writes, parents at the human level. In contrast Yet nature does not incline thereto in to his teacher Plato who, in his Republic, the same way in all animals; since had advocated removing children from there are animals whose offspring their biological parents in an effort to are able to seek food immediately overcome the civil frictions created by after birth, or are sufficiently fed by nepotism, 23 Aristotle counters with an their mother; and in these there is no assertion about the origins of human tic between male and female; care. Aristotle wrote, "That which is whereas in those whose offspring common to the greatest number has the needing the support of both parents, least care bestowed upon it." He although for a short time, there is a believed that in Plato's state, "love will certain tie, as may be seen in certain be watery....Of the two qualities which birds. In man, however, since the chiefly inspire regard and affection — child needs the parents' care for a that a thing is your own and that it is long time, there is a very great tie your only one ; neither can exist in such between male and female, to which a state as this."-4 This is an assertion tie even the generic nature inclines. 2° about the importance of kin altruism in human care. Although Aquinas saw these Although there is in this quote a natural inclinations as important for the description of how family formation formation of long-term human care, he emerges at the human level, there is an believed that they were not sufficient for implicit argument for both the fact of mature parental love. Powerful social, human infant dependency and what we cultural, and indeed religious today call inclusive fitness as well. But reinforcements were also necessary for these ideas are even more evident in the stable parental investment to be realized. next quote, although stated very much This, once again, is due, according to from the male point of view, a habit Aquinas, because of the many long years typical of his time. Aquinas says, "Since of human childhood dependency; human the natural life which cannot be children need their parents for a very preserved in the person of an undying long period of time and over the course EFTA_R1_01522121 EFTA02444884
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Page 137 of many contingencies and challenges. treated "always as an end and never as a This leads Aquinas to develop his means only." 26 In Aquinas's view, theology of marriage as a way of acting on this belief, and with the consolidating and stabilizing parental empowering grace of God, made it commitment, especially paternal possible for Christians to build on yet commitment, to their dependent analogically generalize their kin children. 25 altruism to all children ofG od, even those beyond the immediate family, their Although neither Aristotle nor own children, and their own kin. These Aquinas presented the MI wider assumptions may be beyond the intergenerational scope of Cacioppo's competence of science to assess. They interpretation of kin altruism and entail a step toward metaphysical inclusive fitness — that it must extend to speculation of the kind science would do our children's children and not just our better to avoid. Nonetheless, in the view own — both perspectives comprehended of Christian love developed in Aquinas, the interlocking nature of kin altruism the seeds of a religious humanism — in and the well-spring of care, long-term this case a Christian humanism —began human commitment, and hence some of to form. the rudimentary energies of human morality. I have tried to illustrate how insights from Aristotle and Aquinas can Of course, Aquinas and those join with insights from evolutionary who followed him supplemented these psychology and social neuroscience to naturalistic observations with additional refine the Christian understanding of epistemological presuppositions that love. In pursuing this course, I join the may seem strange to scientists. These work of Stephen Pope and others in included the idea that God works presenting this option. 27 The kind of through nature as well as grace, hence Christian humanism found in Aquinas God is present in the kin altruistic makes it possible for Christianity to be inclinations of parents and grandparents. enriched by the modem sciences of He also assumed that in order for kin human nature. Aquinas's view is altruism to be stable, the additional strikingly different from Nygren's social reinforcements of institutional representation of Paul and Luther when marriage and God's strengthening grace Nygren contends that Christian love does and forgiveness were also needed. In not build on our own natural energies, addition, he held - and Christianity has but "has come to us from heaven." 28 Or always taught - that Christian love again, it is very different from Nygren's includes more than kin altruism and the view when he writes that the Christian is care of our familial offspring; it must "merely the tube, the channel through include the love of neighbor, stranger, which God's love flows." 29 The and enemy, even to the point of self- complete discontinuity in this statement sacrifice. For the Christian, this was between the downward love of God and made possible by the idea that God was the natural extension to nonkin of human the creator of all humans and hence each kin-altruistic impulses is stunning. And person was a child of God and made in such a view as Nygren's precludes the God's image (imago dei). For this possibility of a religious humanism of reason, as Kant would say on different the kind I have been describing. And it grounds, each individual should be EFTA_R1_01522122 EFTA02444885
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Page I38 eliminates the possibility of the 2 For a discussion of these distinctions refinements to religious views of human between different forms of nature that the conversation between phenomenology, see Paul Ricoeur, religion and science can offer. Hermeneutics and the Human Sciences (Cambridge: Cambridge University Conclusion Press, 1981), pp. 63-100. My argument has been that a revived religious humanism can come 3 Will Deming, Paul on Marriage and about through the dialogue between Celibacy (Cambridge: Cambridge religion and science, particularly University Press, 1995). Troels Engbert- between religion and the psychological Perdersen, Paul and the Stoics sciences. I have illustrated this with the (Louisville, KY,: Westminster John issue of love in Christianity. I believe Knox, 2000). my argument could be illustrated with °Aristotle, Nicomachean Ethics (New other religions, especially the Abrahamic York: Random House, 1941), Bk. VIII, religions of Judaism and Islam. As ch. 10. Aristotle's influence created a kind of religious humanism in these religions in 3 The Interpreter's Bible: Luke and John, the past, the broader dialogue between Vol. 8 (Nashville, TN.: Abingdon Press, science and religion may be able to do 1952), p. 465. this for them in the future. But the contributions will not 6 Peter Brown, Augustine ofH ippo (Berkeley, CA.: University of California, simply flow from science to religion. 1969), p. 178. Even in this short essay, a question for science to investigate has arisen. It is 'Richard Rubinstein, Aristotle's this: how do religious and metaphysical Children (New York: Harcourt, Inc., beliefs extend the impulse of natural kin 2003) altruism, if at all? This goes beyond the s issue of the relation of religion to health. Edward Scribner Ames, Religion It raises the question of the relation of (Chicago: Holt, 1929). religion to expansive love for the distant other. This is a good question that 9Anders Nygren, Agape and Eros comes from taking the claims of religion (Philadelphia, PA.: Westminster Press, seriously and an example of how 1953). religion can continue to feed and p. 57, 121-122. challenge scientific inquiry. References "Ibid., p. 101. Richard Dawkins, The God Delusion 12William Hamilton, "The Genetical (Boston, Mass.: Houghton Mifflin Co., Evolution of Social Behavior, II" 2006); Daniel Dennett, Breaking the Journal of Theoretical Biology 7 God Spell (New York, NY.: Viking, (1964), pp. 17-52. 2006); Sam Harris, Letter to a Christian Nation (NY.; Alfred Knopf, 2006); "Ronald Fisher and Robert Trivers, Christopher Hitchens, God is not Great "Parental Investment and Sexual (NY.: Twelve, 2007). Selection," B. Campbell (ed.), Sexual EFTA_R1_01522123 EFTA02444886
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Page 139 Selection and the Descent ofM an 28Immanuel Kant, Foundations oft he (Chicago: Aldine Publishing Co., 1972), Metaphysics ofM orals (New York: p. 139. Bobbs-Merrill Co., 1959), p. 49. I.E.O. Wilson, Sociobiology: The New "Stephen Pope, "The Order of Love in Synthesis (Cambridge, Mass.: Harvard Recent Roman Catholic Ethics, " University Press, 1975). Theological Studies 52 (1991), pp. 255- 288. "Richard Dawkins, The Selfish Gene (Oxford: Oxford University Press, 28Nygren, Agape and Eros, p. 734. 1976). "Ibid, p. 735. "John Cacioppo, "Loneliness: Conceptualization," (In press), pp. 4-5. p. 5. I8John Cacioppo and J. T. Brandon, "Religious Involvement and Health," Psychological Inquiry 13:3 (2002), pp. 99 19Larry Arnhart, "Thomistic Natural Law as Darwinian Natural Right," Ellen Frenkel, Fred Miller, Jeffrey Paul (eds.), Natural Law and Modem Moral Philosophy (Cambridge: Cambridge University Press, 2001), pp. 1-2. 20Aquinas, Summa Theologica, III, "Supplement," q., 41.1. 21Thomas Aquinas, Summa Contra Gentiles (London: Burns, Oates, and Washburn, 1928), 3, ii, p. 115. 22 Aristotic, Politics, Richard McKeon (ed.) The Basic Works ofA ristotle (New York: Random House, 1941), I, i. "Plato, The Republic (New York: Basic Books, 1968), Bk. 5, pp. 461- 465. 24Aristotle, Politics, Bk. 2, chpt. 3. "Aquinas, Summa Contra Gentiles, 3, ii, p. 115. EFTA_R1_01522124 EFTA02444887
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Page 140 The Status of the Body Politic anti the reverberates throughout the human body, Status of the Body Itself and its absence—in loneliness—is likely to have long-term adverse effects on In the long history of personal health. conversations between science and religion, starting points matter. As Don Browning demonstrates through the example of Thomas Aquinas, when religions start with a desire to understand human behavior, such as the long-term human commitment between parent and child, they recognize that science might illuminate and refine that understanding. And religion, in turn, might shape social institutions that not only enhance the human drive toward social connection but also imaginatively extend its influence beyond direct kinship to influence ethical relations with neighbor and stranger. By starting with a shared interest in understanding what Browning calls "the rudimentary energies of human morality," creative conversation between science and religion thus prompts a religious humanism, in which religion partners with science to shape models of fulfillment for human sociality. Like Browning, Louise Hawkley starts with the human quest for social connection. As humans mature, Hawkley observes, they proceed from childhood dependence not toward independence but toward interdependence. But, whereas Browning pursued the implications of interdependence for the body politic, Hawkley wants to know the consequences of interdependence for the physical body. Her research focuses on the interplay between psychological and physical factors in the human sense of social connectedness, and Hawkley finds that "feeling wanted and accepted and like one belongs are as vital to our existence as the air we breathe. " A robust sense of social connection EFTA_R1_01522125 EFTA02444888