EFTA00597963

Exhibit A 
FINRA DISPUTE RESOLUTION, INC. 
 
 x 
In the Matter of the Arbitration Between: 
FINANCIAL TRUST COMPANY, INC. and THE 
C.O.U.Q. FOUNDATION, INC., 
FINRA-DR Case No. 09-00979 
Claimants, 
- and - 
STIPULATION OF DISMISSAL 
THE BEAR STEARNS COMPANIES INC., BEAR, 
WITH PREJUDICE 
STEARNS & CO. INC., BEAR STEARNS ASSET 
: 
MANAGEMENT INC. and WARREN SPECTOR, 
Respondents. 
I 
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EFTA00597983

IT IS HEREBY STIPULATED AND AGREED, by the parties to this arbitration, 
through their undersigned counsel, that this arbitration be and it hereby is dismissed in its 
entirety with prejudice, with each party to bear its own attorneys' fees and costs, pursuant to 
Rule 12700 of the Code of Arbitration Procedure for Customer Disputes. 
Dated: JalyAugusr 
, 2011 
Susman Godfrey LLP 
By: 
Stephen D. Susman 
560 Lexington Avenue, 15th Floor 
New York, New York 10022 
(212) 336-8330 
Counsel for Claimants 
Kramer Levin Naftalis & Frankel LLP 
By: 
Stephen M. Sinaiko 
1177 Avenue of the Americas 
New York, New York 10036 
(212) 715-9100 
Freshfields Bruckhaus Deringer US LLP 
By: 
Marshall H. Fishman 
Gabrielle L. Gould 
520 Madison Avenue, 34th Floor 
New York, New York 10022 
(212) 277-4000 
Co-Counsel for The Bear Steams Companies 
Inc., Bear, Stearns & Co. Inc. and Bear Stearns 
Asset Management Inc. 
KL3 , . 1. 1C7-1211112.1 
- 2-
EFTA00597984

Wachtell, Lipton, Rosen & Katz 
By: 
David B. Anders 
51 West 52nd Street 
New York, New York 10019 
(212) 403-1000 
Counsel for Warren Spector 
- 3-
I
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EFTA00597985

Exhibit B 
UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT OF NEW YORK 
x 
IN RE THE BEAR STEARNS COMPANIES, 
INC. SECURMES, DERIVATIVE, AND ERISA 
: Master File No.: 
LITIGATION 
: 08 
. No. 1963 (RWSI 
This Document Relates To: 
: ECF Case 
Financial Trust Co., Inc. v. The Bear 
Stearns Cos. Inc., No. 10 Civ. 01226 (RWS) 
: 
STIPULATION OF DISMISSAL 
WITH PREJUDICE 
 
x 
PLEASE TAKE NOTICE that the undersigned counsel for all parties hereby 
stipulate and agree that this action, Financial Trust Co., Inc. v. The Bear Stearns Cos. Inc., No. 
10 Civ. 01226 (RWS), is hereby dismissed WITH PREJUDICE pursuant to Rule 41(a)(1)(A)(ii) 
of the Federal Rules of Civil Procedure. 
Dated: New York, New York 
JulySus 
2011 
PAUL, WEISS, RIFKIND, WHARTON 
& GARRISON LLP 
By: 
Brad S. Karp 
Eric S. Goldstein 
Jonathan Hurwitz 
Jessica S. Carey 
1285 Avenue of the Americas 
New York, New York 10019-6064 
Tel: (212) 373-3000 
Fax: (212) 757-3980 
Attorneys for Defendant The Bear Stearns Companies 
Inc. 
,x,.,.,,,.32
EFTA00597986

SUSMAN GODFREY 
By: 
Stephen D. Susman 
560 Lexington Avenue, 15th Floor 
New York, New York 10022-6828 
Tel: (212) 336-8330 
Fax: (212) 336-8340 
Attorneys for Plaintiff Financial Trust Company, Inc. 
I
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EFTA00597987

Exhibit C 
'WARREN SPECTOR RELEASE -- TO BE INSERTED' 
KU .11411t 2 2aalgail 
EFTA00597988

Schedule 
Party 
Fund 
Date 
Contribution 
Financial Trust Company, Inc. 
HG 
January 2004 
$15,000,000 
ELR 
August 2006 
$20,155,344 
ABS 
November 2006 $10,000,000 
The C.O.U.Q. Foundation, Inc. 
ABS 
January 2004 
$10,000,000! 
"HG" refers to Bear Steams High Grade Structured Credit Strategies, M. 
"ELR" refers to investments made in Bear Steams High Grade Structured Credit Strategies 
irs,
Enhanced Levera e 
, ■. by in-kind transfer from Bear Steams High Grade Structured 
Credit Strategies, 
"ABS" refers to either or both of Bear Steams Asset Backed Securities Partners, M. and Bear 
Steams Asset Backed Securities Overseas, Ltd. 
I Pursuant to an instrument dated January 1 200R COUQ assigned to YLK Charitable Trust 
100 percent of the shares CO11O owned in Rear Stearns Asset Racked Securities Overseas I Ad 
EFTA00597989

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